Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)

Detalhes bibliográficos
Autor(a) principal: Franco, Ivan Candido da Silva de
Data de Publicação: 2015
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Repositório Institucional do FGV (FGV Repositório Digital)
Texto Completo: http://hdl.handle.net/10438/13645
Resumo: One of the main changes introduced by the Brazilian Judicial Reform (Constitutional Amendment 45/2004) was the creation of the National Council of Justice (CNJ). Among its constitutional powers, the control of magistrates’ duties through Administrative Sanctioning Proceedings was significantly questioned, being subject to concentrated control of constitutionality by the Supreme Court (STF). The composition of the Council was also target of criticism, because a considerable part of its members (6 of 15, representing 40% of the total) is not from the Judiciary - coming from the Prosecution, the Bar of Lawyers, in addition to Jurists appointed by National Congress - non-judges counselors. The Judiciary, historically airtight and corporatist, came to be controlled by a new body, the Council of Justice that included not only judges-counselors among its members. The present work studied the CNJ from these two most controversial points, focusing on the disciplinary control exercised by the body over the Brazilian Judiciary. Councils of Justice, especially in their disciplinary feature, must deal with the existent tension between control (or accountability) and judicial independence. We observed this tension in Brazilian National Council of Justice’s performance throughout its history: through an analysis which involved a period from the installation of the CNJ in 2005 until the end of 2013. From this standpoint, we identified the institutional legitimacy strategies used by CNJ for exercising its disciplinary competencies, we analyzed the legal rules arisen during this period, as well as described the profile of the players who occupied the collegiate chairs as counselors. As a result of this observation, it is important to highlight that the Brazilian National Council of Justice shed light on a historically closed Power, despite still presenting transparency issues. The difficulty of finding data on more sensitive matters (sanctioning administrative procedures) and the lack of information disclosure when requested were influent in the research. On Council’s behavior, we resorted to the variable of professionalism (with special focus on the career of origin) to interpret this process. We expected a Council with two characteristics: corporatist and not very harmonic. The quantitative empirical analysis, which constituted a picture of all sanctioning administrative procedures judged by CNJ by the end of 2013, showed a reverse scenario: a non-corporatist and cohesive collegiate. Even in view of these overall characteristics, we found that there are important differences in the decision making behavior and, when present, the career element is influential.
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spelling Franco, Ivan Candido da Silva deEscolas::DIREITO SPOliveira, Fabiana Luci deAlmeida, Frederico Normanha Ribeiro deCunha, Luciana GrossDimoulis, Dimitri2015-04-23T17:47:06Z2015-04-23T17:47:06Z2015-03-25FRANCO, Ivan Candido da Silva de. Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013). Dissertação (Mestrado em Direito) - FGV - Fundação Getúlio Vargas, São Paulo, 2015.http://hdl.handle.net/10438/13645One of the main changes introduced by the Brazilian Judicial Reform (Constitutional Amendment 45/2004) was the creation of the National Council of Justice (CNJ). Among its constitutional powers, the control of magistrates’ duties through Administrative Sanctioning Proceedings was significantly questioned, being subject to concentrated control of constitutionality by the Supreme Court (STF). The composition of the Council was also target of criticism, because a considerable part of its members (6 of 15, representing 40% of the total) is not from the Judiciary - coming from the Prosecution, the Bar of Lawyers, in addition to Jurists appointed by National Congress - non-judges counselors. The Judiciary, historically airtight and corporatist, came to be controlled by a new body, the Council of Justice that included not only judges-counselors among its members. The present work studied the CNJ from these two most controversial points, focusing on the disciplinary control exercised by the body over the Brazilian Judiciary. Councils of Justice, especially in their disciplinary feature, must deal with the existent tension between control (or accountability) and judicial independence. We observed this tension in Brazilian National Council of Justice’s performance throughout its history: through an analysis which involved a period from the installation of the CNJ in 2005 until the end of 2013. From this standpoint, we identified the institutional legitimacy strategies used by CNJ for