Contractual reciprocity: an expressivist analysis

Detalhes bibliográficos
Autor(a) principal: Zanitelli, Leandro Martins
Data de Publicação: 2011
Tipo de documento: Artigo
Idioma: por
Título da fonte: Revista Direito GV
Texto Completo: https://periodicos.fgv.br/revdireitogv/article/view/24068
Resumo: This paper tries to establish why the law of contracts should express the value of reciprocity. Although scholars have intensively discussed equality in exchange and the prohibition of unfair terms in contracts, few attention has been paid to the questions of knowing if and why it matters that the value of reciprocity be incorporated to the expressive content of contract law, that is, that the law, through the regulation of contractual activity, makes clear its adhesion to the value of reciprocity as equality in exchange or denying of exploitation of one of the parties by the other.  The paper argues that the legal expression of the value of reciprocity – which may take place through either a general principle of contractual equality or more specific requirements, as such that of complying with the mean price (or “market price”) or that of not establishing certain clauses – is important for two kinds of reasons. First, the expression by the law of the value of reciprocity should be deemed important because the expressive content of the law is intrinsically important. In the case of reciprocity, it is argued that the law, as it manifests the wish that there be some correspondence between the sacrifice made and the advantage obtained by each party, ends up proclaiming, indirectly, the more basic values of equality and fraternity. Second, the legal expression of the value of reciprocity is important in face of its consequences. These consequences are not circumscribed to the ones coming from limits imposed to the freedom of the contractual parties or to the refusal of the courts to enforce unfair contracts, since the legal endorsement of the value of reciprocity may influence the reasons for acting of the contractual parties. As a result, instead of acting only in order to maximize her own gain, each party may include the protection of the interests of the other one among the reasons of her decisions. This paper was organized as follows. After the introduction, which contains some brief remarks on legal expressivism. Part II offers a broad definition and some particular conceptions of contractual reciprocity. about each one of these conceptions, some difficulties or inconveniences, which are mostly tied to the attempt of imposing reciprocity through the restrictions of the legal efficacy of voluntarily made agreements, are referred to. Part III is dedicated to two forms of surveying the legal expression of the value of reciprocity, which correspond to the two forms of expressivism before mentioned; it seeks to establish, first, why the legal expression of the value of contractual reciprocity is intrinsically important and, second, to estimate which consequences that expression may have – with particular attention, in this last case, to the eventual influence that the symbolic addition of the value of reciprocity to the law of contracts may exercise over the reasons for acting of the contractual parties. In Part IV, two ways by which the value of reciprocity can be expressed through law are compared: one, abstract, by which reciprocity is proclaimed without allusion to a more precise conception about what reciprocity is, and other, concrete, which reveals a certain conception of reciprocity or a particular requirement to observe reciprocity in some contracts. Part V concludes the paper with some suggestions for future research
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spelling Contractual reciprocity: an expressivist analysisA reciprocidade nos contratos: uma análise expressivistareciprocitycontractslegal expressivismcontractual justiceconsequentialismRECIPROCIDADECONTRATOSEXPRESSIVISMO JURÍDICOJUSTIÇA CONTRATUALCONSEQUENCIALISMOThis paper tries to establish why the law of contracts should express the value of reciprocity. Although scholars have intensively discussed equality in exchange and the prohibition of unfair terms in contracts, few attention has been paid to the questions of knowing if and why it matters that the value of reciprocity be incorporated to the expressive content of contract law, that is, that the law, through the regulation of contractual activity, makes clear its adhesion to the value of reciprocity as equality in exchange or denying of exploitation of one of the parties by the other.  