Insider trading: a punição da vantagem indevida pela conduta
Autor(a) principal: | |
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Data de Publicação: | 2022 |
Tipo de documento: | Trabalho de conclusão de curso |
Idioma: | por |
Título da fonte: | Biblioteca Digital de Teses e Dissertações da PUC_SP |
Texto Completo: | https://repositorio.pucsp.br/jspui/handle/handle/32039 |
Resumo: | The objective of the work developed here will be to situate, develop, discuss, and seek a solution to this problem as well as to address the question, why so much occurrence when we deal with this issue. Expose and stress cases that have and have not been resolved, bring court decisions on previous situations seen in the legal framework. A very important point will be, how can Brazilian compliance act in this movement? What points seen abroad? What remedy can be used for this epidemic? The nature of this project is to better understand the problem, identify it and understand the motivation for its continuation, as it is frequently seen on the national scene. The purpose is to expose and better present the subject, which is often treated as general knowledge, when in fact it is very little explored. The macro-objective is to deal with the subject, also bringing it into the everyday context. Analyze issues that have already been judged, evaluate situations that have already been seen and raise questions. In summary, the present takes place to indicate how the repression of insider trading in the Brazilian scenario can be improved, not only presenting the current aspects and mechanisms for this, but also suggesting and evaluating new ways of rebutting such conduct. The relevance of the theme for the capital market is almost extreme. If we judge the impact of this practice in the current scenario as well as in the history of Brazilian commercial law, there is a clear urgency to treat this issue more seriously. The body that deals with the matter in Brazil is the Securities and Exchange Commission - CVM, which, even having mechanisms to defend such conduct, still sees it in the market. Once this topic is better exposed, it will be possible to observe suggestions to provide answers to the aforementioned problem. The possibility of a clear change in the scope of the reality of the capital market is something very relevant, since this is one of the most relevant sectors in the world in terms of revenue. In view of the above, it is also worth mentioning that, although in an environment outside Brazil the subject is treated with greater recurrence and attention, in the daily reality of the national Capital Market it is not possible to notice such a vision. Even though this topic has never been ignored, there is still a lot to deal with |
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Couto Filho, Fábio Costahttp://lattes.cnpq.br/2070704117990133Figueiredo, Leonardo Weiler2023-03-28T16:22:05Z2023-03-28T16:22:05Z2022-11-23Figueiredo, Leonardo Weiler. Insider trading: a punição da vantagem indevida pela conduta. 2022. Trabalho de Conclusão de Curso (Graduação em Direito) - Faculdade de Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2022.https://repositorio.pucsp.br/jspui/handle/handle/32039The objective of the work developed here will be to situate, develop, discuss, and seek a solution to this problem as well as to address the question, why so much occurrence when we deal with this issue. Expose and stress cases that have and have not been resolved, bring court decisions on previous situations seen in the legal framework. A very important point will be, how can Brazilian compliance act in this movement? What points seen abroad? What remedy can be used for this epidemic? The nature of this project is to better understand the problem, identify it and understand the motivation for its continuation, as it is frequently seen on the national scene. The purpose is to expose and better present the subject, which is often treated as general knowledge, when in fact it is very little explored. The macro-objective is to deal with the subject, also bringing it into the everyday context. Analyze issues that have already been judged, evaluate situations that have already been seen and raise questions. In summary, the present takes place to indicate how the repression of insider trading in the Brazilian scenario can be improved, not only presenting the current aspects and mechanisms for this, but also suggesting and evaluating new ways of rebutting such conduct. The relevance of the theme for the capital market is almost extreme. If we judge the impact of this practice in the current scenario as well as in the history of Brazilian commercial law, there is a clear urgency to treat this issue more seriously. The body that deals with the matter in Brazil is the Securities and Exchange Commission - CVM, which, even having mechanisms to defend such conduct, still sees