Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional

Detalhes bibliográficos
Autor(a) principal: Atamanczuk, Mauricio João
Data de Publicação: 2016
Tipo de documento: Tese
Idioma: por
Título da fonte: Repositório do Centro Universitário Braz Cubas
Texto Completo: https://repositorio.cruzeirodosul.edu.br/handle/123456789/2811
Resumo: The New Institutional Economics (NIE) is an economic theory that explains the occurrence of development as a result of the institutions that shape the behavior of economic agents. In organizational studies to understand the institutions allows us to understand the limits of behavior of these agents, as well as their performance to the change of the institutional framework. In the forestry perspective, the legal institutions are relevant to determine the behavior of economic agents in various sectors (agriculture, timber, real estate). They ensure that these activities do not generate externalities and environmental problems (global warming, water resource degradation). The formation of the institutional framework on the forest issue is influenced by economic and environmental global context and action of economic agents in the domestic context. Given this context, this thesis aims to analyze aspects that explain how the formal institutional framework contained in the Brazilian legislation on forests was formed and characterized. The overall objective is divided into three specific objectives, each approached on its chapter, conceived as papers, which contain introduction, literature review and its particular methodology. The first specific objective is meant to characterize the forestry externality and ways of solution. presented in two groups of documents: international agreements and event reports about the environment and the Brazilian legislation on forests. The material was treated through the analysis of documents. The second specific objective is analyzing, from the perspective of the New Institutional Economics (NIE), the close relationship between the formation of the institutional / legal framework applied to forestry issues and the speeches of the main reports from the World Conferences on the Environment and international agreements that Brazil has participated. The study was developed from the analysis of documents that establishes a longitudinal comparison between both groups of documents, in order to identify the influence of international documents in the construction of the Brazilian law on forests. The third specific objective is understanding the arguments that legitimize the position of interest groups in the formation of the Brazilian environmental legal framework based on the analysis of two antagonistic fronts’ opinion at the approval of the Federal Law 12,651, of May 26th, 2012, establishing New Brazilian Forest Code. The subject was approached from the discourse analysis and applied the typology of Suchman legitimization strategies (1995) to conduct the analysis. The documents analyzed are of the opinion articles and essays in publications of two acknowledgeable and influential representatives of the interest groups in the debates to constitute the code: environmentalists and farmers. As a result it was found that the forest externalities come from the use of forest resources, land conversion to alternative uses or activities that combine the use of resources with forest conservation. The main features of most forest externalities are the dynamic balance and not monetary profits. Identified settlement mechanisms identified either prevent the alternative land use or encourage the conservation and / or restoration of forests by limiting the possibility of free choice by owner. They are based on regulations and subsidies, mostly. Concerning to the formation of the Brazilian legal framework, it is clear that their content is influenced by international documents. The preservation and sustainable management recommendations limit the possibility of land use for agricultural purposes, or limit to exercise the right of ownership over the rural property. In the national context this aspect generated reaction of interest groups which sought changes in the Forest Code to ensure the free decision on land use, justified by the expansion of the food market. From the analysis of three chapters, it was possible to highlight the relationship between the institutional framework which regulates the use of forest resources to avoid externalities, with the right to property over the land where the forest is located. Although the forest is considered an asset of common interest, the property itself is private (or State) and linked to land ownership. When the right of ownership is associated with the development, it corresponds to the investment interests, but not always conciliatory toward conservation principles. To preserve the forest is necessary to ensure that the limitations on property rights be respected and the incentives may arouse the interest of owners to avoid the negative externalities and / or produce positive externalities.
