Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau

Detalhes bibliográficos
Autor(a) principal: Souza, Arivaldo Santos de
Data de Publicação: 2011
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Repositório Institucional do FGV (FGV Repositório Digital)
Texto Completo: http://hdl.handle.net/10438/8115
Resumo: This dissertation thesis examines the environmental licensing of a hydroelectric power plant in the Amazon Basin: 'Usina Jirau.' This starting point for this case study was an allegation that the Brazilian environmental licensing process for hydroelectric power plants slows down the Brazilian development. As an initial matter, I assumed that such an argument is partially mistaken. On the one hand there may be problems in the administrative procedures and in the institutional design and functioning of the environmental agency, IBAMA; but on the other hand, the entrepreneurs did not properly consider legal environmental rules during the planning process. To test this hypothesis, I attended specific meetings on the subject, conducted interviews with key actors in the process, and researched the issues raised in different courts by a variety of litigators. I also analyzed the environmental licensing procedures extensively and some other to understand the economic argument, its variations and the proponents of such ideas. Additionally, I explain how and which hypotheses were tested in my research. In part II, I discuss the environmental licensing economic content, put the environmental documents from both state and non-state players. This paper is divided into four separate parts, and a conclusion. In part I, I explain the research problem, the context surrounding the construction of Usina Jirau as well, discuss some key players, and demonstrate how licensing rules together, and assess how the two aforementioned perspectives relate to each other. In part III, I describe the IBAMA bureaucracy functions as a means of assessing if, as a public administration, it was inefficient in licensing Usina Jirau. Thus, I describe the IBAMA authority to license such entrepreneurship, its structure and ability to provide this service, and list other administrative branches and entrepreneurs’ obligations. Lastly, I identify what were the sensitive points in the environmental licensing dynamics, which may have offered obstacles to the process. In park IV, I discuss the supposed failures in the control system of administrative duties. In conclusion, I summarize the research key points, offer some suggestions to improve the environmental licensing process and establish the distinction between inefficiency and enforcement of environmental conservational legal rules. Usina Jirau is an exemplary case of how a licensing process does not slow down the Brazilian development, and it is also a calling for Brazil to modernize and rationalize its environmental regulatory framework.
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spelling Souza, Arivaldo Santos deEscolas::DIREITO SPSundfeld, Carlos AriNusdeo, Ana Maria de OliveiraMacedo Júnior, Ronaldo Porto2011-05-19T17:48:57Z2011-04-08SOUZA, Arivaldo Santos de. Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau. Dissertação (Mestrado em Direito) - FGV - Fundação Getúlio Vargas, São Paulo, 2011.http://hdl.handle.net/10438/8115This dissertation thesis examines the environmental licensing of a hydroelectric power plant in the Amazon Basin: 'Usina Jirau.' This starting point for this case study was an allegation that the Brazilian environmental licensing process for hydroelectric power plants slows down the Brazilian development. As an initial matter, I assumed that such an argument is partially mistaken. On the one hand there may be problems in the administrative procedures and in the institutional design and functioning of the environmental agency, IBAMA; but on the other hand, the entrepreneurs did not properly consider legal environmental rules during the planning process. To test this hypothesis, I attended specific meetings on the subject, conducted interviews with key actors in the process, and researched the issues raised in different courts by a variety of litigators. I also analyzed the environmental licensing procedures extensively and some other to understand the economic argument, its variations and the proponents of such ideas. Additionally, I explain how and which hypotheses were tested in my research. In part II, I discuss the environmental licensing economic content, put the environmental documents from both state and non-state players. This paper is divided into four separate parts, and a conclusion. In part I, I explain the research problem, the context surrounding the construction of Usina Jirau as well, discuss some key players, and demonstrate how licensing rules together, and assess how the two aforementioned perspectives relate to each other. In part III, I describe the IBAMA bureaucracy functions as a means of assessing if, as a public administration, it was inefficient in licensing Usina Jirau. Thus, I describe the IBAMA authority to license such entrepreneurship, its structure and