Standards de prova no Processo Civil brasileiro

Detalhes bibliográficos
Autor(a) principal: Ponzoni, Christian
Data de Publicação: 2020
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Biblioteca Digital de Teses e Dissertações da PUC_RS
Texto Completo: http://tede2.pucrs.br/tede2/handle/tede/9175
Resumo: Standards of proof are the criteria for considering the veracity or falsity of an assertion about a fact sufficiently proven in a judicial procedure. The function of the standard is to distribute the risk of eventual erroneous decision between the parties. There are two types of errors: considering what is false proven, or not considering proven what is true. When raising the required level of probative sufficiency, there is less the error of considering true what is false, but more of the error of not considering true what is true. This choice is a political-moral decision, in which the seriousness of the error is taken into account, according to the importance of the right affected by the legal consequence and the degree of affectation. The judge necessarily has to evaluate the evidence supporting the narrative formulated by the parties in order to make a decision and the rationality of that decision depends on whether this is sufficient to support the allegations. The purpose of the research is to investigate the criteria that guide the sufficiency of the evidence, how they work and which can be used in Brazilian civil procedural law. The method of approaching the problem was the deductive one, starting from basic theories of jurists, philosophers and epistemologists, for the development of the explanatory reasoning of the investigated phenomenon. The procedure methods were historical and comparative. The method of interpretation was systematic. The types of research were exploratory, descriptive, explanatory, theoretical, qualitative and bibliographic. The degree of confirmation of a factual statement is a concept that suffers from degree vagueness. It is difficult to draw a line within a corroboration scale, since the standard is a gradual and not quantifiable concept. The standard of proof also suffers from combinatorial vagueness, and it is not possible to establish a closed list of assessment criteria that must be satisfied in order to reach the standard. Although the standard cannot overcome the limits of combinatorial vagueness and degree vagueness in a system of free evaluation of evidence, it is a necessary component for the rational decision-making about the facts. There is no way to make a decision without first giving credibility and weight to the evidence, nor without recognizing that the evidence is sufficient or not. The sufficiency of the evidence can only be verified in concrete and after the assessment of the evidence has ended. Standards can only indicate in advance that sufficiency should be higher or lower, but not how much. In this sense, it is much more guiding to consider only two criteria for civil proceedings, in which one tolerates a minimal difference of corroboration between the hypotheses, the preponderance of evidence, and the other, a robust difference, the clear and convincing evidence, without the standard being able to quantify this difference in advance. The general rule for civil proceedings should be the application of the standard of preponderance of evidence, as well as for precautionary measures, injunctive reliefs and self-evident claims. For hypotheses involving civil disputes in which interests that are not merely patrimonial are involved, the standard of clear and convincing evidence can be used, to be established preferably by the legislator, as it is a political-moral decision. In the meantime, it is up to the judge to set the applicable standard, giving prior knowledge to the plaintiff and the defendant in the procedure.
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spelling Jobim, Marco Félixhttp://lattes.cnpq.br/4952684791012392Ponzoni, Christian2020-07-23T19:47:56Z2020-03-27http://tede2.pucrs.br/tede2/handle/tede/9175Standards of proof are the criteria for considering the veracity or falsity of an assertion about a fact sufficiently proven in a judicial procedure. The function of the standard is to distribute the risk of eventual erroneous decision between the parties. There are two types of errors: considering what is false proven, or not considering proven what is true. When raising the required level of probative sufficiency, there is less the error of considering true what is false, but more of the error of not considering true what is true. This choice is a political-moral decision, in which the seriousness of the error is taken into account, according to the importance of the right affected by the legal consequence and the degree of affectation. The judge necessarily has to evaluate the evidence supporting the narrative formulated by the parties in order to make a decision and the rationality of that decision depends on whether this is sufficient to support the allegations. The purpose of the research is to investigate the criteria that guide the sufficiency of the evidence, how they work and which can be used in Brazilian civil procedural law. The method of approaching the problem was the deductive one, starting from basic theories of jurists, philosophers and epistemologists, for the development of the explanatory reasoning of the investigated phenomenon. The procedure methods were historical and comparative. The method of interpretation was systematic. The types