INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS
Autor(a) principal: | |
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Data de Publicação: | 2023 |
Tipo de documento: | Artigo |
Idioma: | eng |
Título da fonte: | Lex Humana |
Texto Completo: | https://seer.ucp.br/seer/index.php/LexHumana/article/view/2427 |
Resumo: | Intermediary institutions are institutions operating in the field of capital markets. Intermediary institutions act as intermediaries in bringing the funds to the economy. During the execution of intermediary activities, a contract is concluded between the intermediary institutions and their customers. This contract is a brokerage framework contract. At the conclusion of the brokerage framework agreement, some protection mechanisms were introduced to protect customers in a weak situation. Protection mechanisms are particularly important when customers are consumers. However, the protection of customers does not depend on their consumer status. In other words, customers should be protected under the framework agreement, even if they are not consumers. These mechanisms take place within the framework of the capital market law, The Code of the Protection of the Consumer and the Turkish Code of Obligations. |
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INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTSATIVIDADES DE INTERMEDIAÇÃO NO MERCADO DE CAPITAIS E ACORDOS-QUADRO DE INTERMEDIAÇÃOIntermediary institutionintermediaryframework contractauditprotectionIntermediary institutions are institutions operating in the field of capital markets. Intermediary institutions act as intermediaries in bringing the funds to the economy. During the execution of intermediary activities, a contract is concluded between the intermediary institutions and their customers. This contract is a brokerage framework contract. At the conclusion of the brokerage framework agreement, some protection mechanisms were introduced to protect customers in a weak situation. Protection mechanisms are particularly important when customers are consumers. However, the protection of customers does not depend on their consumer status. In other words, customers should be protected under the framework agreement, even if they are not consumers. These mechanisms take place within the framework of the capital market law, The Code of the Protection of the Consumer and the Turkish Code of Obligations.As instituições intermediárias são instituições que operam no campo dos mercados de capitais. As instituições intermediárias atuam como intermediárias para trazer os fundos para a economia. Durante a execução das atividades intermediárias, é celebrado um contrato entre as instituições intermediárias e seus clientes. Este contrato é um contrato estrutural de corretagem. Na conclusão do contrato estrutural de corretagem, alguns mecanismos de proteção foram introduzidos para proteger os clientes em uma situação fraca. Os mecanismos de proteção são particularmente importantes quando os clientes são consumidores. No entanto, a proteção dos clientes não depende de seu status de consumidor. Em outras palavras, os clientes devem ser protegidos nos termos do acordo-quadro, mesmo que não sejam consumidores. Esses mecanismos ocorrem no âmbito da lei do mercado de capitais, do Código de Proteção do Consumidor e do Código Turco de Obrigações.Universidade Católica de Petrópolis2023-01-30info:eu-repo/semantics/articleinfo:eu-repo/semantics/publishedVersionapplication/pdfhttps://seer.ucp.br/seer/index.php/LexHumana/article/view/2427Lex Humana (ISSN 2175-0947); Vol. 15 No. 1 (2023): JAN.-MAR.; 291-307Lex Humana (ISSN 2175-0947); v. 15 n. 1 (2023): JAN.-MAR.; 291-3072175-0947reponame:Lex Humanainstname:Universidade Católica de Petrópolis (UCP)instacron:UCPenghttps://seer.ucp.br/seer/index.php/LexHumana/article/view/2427/3421Copyright (c) 2023 Lex Humana (ISSN 2175-0947)https://creativecommons.org/licenses/by-nc-nd/4.0info:eu-repo/semantics/openAccessKoç , Himmet 2023-02-27T09:50:28Zoai:ojs.pkp.sfu.ca:article/2427Revistahttp://seer.ucp.br/seer/index.php?journal=LexHumanaPUBhttp://seer.ucp.br/seer/index.php/LexHumana/oai||sergio.salles@ucp.br2175-09472175-0947opendoar:2023-02-27T09:50:28Lex Humana - Universidade Católica de Petrópolis (UCP)false |
dc.title.none.fl_str_mv |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS ATIVIDADES DE INTERMEDIAÇÃO NO MERCADO DE CAPITAIS E ACORDOS-QUADRO DE INTERMEDIAÇÃO |
title |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS |
spellingShingle |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS Koç , Himmet Intermediary institution intermediary framework contract audit protection |
title_short |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS |
title_full |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS |
title_fullStr |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS |
title_full_unstemmed |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS |
title_sort |
INTERMEDIATION ACTIVITIES IN THE CAPITAL MARKET AND INTERMEDIATION FRAMEWORK AGREEMENTS |
author |
Koç , Himmet |
author_facet |
Koç , Himmet |
author_role |
author |
dc.contributor.author.fl_str_mv |
Koç , Himmet |
dc.subject.por.fl_str_mv |
Intermediary institution intermediary framework contract audit protection |
topic |
Intermediary institution intermediary framework contract audit protection |
description |
Intermediary institutions are institutions operating in the field of capital markets. Intermediary institutions act as intermediaries in bringing the funds to the economy. During the execution of intermediary activities, a contract is concluded between the intermediary institutions and their customers. This contract is a brokerage framework contract. At the conclusion of the brokerage framework agreement, some protection mechanisms were introduced to protect customers in a weak situation. Protection mechanisms are particularly important when customers are consumers. However, the protection of customers does not depend on their consumer status. In other words, customers should be protected under the framework agreement, even if they are not consumers. These mechanisms take place within the framework of the capital market law, The Code of the Protection of the Consumer and the Turkish Code of Obligations. |
publishDate |
2023 |
dc.date.none.fl_str_mv |
2023-01-30 |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/article info:eu-repo/semantics/publishedVersion |
format |
article |
status_str |
publishedVersion |
dc.identifier.uri.fl_str_mv |
https://seer.ucp.br/seer/index.php/LexHumana/article/view/2427 |
url |
https://seer.ucp.br/seer/index.php/LexHumana/article/view/2427 |
dc.language.iso.fl_str_mv |
eng |
language |
eng |
dc.relation.none.fl_str_mv |
https://seer.ucp.br/seer/index.php/LexHumana/article/view/2427/3421 |
dc.rights.driver.fl_str_mv |
Copyright (c) 2023 Lex Humana (ISSN 2175-0947) https://creativecommons.org/licenses/by-nc-nd/4.0 info:eu-repo/semantics/openAccess |
rights_invalid_str_mv |
Copyright (c) 2023 Lex Humana (ISSN 2175-0947) https://creativecommons.org/licenses/by-nc-nd/4.0 |
eu_rights_str_mv |
openAccess |
dc.format.none.fl_str_mv |
application/pdf |
dc.publisher.none.fl_str_mv |
Universidade Católica de Petrópolis |
publisher.none.fl_str_mv |
Universidade Católica de Petrópolis |
dc.source.none.fl_str_mv |
Lex Humana (ISSN 2175-0947); Vol. 15 No. 1 (2023): JAN.-MAR.; 291-307 Lex Humana (ISSN 2175-0947); v. 15 n. 1 (2023): JAN.-MAR.; 291-307 2175-0947 reponame:Lex Humana instname:Universidade Católica de Petrópolis (UCP) instacron:UCP |
instname_str |
Universidade Católica de Petrópolis (UCP) |
instacron_str |
UCP |
institution |
UCP |
reponame_str |
Lex Humana |
collection |
Lex Humana |
repository.name.fl_str_mv |
Lex Humana - Universidade Católica de Petrópolis (UCP) |
repository.mail.fl_str_mv |
||sergio.salles@ucp.br |
_version_ |
1809279387598585856 |