exercising its disciplinary competencies, we analyzed the legal rules arisen during this period, as well as described the profile of the players who occupied the collegiate chairs as counselors. As a result of this observation, it is important to highlight that the Brazilian National Council of Justice shed light on a historically closed Power, despite still presenting transparency issues. The difficulty of finding data on more sensitive matters (sanctioning administrative procedures) and the lack of information disclosure when requested were influent in the research. On Council’s behavior, we resorted to the variable of professionalism (with special focus on the career of origin) to interpret this process. We expected a Council with two characteristics: corporatist and not very harmonic. The quantitative empirical analysis, which constituted a picture of all sanctioning administrative procedures judged by CNJ by the end of 2013, showed a reverse scenario: a non-corporatist and cohesive collegiate. Even in view of these overall characteristics, we found that there are important differences in the decision making behavior and, when present, the career element is influential.Uma das principais modificações introduzidas pela Reforma do Judiciário (Emenda Constitucional 45/2004) foi a criação do Conselho Nacional de Justiça (CNJ). Dentre suas competências constitucionais, a do controle dos deveres funcionais dos magistrados por meio dos Processos Administrativos Sancionadores foi bastante questionada, chegando a ser objeto de controle concentrado de constitucionalidade pelo Supremo Tribunal Federal (STF). A composição do Conselho foi também alvo de reiteradas críticas, pois considerável parte dos conselheiros (6 dos 15, representando 40% do total) é composta por membros não oriundos da magistratura – vindos do Ministério Público, da Advocacia, além dos Juristas indicados pelo Congresso Nacional -, os conselheiros não-juízes. O Poder Judiciário, historicamente hermético e corporativista, passava a ser controlado por um órgão novo, um Conselho de Justiça que não contava apenas com conselheiros juízes entre seus membros. O presente trabalho estudou o CNJ a partir desses dois pontos mais controversos, com enfoque no controle disciplinar exercido pelo órgão sobre a magistratura nacional. Conselhos de Justiça, em especial em sua feição disciplinar, devem lidar com e existente tensão entre controle (ou accountability) e independência judicial. Observamos a atuação do Conselho Nacional de Justiça em vista dessa constante tensão ao longo de sua historia: por meio de uma análise que percorreu um período que vai da instalação do CNJ, em 2005, até o final do ano de 2013. Identificamos, com isso, as estratégias de legitimação institucional utilizadas para o exercício da competência disciplinar, analisamos as normas jurídicas surgidas nesse período, bem como descrevemos qual o perfil dos atores que ocuparam as cadeiras do colegiado enquanto conselheiros. Como resultado dessa observação, importante destacar que o Conselho Nacional de Justiça jogou luz sobre um Poder historicamente fechado, mas que ainda apresenta problemas de transparência. A dificuldade de localizar dados sobre matérias mais sensíveis (processos administrativos sancionadores) e as ausências de envio de informações quando solicitadas foram marcantes na pesquisa. Sobre o comportamento do órgão, mobilizamos a variável do profissionalismo (com especial enfoque na origem de carreira) para interpretar esse processo. Esperávamos um Conselho com duas características: corporativista e pouco harmônico. As análises empíricas quantitativas, que compuseram um retrato de todos os Processos Administrativos Sancionadores julgados até o final de 2013 pelo CNJ, mostraram um cenário inverso: um colegiado não corporativista e coeso. Mesmo em vista dessas características globais, identificamos que existem importantes diferenças no comportamento decisório e, quando elas estão presentes, o elemento da carreira é influente.porDecision-makingCorporatismDisciplinary controlNational Council of Justice (CNJ)Controle disciplinarComportamento decisórioConselho Nacional de Justiça (CNJ)Poder judiciárioDireitoPoder judiciário - BrasilConselho Nacional de Justiça (Brasil)CorporativismoProcesso decisórioComo são julgados os juízes? 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
dc.title.por.fl_str_mv Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
title Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
spellingShingle Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
Franco, Ivan Candido da Silva de
Decision-making
Corporatism
Disciplinary control
National Council of Justice (CNJ)
Controle disciplinar
Comportamento decisório
Conselho Nacional de Justiça (CNJ)
Poder judiciário
Direito
Poder judiciário - Brasil
Conselho Nacional de Justiça (Brasil)
Corporativismo
Processo decisório
title_short Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
