Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL

Detalhes bibliográficos
Autor(a) principal: Franco, Maria Salles Coelho de Mello
Data de Publicação: 2016
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Repositório Institucional do FGV (FGV Repositório Digital)
Texto Completo: https://hdl.handle.net/10438/18144
Resumo: The present study intends to evaluate citizen participation in the decision making process of some Brazilian institutions assigned for regulating certain economic sectors in the country. Some regulatory agencies activities are analysed, highlighting the issues concerning independence and control of these organs. We focus on some international bodies guidelines regarding regulation via regulatory agencies, as well as some national bodies studies on the subject. In addition, the relevant legislation and the debates elaborated by the academia are demonstrated. Specifically, the study aims to evaluate public hearings empirically in the regulatory decision-making process of two federal regulatory agencies - the National Water Agency (ANA) and the National Electric Energy Agency (ANEEL). It seeks to identify (i) Who are the participants in the public hearings held by the agencies; (Ii) At what point in the regulatory decision-making process are the mechanisms for public deliberation inserted, and (iii) what is the justification for it - Who, When and Why? The results of the empirical analysis collected call attention to the necessary care to be employed in the practice of public hearings. It is evident that the malfunctioning of these instruments may affect the fulfilment of the purpose for which they were instituted. It is reiterated that the way in which social participation is practiced through public hearings in regulatory agencies is decisive for considerations about the legitimacy of regulatory decision making in these bodies.
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spelling Franco, Maria Salles Coelho de MelloEscolas::DIREITO RIOLeal, Fernando Angelo RibeiroPorto, Antônio José MaristrelloCyrino, André RodriguesRibeiro, Leandro Molhano2017-04-03T19:18:42Z2017-04-03T19:18:42Z2016FRANCO, Maria Salles Coelho de Mello. Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL. Dissertação (Mestrado em Direito da Regulação) - Escola de Direito do Rio de Janeiro, Fundação Getúlio Vargas - FGV, Rio de Janeiro, 2017.https://hdl.handle.net/10438/18144The present study intends to evaluate citizen participation in the decision making process of some Brazilian institutions assigned for regulating certain economic sectors in the country. Some regulatory agencies activities are analysed, highlighting the issues concerning independence and control of these organs. We focus on some international bodies guidelines regarding regulation via regulatory agencies, as well as some national bodies studies on the subject. In addition, the relevant legislation and the debates elaborated by the academia are demonstrated. Specifically, the study aims to evaluate public hearings empirically in the regulatory decision-making process of two federal regulatory agencies - the National Water Agency (ANA) and the National Electric Energy Agency (ANEEL). It seeks to identify (i) Who are the participants in the public hearings held by the agencies; (Ii) At what point in the regulatory decision-making process are the mechanisms for public deliberation inserted, and (iii) what is the justification for it - Who, When and Why? The results of the empirical analysis collected call attention to the necessary care to be employed in the practice of public hearings. It is evident that the malfunctioning of these instruments may affect the fulfilment of the purpose for which they were instituted. It is reiterated that the way in which social participation is practiced through public hearings in regulatory agencies is decisive for considerations about the legitimacy of regulatory decision making in these bodies.O presente estudo pretende avaliar o funcionamento de mecanismos de participação popular em algumas instituições brasileiras responsáveis pela regulação de determinados setores econômicos no país. As atividades regulatórias de algumas agências reguladoras federais são avaliadas, evidenciando-se a temática relativa à tensão existente entre independência e controle destes órgãos. Destacam-se orientações de órgãos internacionais defensores da difusão da regulação através do modelo de agências reguladoras, bem como inclui-se estudos de alguns órgãos nacionais sobre a temática. Adicionalmente, demonstram-se a legislação pertinente e os debates elaborados pela literatura especializada. Especificamente, o estudo objetiva avaliar empiricamente as audiências públicas no processo decisório regulatório de duas agências reguladoras federais ‒ a Agência Nacional de Águas (ANA) e a Agência Nacional de Energia Elétrica (ANEEL). Busca-se identificar (i) Quem são os participantes das audiências públicas realizadas pelas agências; (ii) Em que momento no processo decisório regulatório os mecanismos de deliberação pública são inseridos e, (iii) Qual a justificativa para tanto ‒ Quem, Quando e Por quê? Os resultados da análise empírica empregada chamam a atenção para o cuidado necessário a ser empregado na prática das audiências públicas. Isso porque evidencia-se que o mau funcionamento desses instrumentos pode afetar o cumprimento da finalidade para a qual foram instituídos. Reitera-se que a forma pela qual a participação social é praticada via audiências