ability to provide this service, and list other administrative branches and entrepreneurs’ obligations. Lastly, I identify what were the sensitive points in the environmental licensing dynamics, which may have offered obstacles to the process. In park IV, I discuss the supposed failures in the control system of administrative duties. In conclusion, I summarize the research key points, offer some suggestions to improve the environmental licensing process and establish the distinction between inefficiency and enforcement of environmental conservational legal rules. Usina Jirau is an exemplary case of how a licensing process does not slow down the Brazilian development, and it is also a calling for Brazil to modernize and rationalize its environmental regulatory framework.Esse é o caso do licenciamento ambiental do aproveitamento hidrelétrico Jirau, parte do Complexo Hidrelétrico do Rio Madeira. O ponto de partida da pesquisa foi a alegação de que o licenciamento ambiental de usinas hidrelétricas atrapalha o desenvolvimento brasileiro. Para enfrentar o argumento mencionado, levantei a suspeita de que o mesmo está parcialmente equivocado. Se por um lado, há problemas no procedimento administrativo do licenciamento ambiental e na estrutura e funcionamento do órgão licenciador; por outro lado, os interessados no sucesso da obra fizeram o planejamento do empreendimento sem levar em consideração exigências legais relativas ao ambiente. Para confirmar ou negar minha suspeita, fiz um levantamento dos atos do processo administrativo e das ações judiciais movidas por diferentes partes referentes ao licenciamento da UHE Jirau, conduzi entrevistas semiestruturadas com algumas pessoas envolvidas nesse processo, e consultei documentos dos órgãos estatais relacionadas ao caso, bem como documentos dos consórcios de empresas que concorreram ao leilão de geração de energia. O caminho metodológico adotado me fez dividir o trabalho em quatro capítulos e uma conclusão. No primeiro capítulo, apresento o problema da pesquisa, explico qual é o contexto da construção da UHE Jirau, e menciono os principais atores envolvidos. Também explico o funcionamento do argumento enfrentado. Por fim, explico como e quais são as hipóteses que serão testadas: hipótese da falha no sistema de controle e hipótese da ineficiência do procedimento. No segundo capítulo, trato do sentido jurídico-econômico do licenciamento ambiental, mapeio as regras que disciplinam esse instrumento de política ambiental e mostro o funcionamento da teoria e das regras na prática do licenciamento da usina Jirau. No terceiro capítulo, descrevo o funcionamento da burocracia do órgão licenciador para avaliar se o licenciamento ambiental da usina hidrelétrica Jirau foi ineficiente. Assim, descrevo as competências, a estrutura e a capacidade de atendimento do órgão licenciador, bem como as obrigações do empreendedor e demais órgãos. Por fim, identifico quais foram os pontos sensíveis da dinâmica do licenciamento ambiental que podem ter eventualmente impedido a administração de cumprir prazos legais. No quarto capítulo, busco identificar eventuais falhas no sistema de controle do processo do licenciamento ambiental da UHE Jirau a partir dos embates administrativos e judiciais que ocorreram a partir da alteração do projeto da usina após a realização do leilão, assim como das inovações processuais ocorridas no caso. O capítulo derradeiro retoma os pontos chave da pesquisa; aponta caminhos para a melhoria do licenciamento ambiental de usinas hidrelétricas no âmbito do órgão federal; e indica algumas exigências próprias da natureza das leis de conservação ambiental, as quais não devem ser confundidas com fatores de produção de ineficiência do procedimento. O caso de Jirau não pode ser acusado de criar embaraços temporais à expansão da oferta da energia necessária para o desenvolvimento brasileiro em razão de burocracia excessiva e fragilidades institucionais do órgão. O temor de criminalização dos técnicos aumentou o grau de exigências e o sistema de controle administrativo e judicial expôs à sociedade questões do licenciamento sem fazer com que o mesmo demorasse ainda mais. Palavras-chave: Usina hidrelétrica Jirau. Licenças ambientais. Direito Ambiental. Desenvolvimento Econômico.porEconomics developmentHydroelectric Power Plant JirauEnvironmental lawLicenças ambientaisDesenvolvimento econômicoDireito ambientalUsina Hidrelétrica de JirauDireitoUsina Hidrelétrica de JirauLicenças ambientaisDireito e desenvolvimento econômicoLicenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirauinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisforever10000-01-01reponame:Repositório Institucional do FGV (FGV Repositório Digital)instname:Fundação Getulio Vargas (FGV)instacron:FGVinfo:eu-repo/semantics/openAccessORIGINAL60090200006.pdf60090200006.pdfapplication/pdf408483https://repositorio.fgv.br/bitstreams/32cb13fa-244d-457b-8457-dd582ceb2440/download30af984f5fb81aea372a5e3985cc0df9MD51LICENSElicense.txtlicense.txttext/plain; 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dc.title.por.fl_str_mv Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
title Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
spellingShingle Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
Souza, Arivaldo Santos de
Economics development
Hydroelectric Power Plant Jirau
Environmental law
Licenças ambientais
Desenvolvimento econômico
Direito ambiental
Usina Hidrelétrica de Jirau
Direito
Usina Hidrelétrica de Jirau
Licenças ambientais
Direito e desenvolvimento econômico
title_short Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
title_full Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
title_fullStr Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
title_full_unstemmed Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
title_sort Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau
author Souza, Arivaldo Santos de
author_facet Souza, Arivaldo Santos de
author_role author
dc.contributor.unidadefgv.por.fl_str_mv Escolas::DIREITO SP
dc.contributor.member.none.fl_str_mv Sundfeld, Carlos Ari
Nusdeo, Ana Maria de Oliveira
dc.contributor.author.fl_str_mv Souza, Arivaldo Santos de
dc.contributor.advisor1.fl_str_mv Macedo Júnior, Ronaldo Porto
contributor_str_mv Macedo Júnior, Ronaldo Porto
dc.subject.eng.fl_str_mv Economics development
Hydroelectric Power Plant Jirau
Environmental law
topic Economics development
Hydroelectric Power Plant Jirau
Environmental law
Licenças ambientais
Desenvolvimento econômico
Direito ambiental
Usina Hidrelétrica de Jirau
Direito
Usina Hidrelétrica de Jirau
Licenças ambientais
Direito e desenvolvimento econômico
dc.subject.por.fl_str_mv Licenças ambientais
Desenvolvimento econômico
Direito ambiental
Usina Hidrelétrica de Jirau
dc.subject.area.por.fl_str_mv Direito
dc.subject.bibliodata.por.fl_str_mv Usina Hidrelétrica de Jirau
Licenças ambientais
Direito e desenvolvimento econômico
description This dissertation thesis examines the environmental licensing of a hydroelectric power plant in the Amazon Basin: 'Usina Jirau.' This starting point for this case study was an allegation that the Brazilian environmental licensing process for hydroelectric power plants slows down the Brazilian development. As an initial matter, I assumed that such an argument is partially mistaken. On the one hand there may be problems in the administrative procedures and in the institutional design and functioning of the environmental agency, IBAMA; but on the other hand, the entrepreneurs did not properly consider legal environmental rules during the planning process. To test this hypothesis, I attended specific meetings on the subject, conducted interviews with key actors in the process, and researched the issues raised in different courts by a variety of litigators. I also analyzed the environmental licensing procedures extensively and some other to understand the economic argument, its variations and the proponents of such ideas. Additionally, I explain how and which hypotheses were tested in my research. In part II, I discuss the environmental licensing economic content, put the environmental documents from both state and non-state players. This paper is divided into four separate parts, and a conclusion. In part I, I explain the research problem, the context surrounding the construction of Usina Jirau as well, discuss some key players, and demonstrate how licensing rules together, and assess how the two aforementioned perspectives relate to each other. In part III, I describe the IBAMA bureaucracy functions as a means of assessing if, as a public administration, it was inefficient in licensing Usina Jirau. Thus, I describe the IBAMA authority to license such entrepreneurship, its structure and ability to provide this service, and list other administrative branches and entrepreneurs’ obligations. Lastly, I identify what were the sensitive points in the environmental licensing dynamics, which may have offered obstacles to the process. In park IV, I discuss the supposed failures in the control system of administrative duties. In conclusion, I summarize the research key points, offer some suggestions to improve the environmental licensing process and establish the distinction between inefficiency and enforcement of environmental conservational legal rules. Usina Jirau is an exemplary case of how a licensing process does not slow down the Brazilian development, and it is also a calling for Brazil to modernize and rationalize its environmental regulatory framework.
publishDate 2011
dc.date.accessioned.fl_str_mv 2011-05-19T17:48:57Z
dc.date.issued.fl_str_mv 2011-04-08
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dc.identifier.citation.fl_str_mv SOUZA, Arivaldo Santos de. Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau. Dissertação (Mestrado em Direito) - FGV - Fundação Getúlio Vargas, São Paulo, 2011.
dc.identifier.uri.fl_str_mv http://hdl.handle.net/10438/8115
identifier_str_mv SOUZA, Arivaldo Santos de. Licenciamento ambiental, energia e desenvolvimento: caso da usina hidrelétrica Jirau. Dissertação (Mestrado em Direito) - FGV - Fundação Getúlio Vargas, São Paulo, 2011.
url http://hdl.handle.net/10438/8115
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