The paper argues that the legal expression of the value of reciprocity – which may take place through either a general principle of contractual equality or more specific requirements, as such that of complying with the mean price (or “market price”) or that of not establishing certain clauses – is important for two kinds of reasons. First, the expression by the law of the value of reciprocity should be deemed important because the expressive content of the law is intrinsically important. In the case of reciprocity, it is argued that the law, as it manifests the wish that there be some correspondence between the sacrifice made and the advantage obtained by each party, ends up proclaiming, indirectly, the more basic values of equality and fraternity. Second, the legal expression of the value of reciprocity is important in face of its consequences. These consequences are not circumscribed to the ones coming from limits imposed to the freedom of the contractual parties or to the refusal of the courts to enforce unfair contracts, since the legal endorsement of the value of reciprocity may influence the reasons for acting of the contractual parties. As a result, instead of acting only in order to maximize her own gain, each party may include the protection of the interests of the other one among the reasons of her decisions. This paper was organized as follows. After the introduction, which contains some brief remarks on legal expressivism. Part II offers a broad definition and some particular conceptions of contractual reciprocity. about each one of these conceptions, some difficulties or inconveniences, which are mostly tied to the attempt of imposing reciprocity through the restrictions of the legal efficacy of voluntarily made agreements, are referred to. Part III is dedicated to two forms of surveying the legal expression of the value of reciprocity, which correspond to the two forms of expressivism before mentioned; it seeks to establish, first, why the legal expression of the value of contractual reciprocity is intrinsically important and, second, to estimate which consequences that expression may have – with particular attention, in this last case, to the eventual influence that the symbolic addition of the value of reciprocity to the law of contracts may exercise over the reasons for acting of the contractual parties. In Part IV, two ways by which the value of reciprocity can be expressed through law are compared: one, abstract, by which reciprocity is proclaimed without allusion to a more precise conception about what reciprocity is, and other, concrete, which reveals a certain conception of reciprocity or a particular requirement to observe reciprocity in some contracts. Part V concludes the paper with some suggestions for future researchESTE ARTIGO SE PROPÕE A DETERMINAR POR QUE A LEGISLAÇÃO CONTRATUAL DEVE EXPRESSAR O VALOR DA RECIPROCIDADE. EMBORA MUITO SE VENHA DEBATENDO SOBRE A JUSTIÇA OU O EQUILÍBRIO NOS CONTRATOS E A PROIBIÇÃO À ESTIPULAÇÃO DE CLÁUSULAS ABUSIVAS, POUCA ATENÇÃO TEM SIDO DISPENSADA ÀS QUESTÕES DE SABER SE E POR QUE É IMPORTANTE QUE O VALOR DA RECIPROCIDADE SEJA INCORPORADO AO CONTEÚDO EXPRESSIVO DA LEGISLAÇÃO CONTRATUAL, ISTO É, QUE A LEI, AO REGRAR A ATIVIDADE CONTRATUAL, TORNE PATENTE SUA ADESÃO AO VALOR DA RECIPROCIDADE COMO JUSTIÇA NAS TROCAS OU RECUSA À EXPLORAÇÃO DE UMA DAS PARTES PELA OUTRA. SEGUNDO SE DEFENDE AQUI, A EXPRESSÃO LEGAL DO VALOR DA RECIPROCIDADE – QUE PODE ACONTECER SEJA POR INTERMÉDIO DE UM PRINCÍPIO GERAL DE EQUANIMIDADE CONTRATUAL, SEJA POR REQUERIMENTOS MAIS ESPECÍFICOS, TAIS COMO O DA OBSERVÂNCIA DO PREÇO MÉDIO (OU “PREÇO DE MERCADO) OU O DA NÃO ESTIPULAÇÃO DE CERTAS CLÁUSULAS – É IMPORTANTE POR DUAS ORDENS DE RAZÕES. PRIMEIRO, O FATO DE A LEI EXPRESSAR O VALOR DA RECIPROCIDADE É DE SE CONSIDERAR IMPORTANTE PORQUE O CONTEÚDO EXPRESSIVO DA LEI – AQUILO QUE A LEI EXPRESSA – É INTRINSECAMENTE IMPORTANTE. NO CASO DA RECIPROCIDADE, SUSTENTA-SE MAIS ADIANTE QUE A LEI, AO MANIFESTAR O ANSEIO DE QUE HAJA CERTO AJUSTE ENTRE O SACRIFÍCIO REALIZADO E A VANTAGEM OBTIDA PELOS CONTRATANTES, ACABA, INDIRETAMENTE, POR PROCLAMAR IDEAIS MAIS BASILARES DE IGUALDADE E FRATERNIDADE. EM SEGUNDO LUGAR, A EXPRESSÃO EM LEI DO VALOR DA RECIPROCIDADE É IMPORTANTE DEVIDO ÀS SUAS CONSEQUÊNCIAS. ESSAS CONSEQUÊNCIAS NÃO SE LIMITAM ÀS QUE RESULTEM DE LIMITES IMPOSTOS À