Compliance: o novo diferencial competitivo
Autor(a) principal: | |
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Data de Publicação: | 2019 |
Tipo de documento: | Trabalho de conclusão de curso |
Idioma: | por |
Título da fonte: | Biblioteca Digital de Teses e Dissertações da PUC_SP |
Texto Completo: | https://repositorio.pucsp.br/jspui/handle/handle/26788 |
Resumo: | The objective of the present study is the reflection on the importance of the adoption of compliance programs by the institutions, demonstrating that it can configure a true competitive differential in the current market. In order to do so, in a first moment the concepts of compliance and compliance programs were studied, as well as, their main characteristics, analyzing their connection with the institute of corporate governance. In continuity, was drawn up a history of the compliance evolution, as well as of the laws and treaties involving it at international level, further deepening in the evolution of the compliance in Brazil, analyzing the cultural and the corruption scenario in the country. Afterwards, we proceeded to a more in-depth study of the main legal instruments that deal with this subject in the national legislation, the Money Laundering Law, the Competition Law, the Anti-Corruption Law and other legal instruments, highlighting how each one collaborated, directly or indirectly, for the increase in the adoption of compliance programs by companies in Brazil. Then the institute was analyzed in front of the market, studying the compliance requirements imposed by it and by the economic agents among themselves, such as the appearance of contractual compliance obligations, as well as, its softened application for smaller companies, passing also to a brief study of the costs that the implementation of compliance can generate for the companies, being finally, performed an analysis of the various benefits that the compliance brings to the business activity, delimiting the reasons why compliance is becoming a differential in business competition |
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Bushatsky, DanielAlmeida, Bianca Bertoloto de2022-08-16T15:37:41Z2022-08-16T15:37:41Z2019-03-22https://repositorio.pucsp.br/jspui/handle/handle/26788The objective of the present study is the reflection on the importance of the adoption of compliance programs by the institutions, demonstrating that it can configure a true competitive differential in the current market. In order to do so, in a first moment the concepts of compliance and compliance programs were studied, as well as, their main characteristics, analyzing their connection with the institute of corporate governance. In continuity, was drawn up a history of the compliance evolution, as well as of the laws and treaties involving it at international level, further deepening in the evolution of the compliance in Brazil, analyzing the cultural and the corruption scenario in the country. Afterwards, we proceeded to a more in-depth study of the main legal instruments that deal with this subject in the national legislation, the Money Laundering Law, the Competition Law, the Anti-Corruption Law and other legal instruments, highlighting how each one collaborated, directly or indirectly, for the increase in the adoption of compliance programs by companies in Brazil. Then the institute was analyzed in front of the market, studying the compliance requirements imposed by it and by the economic agents among themselves, such as the appearance of contractual compliance obligations, as well as, its softened application for smaller companies, passing also to a brief study of the costs that the implementation of compliance can generate for the companies, being finally, performed an analysis of the various benefits that the compliance brings to the business activity, delimiting the reasons why compliance is becoming a differential in business competitionO objetivo do presente trabalho é a reflexão da importância da adoção de programas de compliance pelas instituições, demonstrando que o mesmo pode configurar verdadeiro diferencial competitivo no mercado atual. Para tanto, em um primeiro momento estudou-se os conceitos de compliance e de programas de compliance, bem como, as suas principais características, analisando sua conexão com o instituto da governança corporativa. Em continuidade traçou-se um histórico da evolução do compliance, bem como, das legislações e tratados envolvendo o mesmo a nível internacional, aprofundando-se posteriormente na evolução do compliance no Brasil realizando análise do cenário cultural e de corrupção no país. Após, passou-se ao estudo mais aprofundado dos principais diplomas legais que tratam do tema na legislação nacional, a Lei de Lavagem de Dinheiro, a Lei de Defesa da Concorrência, a Lei Anticorrupção e outros diplomas legais, destacando como cada um colaborou, de forma direta ou indireta, para o aumento na adoção de programas de compliance pelas empresas no Brasil. Passou-se então a análise do instituto frente ao mercado, estudando as exigências de compliance impostas pelo mesmo e pelos agentes econômicos entre si, como o surgimento de obrigações contratuais de compliance, bem como, a sua aplicação flexibilizada para empresas de menor porte, passando-se também a um breve estudo dos custos que a implementação de compliance pode gerar para as empresas, sendo por fim, realizada análise dos diversos benefícios que o compliance traz para a atividade empresarial, delimitando-se os motivos pelos quais o compliance vem se tornando um diferencial na competição empresarialporPontifícia Universidade Católica de São PauloEspecialização em Direito EmpresarialPUC-SPBrasilFaculdade de DireitoCNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVILCompliancePrograma de complianceGovernança corporativaLavagem de dinheiroAnticorrupçãoDefesa da concorrênciaGestão de riscoDiferencial competitivoComplianceCompliance ProgramCorporate GovernanceMoney LaunderingAnti-corruptionCompetition DefenseRisk ManagementCompetitive differentialCompliance: o novo diferencial competitivoinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/bachelorThesisinfo:eu-repo/semantics/openAccessreponame:Biblioteca