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spelling Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia InstitucionalGestão ambientalNova economia InstitucionalFlorestas - legislaçãoDireito ambientalCNPQ::CIENCIAS SOCIAIS APLICADAS::ADMINISTRACAOThe New Institutional Economics (NIE) is an economic theory that explains the occurrence of development as a result of the institutions that shape the behavior of economic agents. In organizational studies to understand the institutions allows us to understand the limits of behavior of these agents, as well as their performance to the change of the institutional framework. In the forestry perspective, the legal institutions are relevant to determine the behavior of economic agents in various sectors (agriculture, timber, real estate). They ensure that these activities do not generate externalities and environmental problems (global warming, water resource degradation). The formation of the institutional framework on the forest issue is influenced by economic and environmental global context and action of economic agents in the domestic context. Given this context, this thesis aims to analyze aspects that explain how the formal institutional framework contained in the Brazilian legislation on forests was formed and characterized. The overall objective is divided into three specific objectives, each approached on its chapter, conceived as papers, which contain introduction, literature review and its particular methodology. The first specific objective is meant to characterize the forestry externality and ways of solution. presented in two groups of documents: international agreements and event reports about the environment and the Brazilian legislation on forests. The material was treated through the analysis of documents. The second specific objective is analyzing, from the perspective of the New Institutional Economics (NIE), the close relationship between the formation of the institutional / legal framework applied to forestry issues and the speeches of the main reports from the World Conferences on the Environment and international agreements that Brazil has participated. The study was developed from the analysis of documents that establishes a longitudinal comparison between both groups of documents, in order to identify the influence of international documents in the construction of the Brazilian law on forests. The third specific objective is understanding the arguments that legitimize the position of interest groups in the formation of the Brazilian environmental legal framework based on the analysis of two antagonistic fronts’ opinion at the approval of the Federal Law 12,651, of May 26th, 2012, establishing New Brazilian Forest Code. The subject was approached from the discourse analysis and applied the typology of Suchman legitimization strategies (1995) to conduct the analysis. The documents analyzed are of the opinion articles and essays in publications of two acknowledgeable and influential representatives of the interest groups in the debates to constitute the code: environmentalists and farmers. As a result it was found that the forest externalities come from the use of forest resources, land conversion to alternative uses or activities that combine the use of resources with forest conservation. The main features of most forest externalities are the dynamic balance and not monetary profits. Identified settlement mechanisms identified either prevent the alternative land use or encourage the conservation and / or restoration of forests by limiting the possibility of free choice by owner. They are based on regulations and subsidies, mostly. Concerning to the formation of the Brazilian legal framework, it is clear that their content is influenced by international documents. The preservation and sustainable management recommendations limit the possibility of land use for agricultural purposes, or limit to exercise the right of ownership over the rural property. In the national context this aspect generated reaction of interest groups which sought changes in the Forest Code to ensure the free decision on land use, justified by the expansion of the food market. From the analysis of three chapters, it was possible to highlight the relationship between the institutional framework which regulates the use of forest resources to avoid externalities, with the right to property over the land where the forest is located. Although the forest is considered an asset of common interest, the property itself is private (or State) and linked to land ownership. When the right of ownership is associated with the development, it corresponds to the investment interests, but not always conciliatory toward conservation principles. To preserve the forest is necessary to ensure that the limitations on property rights be respected and the incentives may arouse the interest of owners to avoid the negative externalities and / or produce positive externalities.A Nova Economia Institucional (NEI) é uma teoria econômica que explica a ocorrência do desenvolvimento como resultado das instituições que moldam o comportamento dos agentes econômicos. No campo dos estudos organizacionais a compreensão das instituições permite entender os limites de comportamento destes agentes, bem como, a sua atuação para alteração do quadro institucional. Na perspectiva florestal, principalmente as instituições legais, são relevantes para determinar o comportamento de agentes econômicos em diversos segmentos (agropecuário, madeireiro, imobiliário) bem como, asseguram que estas atividades não gerem externalidades, ou seja, problemas socioambientais (aquecimento