A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial
Autor(a) principal: | |
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Data de Publicação: | 2023 |
Tipo de documento: | Tese |
Idioma: | por |
Título da fonte: | Biblioteca Digital de Teses e Dissertações da PUC_SP |
Texto Completo: | https://repositorio.pucsp.br/jspui/handle/handle/39314 |
Resumo: | The expansion of negotiated criminal justice institutes is one of the effects of the expansion of the space for criminal protection during the second half of the 20th century. The instruments of negotiated criminal justice, classified into sentencing agreements and diversion agreements, coexist with the trial solution in different procedural systems, anchored in dispute or official investigation models. The reduction of the penalty below the abstract minimum, the modification of the typicity of the fact committed and the adoption of functional equivalents of the penalty, in criminal agreements, imply the need to seek the legitimization of the criminal response within the scope of negotiated criminal law. The classical theories of punishment find it difficult to justify the responses produced in criminal agreements. The research demonstrates, through bibliographic, documental and empirical analysis of procedural data, how little space theories of punishment have for negotiated criminal justice. The comparison between criminal plea bargains in different legal systems indicates the absence of a literal importation of the American plea bargain. Negotiated criminal law allocates greater decision making space to the Public Prosecutor's Office and, for this reason, there is a need for more uniform guidelines for action. In the apparent tension between negotiated criminal justice and victim rights, research indicates that victim satisfaction is related to their desire and ability to participate, and that they do not necessarily seek veto power over the prosecutor's choice. From the dogmatic aspect, the legitimization of the criminal response in sentencing agreements aligns, with difficulty, with preventive theories. In a political-criminal conception, the justification is grounded in the Economic Analysis of Law, in faster procedures and cost reduction. The principles of legality and the legal reserve offer a foundation for the legitimization of criminal agreements when there is a correspondence between the fact committed and the accused. In reduced sentence agreements, which require a voluntary and intelligible confession, made between the prosecution and the defense, with reparation for the damage and the victim's right of conference, there is greater procedural efficiency and, likewise, the capacity to communicate the adequate penal response to the victim and to society, besides dialoguing with some of the effects proclaimed by the classical theories of punishment. The research points to the legitimization of the functional equivalent of the penalty in the effective communication to the offender, the victim and society. For this construction, it presents the sufficient protection of the protected legal good anchored in the theory of constitutional mandates of criminalization. Likewise, it makes possible the construction of a criminal law without concrete punishment for less intense offenses in stages of criminal prosecution that precede the formation of guilt. Finally, it relates the criminal response through functional equivalents of the penalty as a political-criminal alternative to reduce incarceration and contribute to the balanced management of the Brazilian prison system |
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Ponte, Antonio Carlos dahttp://lattes.cnpq.br/7570867927380829http://lattes.cnpq.br/4922415917106270Gomes Filho, Dermeval Farias2023-09-29T14:12:21Z2025-08-142023-09-29T14:12:21Z2023-02-27Gomes Filho, Dermeval Farias. A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial. 2023. Tese (Doutorado em Direito) - Programa de Estudos Pós-Graduados em Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2023.https://repositorio.pucsp.br/jspui/handle/handle/39314The expansion of negotiated criminal justice institutes is one of the effects of the expansion of the space for criminal protection during the second half of the 20th century. The instruments of negotiated criminal justice, classified into sentencing agreements and diversion agreements, coexist with the trial solution in different procedural systems, anchored in dispute or official investigation models. The reduction of the penalty below the abstract minimum, the modification of the typicity of the fact committed and the adoption of functional equivalents of the