of research were exploratory, descriptive, explanatory, theoretical, qualitative and bibliographic. The degree of confirmation of a factual statement is a concept that suffers from degree vagueness. It is difficult to draw a line within a corroboration scale, since the standard is a gradual and not quantifiable concept. The standard of proof also suffers from combinatorial vagueness, and it is not possible to establish a closed list of assessment criteria that must be satisfied in order to reach the standard. Although the standard cannot overcome the limits of combinatorial vagueness and degree vagueness in a system of free evaluation of evidence, it is a necessary component for the rational decision-making about the facts. There is no way to make a decision without first giving credibility and weight to the evidence, nor without recognizing that the evidence is sufficient or not. The sufficiency of the evidence can only be verified in concrete and after the assessment of the evidence has ended. Standards can only indicate in advance that sufficiency should be higher or lower, but not how much. In this sense, it is much more guiding to consider only two criteria for civil proceedings, in which one tolerates a minimal difference of corroboration between the hypotheses, the preponderance of evidence, and the other, a robust difference, the clear and convincing evidence, without the standard being able to quantify this difference in advance. The general rule for civil proceedings should be the application of the standard of preponderance of evidence, as well as for precautionary measures, injunctive reliefs and self-evident claims. For hypotheses involving civil disputes in which interests that are not merely patrimonial are involved, the standard of clear and convincing evidence can be used, to be established preferably by the legislator, as it is a political-moral decision. In the meantime, it is up to the judge to set the applicable standard, giving prior knowledge to the plaintiff and the defendant in the procedure.Os standards de prova (standards of proof) são os critérios para que se considere suficientemente comprovada a veracidade ou falsidade de uma assertiva sobre um fato, em um processo jurisdicional. A função do standard é a distribuição do risco de eventual decisão errônea entre as partes. São dois os tipos de erros: considerar provado o que é falso, ou não considerar provado o que é verdadeiro. Ao se elevar o nível de suficiência probatória exigido, tem-se menos o erro de considerar provado o que é falso, mas mais o erro de não considerar provado o que é verdadeiro. Essa escolha é uma decisão político-moral, em que se leva em conta a gravidade do erro, conforme a importância do bem afetado pela consequência jurídica e o grau de afetação. O julgador necessariamente tem de avaliar os elementos de prova que sustentam a narrativa formulada pelas partes para proferir uma decisão e a racionalidade dessa decisão depende de a consideração sobre esse suporte ser ou não suficiente para amparar as alegações. A finalidade da pesquisa consiste na investigação de quais são os critérios que orientam a suficiência da prova, como funcionam e quais podem ser utilizados no direito processual civil brasileiro. O método de abordagem do problema foi o dedutivo, partindo-se de teorias de base dos juristas, filósofos e epistemólogos, para o desenvolvimento do raciocínio explicativo do fenômeno investigado. Os métodos de procedimento foram o histórico e o comparativo. O método de interpretação foi o sistemático. Os tipos de pesquisa foram exploratório, descritivo, explicativo, teórico, qualitativo e bibliográfico. O grau de confirmação de um enunciado fático é um conceito que padece da vagueza de grau. Há dificuldade de se traçar uma linha dentro de uma escala de corroboração, porquanto o standard é um conceito gradual e não quantificável. O standard de prova também sofre da vagueza combinatória, não podendo estabelecer uma lista fechada de critérios de valoração que devem ser satisfeitos para que se atinja o standard. Ainda que o standard não possa superar os limites da vagueza combinatória e de grau em um sistema de livre valoração da prova, ele é um componente necessário para a tomada de decisão racional sobre os fatos. Não há como proferir uma decisão sem antes atribuir credibilidade e peso à prova, tampouco sem reconhecer que a prova é ou não suficiente. A suficiência da prova só pode ser verificada in concreto e após encerrada a valoração dos elementos de juízo. Os standards apenas podem indicar a priori que a suficiência deve ser mais alta ou mais baixa, mas não quanto. Nesse sentido, é muito mais orientador considerar somente dois critérios para o processo civil, em que um deles tolera uma diferença mínima de corroboração entre as hipóteses, a preponderância de provas, e o outro, uma diferença robusta, a prova clara e convincente, sem que o standard possa quantificar essa diferença previamente. A regra geral para o processo civil deve ser a aplicação do standard da preponderância de provas, assim como para a tutela provisória. Para hipóteses envolvendo litígios civis em que estejam implicados interesses não meramente patrimoniais, pode-se utilizar o standard da prova clara e convincente, a ser estabelecido referencialmente pelo legislador, por se tratar de uma decisão político-moral. Enquanto isso não ocorre incumbe ao magistrado fixar o standard aplicável, dando ciência prévia às partes do processo.Submitted by PPG Direito (ppgdir@pucrs.br) on 2020-05-26T12:55:54Z No. of bitstreams: 1 CHRISTIAN_PONZONI_DES.pdf: 1413339 bytes, checksum: a72690c95295bcf26aed12254fa4c1a1 (MD5)Approved for entry into archive by Clarissa Selbach (clarissa.selbach@pucrs.br) on 2020-07-23T19:43:34Z (GMT) No. of bitstreams: 1 CHRISTIAN_PONZONI_DES.pdf: 1413339 bytes, checksum: a72690c95295bcf26aed12254fa4c1a1 (MD5)Made available in DSpace on 2020-07-23T19:47:56Z (GMT). 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dc.title.por.fl_str_mv Standards de prova no Processo Civil brasileiro