global, degradação de recursos hídricos). A formação do quadro institucional para a questão florestal, sofre influência tanto do contexto econômico-ambiental mundial como da atuação de agentes econômicos no âmbito interno. Diante deste contexto, a presente tese tem o objetivo analisar aspectos que explicam a formação e caracterizam o quadro institucional formal contidos na legislação brasileira sobre florestas. O objetivo geral é subdividido em três objetivos específicos, cada um deles abordado em um capítulo, em formato de artigo, contendo introdução, referencial e metodologia próprio. O primeiro objetivo específico é caracterizar a externalidade florestal e as formas de solução apresentadas em dois grupos de documentos: os acordos e relatórios de eventos internacionais sobre meio ambiente e a legislação brasileira sobre floresta. O material foi abordado a partir da análise de documentos. O segundo objetivo específico é analisar, a partir da perspectiva da Nova Economia Institucional (NEI), a proximidade da formação do quadro institucional/legal aplicado às questões florestais, com os discursos dos principais relatórios das conferências mundiais sobre Meio Ambiente e acordos internacionais firmados que tiveram a participação do Brasil. Desenvolvido a partir da análise de documentos, o estudo estabelece a comparação longitudinal entre os dois grupos de documentos, procurando identificar a influência dos documentos internacionais na construção da lei brasileira sobre florestas. O terceiro objetivo específico é compreender os argumentos para legitimar a posição de grupos de interesse na formação do quadro legal ambiental brasileiro a partir da análise da opinião de duas frentes antagônicas sobre a aprovação da Lei Federal 12.651, de 26 de maio de 2012, que institui o Novo Código Florestal Brasileiro. O tema foi abordado a partir da análise do discurso e empregou a tipologia de estratégias de legitimação de Suchman (1995) para condução da análise. Os documentos analisados são publicações de colunas de opinião de duas representantes de grupos de interesse influentes nos debates para a formação do Código: ambientalistas e ruralistas. Como resultados identificou-se que as externalidades florestais são oriundas do uso dos recursos florestais, da conversão do solo para uso alternativo ou de atividades que conciliam o uso dos recursos com a conservação florestal. As principais características da maioria das externalidades florestais é o equilíbrio dinâmico e a não pecuniaridade. Os mecanismos de solução identificados ou impedem o uso alternativo do solo ou incentivam a conservação e/ou recuperação das florestas limitando a possibilidade de livre decisão do proprietário. São baseados em regulamentação e subvenção, principalmente. Quanto a formação do quadro legal brasileiro, percebe-se que o seu teor é influenciado pelos documentos internacionais. As recomendações de preservação e manejo sustentável limitam a possibilidade de uso do solo para fins agropecuários, ou seja, limitam o exercício do direito de propriedade sobre o imóvel rural. No contexto nacional este aspecto gerou reação do grupos de interesse os quais buscaram alterações no Código Florestal para garantir a livre decisão sobre o uso do solo, sob a justificativa da expansão do mercado de alimentos. A partir de uma análise conjunta dos três capítulos evidencia-se a relação entre o quadro institucional, que regula o uso dos recursos florestais para evitar as externalidades, com o direito de propriedade sobre o solo onde localiza-se a floresta. Apesar da floresta ser considerada um bem de interesse comum, a propriedade da mesma é privado (ou Estatal) e vinculada a propriedade do solo. Quando o direito de propriedade está associado com o desenvolvimento, atende aos interesses de investimento, nem sempre conciliatórios com a conservação. Para preservar a floresta é necessário assegurar que as limitações impostas ao direito de propriedade sejam cumpridas e que os incentivos despertem interesse dos proprietários para que evitem as externalidades negativas e/ou se produzam externalidades positivas.Universidade PositivoBrasilPós-GraduaçãoPrograma de Pós-Graduação em AdministraçãoUPPrates, Rodolfo Coelhohttp://lattes.cnpq.br/4326106498432347Atamanczuk, Mauricio João2021-09-29T18:36:35Z20162021-09-29T18:36:35Z2016info:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisapplication/pdfhttps://repositorio.cruzeirodosul.edu.br/handle/123456789/2811porinfo:eu-repo/semantics/openAccessreponame:Repositório do Centro Universitário Braz Cubasinstname:Centro Universitário Braz Cubas (CUB)instacron:CUB2021-10-14T15:32:49Zoai:repositorio.cruzeirodosul.edu.br:123456789/2811Repositório InstitucionalPUBhttps://repositorio.brazcubas.edu.br/oai/requestbibli@brazcubas.edu.bropendoar:2021-10-14T15:32:49Repositório do Centro Universitário Braz Cubas - Centro Universitário Braz Cubas (CUB)false
dc.title.none.fl_str_mv Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
title Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
spellingShingle Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
Atamanczuk, Mauricio João
Gestão ambiental
Nova economia Institucional
Florestas - legislação
Direito ambiental
CNPQ::CIENCIAS SOCIAIS APLICADAS::ADMINISTRACAO
title_short Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
title_full Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
title_fullStr Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
title_full_unstemmed Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
title_sort Dinâmica do quadro institucional legal para a questão florestal no Brasil nas últimas décadas: uma abordagem a partir da Nova Economia Institucional