it in the market. Once this topic is better exposed, it will be possible to observe suggestions to provide answers to the aforementioned problem. The possibility of a clear change in the scope of the reality of the capital market is something very relevant, since this is one of the most relevant sectors in the world in terms of revenue. In view of the above, it is also worth mentioning that, although in an environment outside Brazil the subject is treated with greater recurrence and attention, in the daily reality of the national Capital Market it is not possible to notice such a vision. Even though this topic has never been ignored, there is still a lot to deal withO objetivo do trabalho aqui desenvolvido será o de situar, desenvolver, discutir e buscar uma solução para esta problemática bem como dar sobre o questionamento de, por que tanta ocorrência quando tratamos deste tema. Expor e estressar casos tidos e não solucionados, trazer decisões de tribunais sobre situações previas vistas no ornamento jurídico. Um ponto muito importante será, como o compliance brasileiro pode atuar nesta movimentação? Quais pontos vistos no exterior? Qual o remédio que poderá ser utilizado para esta epidemia? A natureza deste projeto é conhecer melhor o problema, identificá-lo e entender a motivação de sua continuidade, já que é visto com frequência no cenário nacional. A finalidade é a de exposição e melhor apresentação do assunto, que, por muitas vezes é tratado como de conhecimento geral, quando na verdade, é muito pouco explorado. O macro objetivo é tratar do assunto como um todo, trazendo-o também para o contexto cotidiano. Analisar as problemáticas já julgadas, avaliar situações que já foram vistas e levantar questões. Em resumo, o presente acontece a fim de indicar como pode-se aprimorar a repressão ao insider trading no cenário brasileiro, não só apresentando os atuais aspectos e mecanismos para isso como também sugerindo e avaliando novos meios de se rebater tal conduta. A relevância do tema para o mercado de capitais é quase que extrema. Se julgado o impacto desta prática no cenário atual bem como na histórica do direito comercial brasileiros, tem-se uma clara urgência no tratamento deste tema com mais seriedade. O órgão que trata do assunto no Brasil é a Comissão de Valores Mobiliários – CVM, que, mesmo possuindo mecanismos para defesa de tal conduta ainda a vê no mercado. Uma vez que este tema for mais bem exposto, será possível observar sugestões no sentido de proporcionar respostas ao problema supracitado. A possibilidade de clara modificação no âmbito da realidade do mercado de capitais é algo muito relevante, já que se trata em um dos setores mais relevantes, na esfera mundial, no que se referir a receita. Mediante ao exposto, cabe ainda ressaltar que, por mais que num ambienteporPontifícia Universidade Católica de São PauloGraduação em DireitoPUC-SPBrasilFaculdade de DireitoCNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITOInsider tradingInformação privilegiadaCVMConduta tipificadaAnistiaMonitoramentoInsider tradingPrivileged informationCVMTypified conductMonitoringInsider trading: a punição da vantagem indevida pela condutainfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/bachelorThesisinfo:eu-repo/semantics/openAccessreponame:Biblioteca Digital de Teses e Dissertações da PUC_SPinstname:Pontifícia Universidade Católica de São Paulo (PUC-SP)instacron:PUC_SPORIGINALtcc_leo_vfff_Leonardo Weiler figu.pdfapplication/pdf1028464https://repositorio.pucsp.br/xmlui/bitstream/handle/32039/1/tcc_leo_vfff_Leonardo%20Weiler%20figu.pdf1ff737ef12ec819c36cd490f53345bd7MD51TEXTtcc_leo_vfff_Leonardo Weiler figu.pdf.txttcc_leo_vfff_Leonardo Weiler figu.pdf.txtExtracted texttext/plain68784https://repositorio.pucsp.br/xmlui/bitstream/handle/32039/2/tcc_leo_vfff_Leonardo%20Weiler%20figu.pdf.txt9f29352c6fb4fdd9c1ead8f6749c8637MD52THUMBNAILtcc_leo_vfff_Leonardo Weiler figu.pdf.jpgtcc_leo_vfff_Leonardo Weiler figu.pdf.jpgGenerated Thumbnailimage/jpeg1208https://repositorio.pucsp.br/xmlui/bitstream/handle/32039/3/tcc_leo_vfff_Leonardo%20Weiler%20figu.pdf.jpg596950c8a1a5bb96d55c55e9c9c0886fMD53handle/320392023-03-29 01:06:05.361oai:repositorio.pucsp.br:handle/32039Biblioteca Digital de Teses e Dissertaçõeshttps://sapientia.pucsp.br/https://sapientia.pucsp.br/oai/requestbngkatende@pucsp.br||rapassi@pucsp.bropendoar:2023-03-29T04:06:05Biblioteca Digital de Teses e Dissertações da PUC_SP - Pontifícia Universidade Católica de São Paulo (PUC-SP)false |
dc.title.pt_BR.fl_str_mv |
Insider trading: a punição da vantagem indevida pela conduta |
title |
Insider trading: a punição da vantagem indevida pela conduta |
spellingShingle |
Insider trading: a punição da vantagem indevida pela conduta Figueiredo, Leonardo Weiler CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO Insider trading Informação privilegiada CVM Conduta tipificada Anistia Monitoramento Insider trading Privileged information CVM Typified conduct Monitoring |