penalty, in criminal agreements, imply the need to seek the legitimization of the criminal response within the scope of negotiated criminal law. The classical theories of punishment find it difficult to justify the responses produced in criminal agreements. The research demonstrates, through bibliographic, documental and empirical analysis of procedural data, how little space theories of punishment have for negotiated criminal justice. The comparison between criminal plea bargains in different legal systems indicates the absence of a literal importation of the American plea bargain. Negotiated criminal law allocates greater decision making space to the Public Prosecutor's Office and, for this reason, there is a need for more uniform guidelines for action. In the apparent tension between negotiated criminal justice and victim rights, research indicates that victim satisfaction is related to their desire and ability to participate, and that they do not necessarily seek veto power over the prosecutor's choice. From the dogmatic aspect, the legitimization of the criminal response in sentencing agreements aligns, with difficulty, with preventive theories. In a political-criminal conception, the justification is grounded in the Economic Analysis of Law, in faster procedures and cost reduction. The principles of legality and the legal reserve offer a foundation for the legitimization of criminal agreements when there is a correspondence between the fact committed and the accused. In reduced sentence agreements, which require a voluntary and intelligible confession, made between the prosecution and the defense, with reparation for the damage and the victim's right of conference, there is greater procedural efficiency and, likewise, the capacity to communicate the adequate penal response to the victim and to society, besides dialoguing with some of the effects proclaimed by the classical theories of punishment. The research points to the legitimization of the functional equivalent of the penalty in the effective communication to the offender, the victim and society. For this construction, it presents the sufficient protection of the protected legal good anchored in the theory of constitutional mandates of criminalization. Likewise, it makes possible the construction of a criminal law without concrete punishment for less intense offenses in stages of criminal prosecution that precede the formation of guilt. Finally, it relates the criminal response through functional equivalents of the penalty as a political-criminal alternative to reduce incarceration and contribute to the balanced management of the Brazilian prison systemA ampliação dos institutos de justiça penal negociada consiste em um dos efeitos da expansão do espaço da tutela penal no decorrer da segunda metade do século XX. Os instrumentos de justiça penal negociada, classificados em acordos de pena e acordos de diversão, convivem com a solução de julgamento em distintos sistemas processuais, ancorados em modelos de disputa ou de investigação oficial. A redução da pena abaixo do mínimo em abstrato, a modificação da tipicidade do fato cometido e a adoção de equivalentes funcionais da pena, nos acordos penais, implicam a necessidade de buscar a legitimação da resposta penal no âmbito do Direito Penal negocial. As teorias clássicas da pena têm dificuldade de justificar as respostas produzidas nos acordos penais. A pesquisa demonstra, mediante análise bibliográfica, documental e empírica de dados processuais, o pouco espaço das teorias das penas para a justiça penal negociada. A comparação entres os acordos penais de diversos ordenamentos jurídicos indica a ausência de importação literal do plea bargain estadunidense. O Direito Penal negocial destina maior espaço decisório ao Ministério Público e, por essa razão, há necessidade de diretrizes de atuação mais uniforme. Na aparente tensão entre justiça penal negociada e direitos da vítima, pesquisas indicam que a satisfação das vítimas está relacionada ao seu desejo e à sua capacidade de participar e que não buscam necessariamente o poder de veto da escolha do Ministério Público. Do aspecto dogmático, a legitimação da resposta penal nos acordos de pena se alinha, com dificuldade, às teorias preventivas. Em uma concepção político-criminal, a justificativa está alicerçada na Análise Econômica do Direito, em procedimentos mais céleres e de redução dos custos. Os princípios da legalidade e da reserva legal oferecem alicerce para a legitimação dos acordos penais quando há correspondência entre o fato cometido e o imputado. Nos acordos de pena reduzida, que exigem a confissão voluntária e inteligível, realizados