author Atamanczuk, Mauricio João
author_facet Atamanczuk, Mauricio João
author_role author
dc.contributor.none.fl_str_mv Prates, Rodolfo Coelho
http://lattes.cnpq.br/4326106498432347
dc.contributor.author.fl_str_mv Atamanczuk, Mauricio João
dc.subject.por.fl_str_mv Gestão ambiental
Nova economia Institucional
Florestas - legislação
Direito ambiental
CNPQ::CIENCIAS SOCIAIS APLICADAS::ADMINISTRACAO
topic Gestão ambiental
Nova economia Institucional
Florestas - legislação
Direito ambiental
CNPQ::CIENCIAS SOCIAIS APLICADAS::ADMINISTRACAO
description The New Institutional Economics (NIE) is an economic theory that explains the occurrence of development as a result of the institutions that shape the behavior of economic agents. In organizational studies to understand the institutions allows us to understand the limits of behavior of these agents, as well as their performance to the change of the institutional framework. In the forestry perspective, the legal institutions are relevant to determine the behavior of economic agents in various sectors (agriculture, timber, real estate). They ensure that these activities do not generate externalities and environmental problems (global warming, water resource degradation). The formation of the institutional framework on the forest issue is influenced by economic and environmental global context and action of economic agents in the domestic context. Given this context, this thesis aims to analyze aspects that explain how the formal institutional framework contained in the Brazilian legislation on forests was formed and characterized. The overall objective is divided into three specific objectives, each approached on its chapter, conceived as papers, which contain introduction, literature review and its particular methodology. The first specific objective is meant to characterize the forestry externality and ways of solution. presented in two groups of documents: international agreements and event reports about the environment and the Brazilian legislation on forests. The material was treated through the analysis of documents. The second specific objective is analyzing, from the perspective of the New Institutional Economics (NIE), the close relationship between the formation of the institutional / legal framework applied to forestry issues and the speeches of the main reports from the World Conferences on the Environment and international agreements that Brazil has participated. The study was developed from the analysis of documents that establishes a longitudinal comparison between both groups of documents, in order to identify the influence of international documents in the construction of the Brazilian law on forests. The third specific objective is understanding the arguments that legitimize the position of interest groups in the formation of the Brazilian environmental legal framework based on the analysis of two antagonistic fronts’ opinion at the approval of the Federal Law 12,651, of May 26th, 2012, establishing New Brazilian Forest Code. The subject was approached from the discourse analysis and applied the typology of Suchman legitimization strategies (1995) to conduct the analysis. The documents analyzed are of the opinion articles and essays in publications of two acknowledgeable and influential representatives of the interest groups in the debates to constitute the code: environmentalists and farmers. As a result it was found that the forest externalities come from the use of forest resources, land conversion to alternative uses or activities that combine the use of resources with forest conservation. The main features of most forest externalities are the dynamic balance and not monetary profits. Identified settlement mechanisms identified either prevent the alternative land use or encourage the conservation and / or restoration of forests by limiting the possibility of free choice by owner. They are based on regulations and subsidies, mostly. Concerning to the formation of the Brazilian legal framework, it is clear that their content is influenced by international documents. The preservation and sustainable management recommendations limit the possibility of land use for agricultural purposes, or limit to exercise the right of ownership over the rural property. In the national context this aspect generated reaction of interest groups which sought changes in the Forest Code to ensure the free decision on land use, justified by the expansion of the food market. From the analysis of three chapters, it was possible to highlight the relationship between the institutional framework which regulates the use of forest resources to avoid externalities, with the right to property over the land where the forest is located. Although the forest is considered an asset of common interest, the property itself is private (or State) and linked to land ownership. When the right of ownership is associated with the development, it corresponds to the investment interests, but not always conciliatory toward conservation principles. To preserve the forest is necessary to ensure that the limitations on property rights be respected and the incentives may arouse the interest of owners to avoid the negative externalities and / or produce positive externalities.
publishDate 2016
dc.date.none.fl_str_mv 2016
2016
2021-09-29T18:36:35Z
2021-09-29T18:36:35Z
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Brasil
Pós-Graduação
Programa de Pós-Graduação em Administração
UP
publisher.none.fl_str_mv Universidade Positivo
Brasil
Pós-Graduação
Programa de Pós-Graduação em Administração
UP
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