Digital de Teses e Dissertações da PUC_SPinstname:Pontifícia Universidade Católica de São Paulo (PUC-SP)instacron:PUC_SPORIGINALBIANCA BERTOLOTO DE ALMEIDA.pdfapplication/pdf744977https://repositorio.pucsp.br/xmlui/bitstream/handle/26788/1/BIANCA%20BERTOLOTO%20DE%20ALMEIDA.pdfcc5fb56b6fe8b09d105b21f4ce06e4c6MD51TEXTBIANCA BERTOLOTO DE ALMEIDA.pdf.txtBIANCA BERTOLOTO DE ALMEIDA.pdf.txtExtracted texttext/plain212101https://repositorio.pucsp.br/xmlui/bitstream/handle/26788/2/BIANCA%20BERTOLOTO%20DE%20ALMEIDA.pdf.txt930419fb637e064589f1cc1bd22acfccMD52THUMBNAILBIANCA BERTOLOTO DE ALMEIDA.pdf.jpgBIANCA BERTOLOTO DE ALMEIDA.pdf.jpgGenerated Thumbnailimage/jpeg1194https://repositorio.pucsp.br/xmlui/bitstream/handle/26788/3/BIANCA%20BERTOLOTO%20DE%20ALMEIDA.pdf.jpg45dc2b06353b2402cade1705f8857818MD53handle/267882022-08-19 13:59:30.61oai:repositorio.pucsp.br:handle/26788Biblioteca Digital de Teses e Dissertaçõeshttps://sapientia.pucsp.br/https://sapientia.pucsp.br/oai/requestbngkatende@pucsp.br||rapassi@pucsp.bropendoar:2022-08-19T16:59:30Biblioteca Digital de Teses e Dissertações da PUC_SP - Pontifícia Universidade Católica de São Paulo (PUC-SP)false |
dc.title.pt_BR.fl_str_mv |
Compliance: o novo diferencial competitivo |
title |
Compliance: o novo diferencial competitivo |
spellingShingle |
Compliance: o novo diferencial competitivo Almeida, Bianca Bertoloto de CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVIL Compliance Programa de compliance Governança corporativa Lavagem de dinheiro Anticorrupção Defesa da concorrência Gestão de risco Diferencial competitivo Compliance Compliance Program Corporate Governance Money Laundering Anti-corruption Competition Defense Risk Management Competitive differential |
title_short |
Compliance: o novo diferencial competitivo |
title_full |
Compliance: o novo diferencial competitivo |
title_fullStr |
Compliance: o novo diferencial competitivo |
title_full_unstemmed |
Compliance: o novo diferencial competitivo |
title_sort |
Compliance: o novo diferencial competitivo |
author |
Almeida, Bianca Bertoloto de |
author_facet |
Almeida, Bianca Bertoloto de |
author_role |
author |
dc.contributor.advisor1.fl_str_mv |
Bushatsky, Daniel |
dc.contributor.author.fl_str_mv |
Almeida, Bianca Bertoloto de |
contributor_str_mv |
Bushatsky, Daniel |
dc.subject.cnpq.fl_str_mv |
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVIL |
topic |
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVIL Compliance Programa de compliance Governança corporativa Lavagem de dinheiro Anticorrupção Defesa da concorrência Gestão de risco Diferencial competitivo Compliance Compliance Program Corporate Governance Money Laundering Anti-corruption Competition Defense Risk Management Competitive differential |
dc.subject.por.fl_str_mv |
Compliance Programa de compliance Governança corporativa Lavagem de dinheiro Anticorrupção Defesa da concorrência Gestão de risco Diferencial competitivo |
dc.subject.eng.fl_str_mv |
Compliance Compliance Program Corporate Governance Money Laundering Anti-corruption Competition Defense Risk Management Competitive differential |
description |
The objective of the present study is the reflection on the importance of the adoption of compliance programs by the institutions, demonstrating that it can configure a true competitive differential in the current market. In order to do so, in a first moment the concepts of compliance and compliance programs were studied, as well as, their main characteristics, analyzing their connection with the institute of corporate governance. In continuity, was drawn up a history of the compliance evolution, as well as of the laws and treaties involving it at international level, further deepening in the evolution of the compliance in Brazil, analyzing the cultural and the corruption scenario in the country. Afterwards, we proceeded to a more in-depth study of the main legal instruments that deal with this subject in the national legislation, the Money Laundering Law, the Competition Law, the Anti-Corruption Law and other legal instruments, highlighting how each one collaborated, directly or indirectly, for the increase in the adoption of compliance programs by companies in Brazil. Then the institute was analyzed in front of the market, studying the compliance requirements imposed by it and by the economic agents among themselves, such as the appearance of contractual compliance obligations, as well as, its softened application for smaller companies, passing also to a brief study of the costs that the implementation of compliance can generate for the companies, being finally, performed an analysis of the various benefits that the compliance brings to the business activity, delimiting the reasons why compliance is becoming a differential in business competition |
publishDate |
2019 |
dc.date.issued.fl_str_mv |
2019-03-22 |
dc.date.accessioned.fl_str_mv |
2022-08-16T15:37:41Z |
dc.date.available.fl_str_mv |
2022-08-16T15:37:41Z |
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info:eu-repo/semantics/publishedVersion |
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info:eu-repo/semantics/bachelorThesis |
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bachelorThesis |
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publishedVersion |
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https://repositorio.pucsp.br/jspui/handle/handle/26788 |
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por |
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por |
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info:eu-repo/semantics/openAccess |
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openAccess |
dc.publisher.none.fl_str_mv |
Pontifícia Universidade Católica de São Paulo |
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Especialização em Direito Empresarial |
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PUC-SP |
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Brasil |
dc.publisher.department.fl_str_mv |
Faculdade de Direito |
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Pontifícia Universidade Católica de São Paulo |
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