entre acusação e defesa, com reparação do dano e direito de conferência da vítima, há maior eficiência processual e, de igual modo, capacidade de comunicar a resposta penal adequada ao ofendido, à vítima e à sociedade, além de dialogar com alguns dos efeitos apregoados pelas clássicas teorias da pena. A pesquisa aponta a legitimação do equivalente funcional da pena na comunicação eficaz ao infrator, à vítima e à sociedade. Para essa construção, apresenta a tutela suficiente do bem jurídico protegido ancorada na teoria dos mandados constitucionais de criminalização. De igual modo, possibilita a construção de um Direito Penal sem pena concreta para ofensas menos intensas em estágios da persecução penal que antecedem a formação da culpa. Ao final, relaciona a resposta penal mediante equivalentes funcionais da pena como alternativa político-criminal para diminuir o encarceramento e contribuir com a gestão equilibrada do sistema prisional brasileiroporPontifícia Universidade Católica de São PauloPrograma de Estudos Pós-Graduados em DireitoPUC-SPBrasilFaculdade de DireitoCNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITODireito penal negocialTeorias da penaLegitimação da resposta penalCriminal law in agreementsTheories of punishmentLegitimization of the criminal responseA legitimação da pena e dos seus equivalentes funcionais no direito penal negocialinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisinfo:eu-repo/semantics/embargoedAccessreponame:Biblioteca Digital de Teses e Dissertações da PUC_SPinstname:Pontifícia Universidade Católica de São Paulo (PUC-SP)instacron:PUC_SPORIGINALDermeval Farias.pdfapplication/pdf3455710https://repositorio.pucsp.br/xmlui/bitstream/handle/39314/1/Dermeval%20Farias.pdf2722a071a2661ffd9bdc8c577a137402MD51Dermeval Farias - Parcial.pdfDermeval Farias - Parcial.pdfapplication/pdf504150https://repositorio.pucsp.br/xmlui/bitstream/handle/39314/2/Dermeval%20Farias%20-%20Parcial.pdff727fb15da78914da5b15e28b6aff1c9MD52TEXTDermeval Farias.pdf.txtDermeval Farias.pdf.txtExtracted texttext/plain1371370https://repositorio.pucsp.br/xmlui/bitstream/handle/39314/3/Dermeval%20Farias.pdf.txt9d3684461d2dfc58d0615d90e36d9c58MD53Dermeval Farias - Parcial.pdf.txtDermeval Farias - Parcial.pdf.txtExtracted texttext/plain190915https://repositorio.pucsp.br/xmlui/bitstream/handle/39314/5/Dermeval%20Farias%20-%20Parcial.pdf.txtd37c4665b2c79cfd7a1a8c0142334397MD55THUMBNAILDermeval Farias.pdf.jpgDermeval Farias.pdf.jpgGenerated Thumbnailimage/jpeg1375https://repositorio.pucsp.br/xmlui/bitstream/handle/39314/4/Dermeval%20Farias.pdf.jpge1c10a6ba1109b39eb04bf34647c00d0MD54Dermeval Farias - Parcial.pdf.jpgDermeval Farias - Parcial.pdf.jpgGenerated Thumbnailimage/jpeg1374https://repositorio.pucsp.br/xmlui/bitstream/handle/39314/6/Dermeval%20Farias%20-%20Parcial.pdf.jpg248358e3d3941ae3399ec6456f33ac0aMD56handle/393142023-09-30 01:08:23.692oai:repositorio.pucsp.br:handle/39314Biblioteca Digital de Teses e Dissertaçõeshttps://sapientia.pucsp.br/https://sapientia.pucsp.br/oai/requestbngkatende@pucsp.br||rapassi@pucsp.bropendoar:2023-09-30T04:08:23Biblioteca Digital de Teses e Dissertações da PUC_SP - Pontifícia Universidade Católica de São Paulo (PUC-SP)false |
dc.title.pt_BR.fl_str_mv |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial |
title |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial |
spellingShingle |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial Gomes Filho, Dermeval Farias CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO Direito penal negocial Teorias da pena Legitimação da resposta penal Criminal law in agreements Theories of punishment Legitimization of the criminal response |
title_short |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial |
title_full |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial |
title_fullStr |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial |
title_full_unstemmed |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial |
title_sort |
A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial |
author |
Gomes Filho, Dermeval Farias |
author_facet |
Gomes Filho, Dermeval Farias |
author_role |
author |
dc.contributor.advisor1.fl_str_mv |
Ponte, Antonio Carlos da |
dc.contributor.advisor1Lattes.fl_str_mv |
http://lattes.cnpq.br/7570867927380829 |
dc.contributor.authorLattes.fl_str_mv |
http://lattes.cnpq.br/4922415917106270 |
dc.contributor.author.fl_str_mv |
Gomes Filho, Dermeval Farias |
contributor_str_mv |
Ponte, Antonio Carlos da |
dc.subject.cnpq.fl_str_mv |
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO |
topic |