title_short |
Insider trading: a punição da vantagem indevida pela conduta |
title_full |
Insider trading: a punição da vantagem indevida pela conduta |
title_fullStr |
Insider trading: a punição da vantagem indevida pela conduta |
title_full_unstemmed |
Insider trading: a punição da vantagem indevida pela conduta |
title_sort |
Insider trading: a punição da vantagem indevida pela conduta |
author |
Figueiredo, Leonardo Weiler |
author_facet |
Figueiredo, Leonardo Weiler |
author_role |
author |
dc.contributor.advisor1.fl_str_mv |
Couto Filho, Fábio Costa |
dc.contributor.advisor1Lattes.fl_str_mv |
http://lattes.cnpq.br/2070704117990133 |
dc.contributor.author.fl_str_mv |
Figueiredo, Leonardo Weiler |
contributor_str_mv |
Couto Filho, Fábio Costa |
dc.subject.cnpq.fl_str_mv |
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO |
topic |
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO Insider trading Informação privilegiada CVM Conduta tipificada Anistia Monitoramento Insider trading Privileged information CVM Typified conduct Monitoring |
dc.subject.por.fl_str_mv |
Insider trading Informação privilegiada CVM Conduta tipificada Anistia Monitoramento |
dc.subject.eng.fl_str_mv |
Insider trading Privileged information CVM Typified conduct Monitoring |
description |
The objective of the work developed here will be to situate, develop, discuss, and seek a solution to this problem as well as to address the question, why so much occurrence when we deal with this issue. Expose and stress cases that have and have not been resolved, bring court decisions on previous situations seen in the legal framework. A very important point will be, how can Brazilian compliance act in this movement? What points seen abroad? What remedy can be used for this epidemic? The nature of this project is to better understand the problem, identify it and understand the motivation for its continuation, as it is frequently seen on the national scene. The purpose is to expose and better present the subject, which is often treated as general knowledge, when in fact it is very little explored. The macro-objective is to deal with the subject, also bringing it into the everyday context. Analyze issues that have already been judged, evaluate situations that have already been seen and raise questions. In summary, the present takes place to indicate how the repression of insider trading in the Brazilian scenario can be improved, not only presenting the current aspects and mechanisms for this, but also suggesting and evaluating new ways of rebutting such conduct. The relevance of the theme for the capital market is almost extreme. If we judge the impact of this practice in the current scenario as well as in the history of Brazilian commercial law, there is a clear urgency to treat this issue more seriously. The body that deals with the matter in Brazil is the Securities and Exchange Commission - CVM, which, even having mechanisms to defend such conduct, still sees it in the market. Once this topic is better exposed, it will be possible to observe suggestions to provide answers to the aforementioned problem. The possibility of a clear change in the scope of the reality of the capital market is something very relevant, since this is one of the most relevant sectors in the world in terms of revenue. In view of the above, it is also worth mentioning that, although in an environment outside Brazil the subject is treated with greater recurrence and attention, in the daily reality of the national Capital Market it is not possible to notice such a vision. Even though this topic has never been ignored, there is still a lot to deal with |
publishDate |
2022 |
dc.date.issued.fl_str_mv |
2022-11-23 |
dc.date.accessioned.fl_str_mv |
2023-03-28T16:22:05Z |
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2023-03-28T16:22:05Z |
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info:eu-repo/semantics/publishedVersion |
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info:eu-repo/semantics/bachelorThesis |
format |
bachelorThesis |
status_str |
publishedVersion |
dc.identifier.citation.fl_str_mv |
Figueiredo, Leonardo Weiler. Insider trading: a punição da vantagem indevida pela conduta. 2022. Trabalho de Conclusão de Curso (Graduação em Direito) - Faculdade de Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2022. |
dc.identifier.uri.fl_str_mv |
https://repositorio.pucsp.br/jspui/handle/handle/32039 |
identifier_str_mv |
Figueiredo, Leonardo Weiler. Insider trading: a punição da vantagem indevida pela conduta. 2022. Trabalho de Conclusão de Curso (Graduação em Direito) - Faculdade de Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2022. |
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Pontifícia Universidade Católica de São Paulo |
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