title_full Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
title_fullStr Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
title_full_unstemmed Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
title_sort Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013)
author Franco, Ivan Candido da Silva de
author_facet Franco, Ivan Candido da Silva de
author_role author
dc.contributor.unidadefgv.por.fl_str_mv Escolas::DIREITO SP
dc.contributor.member.none.fl_str_mv Oliveira, Fabiana Luci de
Almeida, Frederico Normanha Ribeiro de
dc.contributor.author.fl_str_mv Franco, Ivan Candido da Silva de
dc.contributor.advisor1.fl_str_mv Cunha, Luciana Gross
Dimoulis, Dimitri
contributor_str_mv Cunha, Luciana Gross
Dimoulis, Dimitri
dc.subject.eng.fl_str_mv Decision-making
Corporatism
Disciplinary control
National Council of Justice (CNJ)
topic Decision-making
Corporatism
Disciplinary control
National Council of Justice (CNJ)
Controle disciplinar
Comportamento decisório
Conselho Nacional de Justiça (CNJ)
Poder judiciário
Direito
Poder judiciário - Brasil
Conselho Nacional de Justiça (Brasil)
Corporativismo
Processo decisório
dc.subject.por.fl_str_mv Controle disciplinar
Comportamento decisório
Conselho Nacional de Justiça (CNJ)
Poder judiciário
dc.subject.area.por.fl_str_mv Direito
dc.subject.bibliodata.por.fl_str_mv Poder judiciário - Brasil
Conselho Nacional de Justiça (Brasil)
Corporativismo
Processo decisório
description One of the main changes introduced by the Brazilian Judicial Reform (Constitutional Amendment 45/2004) was the creation of the National Council of Justice (CNJ). Among its constitutional powers, the control of magistrates’ duties through Administrative Sanctioning Proceedings was significantly questioned, being subject to concentrated control of constitutionality by the Supreme Court (STF). The composition of the Council was also target of criticism, because a considerable part of its members (6 of 15, representing 40% of the total) is not from the Judiciary - coming from the Prosecution, the Bar of Lawyers, in addition to Jurists appointed by National Congress - non-judges counselors. The Judiciary, historically airtight and corporatist, came to be controlled by a new body, the Council of Justice that included not only judges-counselors among its members. The present work studied the CNJ from these two most controversial points, focusing on the disciplinary control exercised by the body over the Brazilian Judiciary. Councils of Justice, especially in their disciplinary feature, must deal with the existent tension between control (or accountability) and judicial independence. We observed this tension in Brazilian National Council of Justice’s performance throughout its history: through an analysis which involved a period from the installation of the CNJ in 2005 until the end of 2013. From this standpoint, we identified the institutional legitimacy strategies used by CNJ for exercising its disciplinary competencies, we analyzed the legal rules arisen during this period, as well as described the profile of the players who occupied the collegiate chairs as counselors. As a result of this observation, it is important to highlight that the Brazilian National Council of Justice shed light on a historically closed Power, despite still presenting transparency issues. The difficulty of finding data on more sensitive matters (sanctioning administrative procedures) and the lack of information disclosure when requested were influent in the research. On Council’s behavior, we resorted to the variable of professionalism (with special focus on the career of origin) to interpret this process. We expected a Council with two characteristics: corporatist and not very harmonic. The quantitative empirical analysis, which constituted a picture of all sanctioning administrative procedures judged by CNJ by the end of 2013, showed a reverse scenario: a non-corporatist and cohesive collegiate. Even in view of these overall characteristics, we found that there are important differences in the decision making behavior and, when present, the career element is influential.
publishDate 2015
dc.date.accessioned.fl_str_mv 2015-04-23T17:47:06Z
dc.date.available.fl_str_mv 2015-04-23T17:47:06Z
dc.date.issued.fl_str_mv 2015-03-25
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/masterThesis
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dc.identifier.citation.fl_str_mv FRANCO, Ivan Candido da Silva de. Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013). Dissertação (Mestrado em Direito) - FGV - Fundação Getúlio Vargas, São Paulo, 2015.
dc.identifier.uri.fl_str_mv http://hdl.handle.net/10438/13645
identifier_str_mv FRANCO, Ivan Candido da Silva de. Como são julgados os juízes? Uma análise do controle disciplinar do Conselho Nacional de Justiça (2005-2013). Dissertação (Mestrado em Direito) - FGV - Fundação Getúlio Vargas, São Paulo, 2015.
url http://hdl.handle.net/10438/13645
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