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO Direito penal negocial Teorias da pena Legitimação da resposta penal Criminal law in agreements Theories of punishment Legitimization of the criminal response |
dc.subject.por.fl_str_mv |
Direito penal negocial Teorias da pena Legitimação da resposta penal |
dc.subject.eng.fl_str_mv |
Criminal law in agreements Theories of punishment Legitimization of the criminal response |
description |
The expansion of negotiated criminal justice institutes is one of the effects of the expansion of the space for criminal protection during the second half of the 20th century. The instruments of negotiated criminal justice, classified into sentencing agreements and diversion agreements, coexist with the trial solution in different procedural systems, anchored in dispute or official investigation models. The reduction of the penalty below the abstract minimum, the modification of the typicity of the fact committed and the adoption of functional equivalents of the penalty, in criminal agreements, imply the need to seek the legitimization of the criminal response within the scope of negotiated criminal law. The classical theories of punishment find it difficult to justify the responses produced in criminal agreements. The research demonstrates, through bibliographic, documental and empirical analysis of procedural data, how little space theories of punishment have for negotiated criminal justice. The comparison between criminal plea bargains in different legal systems indicates the absence of a literal importation of the American plea bargain. Negotiated criminal law allocates greater decision making space to the Public Prosecutor's Office and, for this reason, there is a need for more uniform guidelines for action. In the apparent tension between negotiated criminal justice and victim rights, research indicates that victim satisfaction is related to their desire and ability to participate, and that they do not necessarily seek veto power over the prosecutor's choice. From the dogmatic aspect, the legitimization of the criminal response in sentencing agreements aligns, with difficulty, with preventive theories. In a political-criminal conception, the justification is grounded in the Economic Analysis of Law, in faster procedures and cost reduction. The principles of legality and the legal reserve offer a foundation for the legitimization of criminal agreements when there is a correspondence between the fact committed and the accused. In reduced sentence agreements, which require a voluntary and intelligible confession, made between the prosecution and the defense, with reparation for the damage and the victim's right of conference, there is greater procedural efficiency and, likewise, the capacity to communicate the adequate penal response to the victim and to society, besides dialoguing with some of the effects proclaimed by the classical theories of punishment. The research points to the legitimization of the functional equivalent of the penalty in the effective communication to the offender, the victim and society. For this construction, it presents the sufficient protection of the protected legal good anchored in the theory of constitutional mandates of criminalization. Likewise, it makes possible the construction of a criminal law without concrete punishment for less intense offenses in stages of criminal prosecution that precede the formation of guilt. Finally, it relates the criminal response through functional equivalents of the penalty as a political-criminal alternative to reduce incarceration and contribute to the balanced management of the Brazilian prison system |
publishDate |
2023 |
dc.date.accessioned.fl_str_mv |
2023-09-29T14:12:21Z |
dc.date.available.fl_str_mv |
2023-09-29T14:12:21Z 2025-08-14 |
dc.date.issued.fl_str_mv |
2023-02-27 |
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info:eu-repo/semantics/publishedVersion |
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info:eu-repo/semantics/doctoralThesis |
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Gomes Filho, Dermeval Farias. A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial. 2023. Tese (Doutorado em Direito) - Programa de Estudos Pós-Graduados em Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2023. |
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https://repositorio.pucsp.br/jspui/handle/handle/39314 |
identifier_str_mv |
Gomes Filho, Dermeval Farias. A legitimação da pena e dos seus equivalentes funcionais no direito penal negocial. 2023. Tese (Doutorado em Direito) - Programa de Estudos Pós-Graduados em Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2023. |
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