LIBERDADE CONTRATUAL OU À RECUSA DO ÓRGÃO JUDICIAL A EXECUTAR CONTRATOS INÍQUOS, JÁ QUE O ENDOSSO LEGAL AO VALOR DA RECIPROCIDADE PODE INFLUIR SOBRE AS RAZÕES DE AGIR DOS CONTRATANTES, CONTRIBUINDO PARA QUE, AO INVÉS DE AGIR APENAS PARA A MAXIMIZAÇÃO DO PRÓPRIO GANHO, ELES INCLUAM A SATISFAÇÃO DO INTERESSE DA CONTRAPARTE ENTRE AS RAZÕES DE SUAS DECISÕES. O ARTIGO FOI ORGANIZADO DA SEGUINTE MANEIRA. APÓS A INTRODUÇÃO, QUE CONTÉM BREVES NOTAS SOBRE O EXPRESSIVISMO JURÍDICO, A PARTE II OFERECE UMA DEFINIÇÃO GERAL E ALGUMAS CONCEPÇÕES MAIS PRECISAS ACERCA DA RECIPROCIDADE NOS CONTRATOS. EM RELAÇÃO A CADA UMA DESSAS CONCEPÇÕES, REFEREM-SE ALGUMAS DIFICULDADES OU INCONVENIENTES, LIGADOS, SOBRETUDO, À TENTATIVA DE FAZER VALER A RECIPROCIDADE POR MEIO DE RESTRIÇÕES À EFICÁCIA LEGAL DE CONTRATOS ESPONTANEAMENTE CELEBRADOS. A PARTE III É DEDICADA ÀS DUAS FORMAS DE ANÁLISE DA EXPRESSÃO LEGAL DO VALOR DA RECIPROCIDADE, CORRESPONDENTES ÀS DUAS FORMAS DE EXPRESSIVISMO ANTES REFERIDAS; TRATA, PORTANTO, A UMA, DE DEFINIR POR QUE A EXPRESSÃO EM LEI DO VALOR DARECIPROCIDADE NOS CONTRATOS É INTRINSECAMENTEIMPORTANTE E, A DUAS, DE AVENTAR QUE CONSEQUÊNCIAS ESSA EXPRESSÃO PODE TER – COM ESPECIAL ATENÇÃO, NO ÚLTIMO CASO, À EVENTUAL INFLUÊNCIA QUE O ACRÉSCIMO SIMBÓLICO DO VALOR DA RECIPROCIDADE À LEGISLAÇÃO CONTRATUAL PODE EXERCER SOBRE AS RAZÕES DE AGIR DOS CONTRATANTES. NA PARTE IV, COMPARAM-SE DUAS MANEIRAS PELAS QUAIS O VALOR DA RECIPROCIDADE PODE SER EXPRESSO NA LEGISLAÇÃO: UMA, ABSTRATA, PELA QUAL A RECIPROCIDADE SEJA PROCLAMADA SEM QUE SE FAÇA ALUSÃO A UMA CONCEPÇÃO MAIS PRECISA SOBRE AQUILO EM QUE A RECIPROCIDADE CONSISTE, E OUTRA, CONCRETA, NA QUAL TRANSPAREÇA UMA DETERMINADA CONCEPÇÃO DE RECIPROCIDADE OU UMA PARTICULAR DEMANDA PARA A MANUTENÇÃO DA RECIPROCIDADE EM CERTOS CONTRATOS.A PARTE V CONCLUI O ARTIGO COM ALGUMAS SUGESTÕES PARA A PESQUISA FUTURA Escola de Direito de São Paulo da Fundação Getulio Vargas2011-01-01info:eu-repo/semantics/articleinfo:eu-repo/semantics/publishedVersionapplication/pdfhttps://periodicos.fgv.br/revdireitogv/article/view/24068Revista Direito GV; Vol. 7 No. 1 (2011): Jan.-June (13); 177-195Revista Direito GV; Vol. 7 Núm. 1 (2011): jan.-jun.(13); 177-195Revista Direito GV; v. 7 n. 1 (2011): jan.-jun.(13); 177-1952317-6172reponame:Revista Direito GVinstname:Fundação Getulio Vargas (FGV)instacron:FGVporhttps://periodicos.fgv.br/revdireitogv/article/view/24068/22835Zanitelli, Leandro Martinsinfo:eu-repo/semantics/openAccess2019-11-06T13:13:08Zoai:ojs.periodicos.fgv.br:article/24068Revistahttps://direitosp.fgv.br/publicacoes/revista/revista-direito-gvPRIhttps://old.scielo.br/oai/scielo-oai.php||revistadireitogv@fgv.br|| catarina.barbieri@fgv.br2317-61721808-2432opendoar:2019-11-06T13:13:08Revista Direito GV - Fundação Getulio Vargas (FGV)false
dc.title.none.fl_str_mv Contractual reciprocity: an expressivist analysis
A reciprocidade nos contratos: uma análise expressivista
title Contractual reciprocity: an expressivist analysis
spellingShingle Contractual reciprocity: an expressivist analysis
Zanitelli, Leandro Martins
reciprocity
contracts
legal expressivism
contractual justice
consequentialism
RECIPROCIDADE
CONTRATOS
EXPRESSIVISMO JURÍDICO
JUSTIÇA CONTRATUAL
CONSEQUENCIALISMO
title_short Contractual reciprocity: an expressivist analysis
title_full Contractual reciprocity: an expressivist analysis
title_fullStr Contractual reciprocity: an expressivist analysis
title_full_unstemmed Contractual reciprocity: an expressivist analysis
title_sort Contractual reciprocity: an expressivist analysis
author Zanitelli, Leandro Martins
author_facet Zanitelli, Leandro Martins
author_role author
dc.contributor.author.fl_str_mv Zanitelli, Leandro Martins
dc.subject.por.fl_str_mv reciprocity
contracts
legal expressivism
contractual justice
consequentialism
RECIPROCIDADE
CONTRATOS
EXPRESSIVISMO JURÍDICO
JUSTIÇA CONTRATUAL
CONSEQUENCIALISMO
topic reciprocity
contracts
legal expressivism
contractual justice
consequentialism
RECIPROCIDADE
CONTRATOS
EXPRESSIVISMO JURÍDICO
JUSTIÇA CONTRATUAL
CONSEQUENCIALISMO