públicas nas agências reguladoras é determinante para considerações sobre a legitimidade da tomada de decisão regulatória nestes órgãos.porFederal regulatory agenciesRegulatory decision-makingPublic hearingsSocial controlAgências reguladoras federaisProcesso decisório regulatórioAudiências públicasControle socialDireitoDireito regulatórioAgências reguladoras de atividades privadasAudiências públicasProcesso decisórioParticipação socialControle socialPolítica regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEELinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisinfo:eu-repo/semantics/openAccessreponame:Repositório Institucional do FGV (FGV Repositório Digital)instname:Fundação Getulio Vargas (FGV)instacron:FGVTEXTDissertação Final biblioteca21.03 pdf.pdf.txtDissertação Final biblioteca21.03 pdf.pdf.txtExtracted 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dc.title.por.fl_str_mv Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
title Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
spellingShingle Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
Franco, Maria Salles Coelho de Mello
Federal regulatory agencies
Regulatory decision-making
Public hearings
Social control
Agências reguladoras federais
Processo decisório regulatório
Audiências públicas
Controle social
Direito
Direito regulatório
Agências reguladoras de atividades privadas
Audiências públicas
Processo decisório
Participação social
Controle social
title_short Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
title_full Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
title_fullStr Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
title_full_unstemmed Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
title_sort Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL
author Franco, Maria Salles Coelho de Mello
author_facet Franco, Maria Salles Coelho de Mello
author_role author
dc.contributor.unidadefgv.por.fl_str_mv Escolas::DIREITO RIO
dc.contributor.member.none.fl_str_mv Leal, Fernando Angelo Ribeiro
Porto, Antônio José Maristrello
Cyrino, André Rodrigues
dc.contributor.author.fl_str_mv Franco, Maria Salles Coelho de Mello
dc.contributor.advisor1.fl_str_mv Ribeiro, Leandro Molhano
contributor_str_mv Ribeiro, Leandro Molhano
dc.subject.eng.fl_str_mv Federal regulatory agencies
Regulatory decision-making
Public hearings
Social control
topic Federal regulatory agencies
Regulatory decision-making
Public hearings
Social control
Agências reguladoras federais
Processo decisório regulatório
Audiências públicas
Controle social
Direito
Direito regulatório
Agências reguladoras de atividades privadas
Audiências públicas
Processo decisório
Participação social
Controle social
dc.subject.por.fl_str_mv Agências reguladoras federais
Processo decisório regulatório
Audiências públicas
Controle social
dc.subject.area.por.fl_str_mv Direito
dc.subject.bibliodata.por.fl_str_mv Direito regulatório
Agências reguladoras de atividades privadas
Audiências públicas
Processo decisório
Participação social
Controle social
description The present study intends to evaluate citizen participation in the decision making process of some Brazilian institutions assigned for regulating certain economic sectors in the country. Some regulatory agencies activities are analysed, highlighting the issues concerning independence and control of these organs. We focus on some international bodies guidelines regarding regulation via regulatory agencies, as well as some national bodies studies on the subject. In addition, the relevant legislation and the debates elaborated by the academia are demonstrated. Specifically, the study aims to evaluate public hearings empirically in the regulatory decision-making process of two federal regulatory agencies - the National Water Agency (ANA) and the National Electric Energy Agency (ANEEL). It seeks to identify (i) Who are the participants in the public hearings held by the agencies; (Ii) At what point in the regulatory decision-making process are the mechanisms for public deliberation inserted, and (iii) what is the justification for it - Who, When and Why? The results of the empirical analysis collected call attention to the necessary care to be employed in the practice of public hearings. It is evident that the malfunctioning of these instruments may affect the fulfilment of the purpose for which they were instituted. It is reiterated that the way in which social participation is practiced through public hearings in regulatory agencies is decisive for considerations about the legitimacy of regulatory decision making in these bodies.
publishDate 2016
dc.date.issued.fl_str_mv 2016
dc.date.accessioned.fl_str_mv 2017-04-03T19:18:42Z
dc.date.available.fl_str_mv 2017-04-03T19:18:42Z
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/masterThesis
format masterThesis
status_str publishedVersion
dc.identifier.citation.fl_str_mv FRANCO, Maria Salles Coelho de Mello. Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL. Dissertação (Mestrado em Direito da Regulação) - Escola de Direito do Rio de Janeiro, Fundação Getúlio Vargas - FGV, Rio de Janeiro, 2017.
dc.identifier.uri.fl_str_mv https://hdl.handle.net/10438/18144
identifier_str_mv FRANCO, Maria Salles Coelho de Mello. Política regulatória e participação: um estudo sobre as audiências públicas na ANA e na ANEEL. Dissertação (Mestrado em Direito da Regulação) - Escola de Direito do Rio de Janeiro, Fundação Getúlio Vargas - FGV, Rio de Janeiro, 2017.
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