description This paper tries to establish why the law of contracts should express the value of reciprocity. Although scholars have intensively discussed equality in exchange and the prohibition of unfair terms in contracts, few attention has been paid to the questions of knowing if and why it matters that the value of reciprocity be incorporated to the expressive content of contract law, that is, that the law, through the regulation of contractual activity, makes clear its adhesion to the value of reciprocity as equality in exchange or denying of exploitation of one of the parties by the other.  The paper argues that the legal expression of the value of reciprocity – which may take place through either a general principle of contractual equality or more specific requirements, as such that of complying with the mean price (or “market price”) or that of not establishing certain clauses – is important for two kinds of reasons. First, the expression by the law of the value of reciprocity should be deemed important because the expressive content of the law is intrinsically important. In the case of reciprocity, it is argued that the law, as it manifests the wish that there be some correspondence between the sacrifice made and the advantage obtained by each party, ends up proclaiming, indirectly, the more basic values of equality and fraternity. Second, the legal expression of the value of reciprocity is important in face of its consequences. These consequences are not circumscribed to the ones coming from limits imposed to the freedom of the contractual parties or to the refusal of the courts to enforce unfair contracts, since the legal endorsement of the value of reciprocity may influence the reasons for acting of the contractual parties. As a result, instead of acting only in order to maximize her own gain, each party may include the protection of the interests of the other one among the reasons of her decisions. This paper was organized as follows. After the introduction, which contains some brief remarks on legal expressivism. Part II offers a broad definition and some particular conceptions of contractual reciprocity. about each one of these conceptions, some difficulties or inconveniences, which are mostly tied to the attempt of imposing reciprocity through the restrictions of the legal efficacy of voluntarily made agreements, are referred to. Part III is dedicated to two forms of surveying the legal expression of the value of reciprocity, which correspond to the two forms of expressivism before mentioned; it seeks to establish, first, why the legal expression of the value of contractual reciprocity is intrinsically important and, second, to estimate which consequences that expression may have – with particular attention, in this last case, to the eventual influence that the symbolic addition of the value of reciprocity to the law of contracts may exercise over the reasons for acting of the contractual parties. In Part IV, two ways by which the value of reciprocity can be expressed through law are compared: one, abstract, by which reciprocity is proclaimed without allusion to a more precise conception about what reciprocity is, and other, concrete, which reveals a certain conception of reciprocity or a particular requirement to observe reciprocity in some contracts. Part V concludes the paper with some suggestions for future research
publishDate 2011
dc.date.none.fl_str_mv 2011-01-01
dc.type.driver.fl_str_mv info:eu-repo/semantics/article
info:eu-repo/semantics/publishedVersion
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status_str publishedVersion
dc.identifier.uri.fl_str_mv https://periodicos.fgv.br/revdireitogv/article/view/24068
url https://periodicos.fgv.br/revdireitogv/article/view/24068
dc.language.iso.fl_str_mv por
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dc.relation.none.fl_str_mv https://periodicos.fgv.br/revdireitogv/article/view/24068/22835
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.format.none.fl_str_mv application/pdf
dc.publisher.none.fl_str_mv Escola de Direito de São Paulo da Fundação Getulio Vargas
publisher.none.fl_str_mv Escola de Direito de São Paulo da Fundação Getulio Vargas
dc.source.none.fl_str_mv Revista Direito GV; Vol. 7 No. 1 (2011): Jan.-June (13); 177-195
Revista Direito GV; Vol. 7 Núm. 1 (2011): jan.-jun.(13); 177-195
Revista Direito GV; v. 7 n. 1 (2011): jan.-jun.(13); 177-195
2317-6172
reponame:Revista Direito GV
instname:Fundação Getulio Vargas (FGV)
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instacron_str FGV
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reponame_str Revista Direito GV
collection Revista Direito GV
repository.name.fl_str_mv Revista Direito GV - Fundação Getulio Vargas (FGV)
repository.mail.fl_str_mv ||revistadireitogv@fgv.br|| catarina.barbieri@fgv.br
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