title Standards de prova no Processo Civil brasileiro
spellingShingle Standards de prova no Processo Civil brasileiro
Ponzoni, Christian
Processo civil
Prova
Decisão judicial
Suficiência da prova
Modelos de constatação dos fatos
Standards de prova
Civil procedure
Evidence
Judgments
Sufficiency of the evidence
Standards of proof
CIENCIAS SOCIAIS APLICADAS::DIREITO
title_short Standards de prova no Processo Civil brasileiro
title_full Standards de prova no Processo Civil brasileiro
title_fullStr Standards de prova no Processo Civil brasileiro
title_full_unstemmed Standards de prova no Processo Civil brasileiro
title_sort Standards de prova no Processo Civil brasileiro
author Ponzoni, Christian
author_facet Ponzoni, Christian
author_role author
dc.contributor.advisor1.fl_str_mv Jobim, Marco Félix
dc.contributor.authorLattes.fl_str_mv http://lattes.cnpq.br/4952684791012392
dc.contributor.author.fl_str_mv Ponzoni, Christian
contributor_str_mv Jobim, Marco Félix
dc.subject.por.fl_str_mv Processo civil
Prova
Decisão judicial
Suficiência da prova
Modelos de constatação dos fatos
Standards de prova
topic Processo civil
Prova
Decisão judicial
Suficiência da prova
Modelos de constatação dos fatos
Standards de prova
Civil procedure
Evidence
Judgments
Sufficiency of the evidence
Standards of proof
CIENCIAS SOCIAIS APLICADAS::DIREITO
dc.subject.eng.fl_str_mv Civil procedure
Evidence
Judgments
Sufficiency of the evidence
Standards of proof
dc.subject.cnpq.fl_str_mv CIENCIAS SOCIAIS APLICADAS::DIREITO
description Standards of proof are the criteria for considering the veracity or falsity of an assertion about a fact sufficiently proven in a judicial procedure. The function of the standard is to distribute the risk of eventual erroneous decision between the parties. There are two types of errors: considering what is false proven, or not considering proven what is true. When raising the required level of probative sufficiency, there is less the error of considering true what is false, but more of the error of not considering true what is true. This choice is a political-moral decision, in which the seriousness of the error is taken into account, according to the importance of the right affected by the legal consequence and the degree of affectation. The judge necessarily has to evaluate the evidence supporting the narrative formulated by the parties in order to make a decision and the rationality of that decision depends on whether this is sufficient to support the allegations. The purpose of the research is to investigate the criteria that guide the sufficiency of the evidence, how they work and which can be used in Brazilian civil procedural law. The method of approaching the problem was the deductive one, starting from basic theories of jurists, philosophers and epistemologists, for the development of the explanatory reasoning of the investigated phenomenon. The procedure methods were historical and comparative. The method of interpretation was systematic. The types of research were exploratory, descriptive, explanatory, theoretical, qualitative and bibliographic. The degree of confirmation of a factual statement is a concept that suffers from degree vagueness. It is difficult to draw a line within a corroboration scale, since the standard is a gradual and not quantifiable concept. The standard of proof also suffers from combinatorial vagueness, and it is not possible to establish a closed list of assessment criteria that must be satisfied in order to reach the standard. Although the standard cannot overcome the limits of combinatorial vagueness and degree vagueness in a system of free evaluation of evidence, it is a necessary component for the rational decision-making about the facts. There is no way to make a decision without first giving credibility and weight to the evidence, nor without recognizing that the evidence is sufficient or not. The sufficiency of the evidence can only be verified in concrete and after the assessment of the evidence has ended. Standards can only indicate in advance that sufficiency should be higher or lower, but not how much. In this sense, it is much more guiding to consider only two criteria for civil proceedings, in which one tolerates a minimal difference of corroboration between the hypotheses, the preponderance of evidence, and the other, a robust difference, the clear and convincing evidence, without the standard being able to quantify this difference in advance. The general rule for civil proceedings should be the application of the standard of preponderance of evidence, as well as for precautionary measures, injunctive reliefs and self-evident claims. For hypotheses involving civil disputes in which interests that are not merely patrimonial are involved, the standard of clear and convincing evidence can be used, to be established preferably by the legislator, as it is a political-moral decision. In the meantime, it is up to the judge to set the applicable standard, giving prior knowledge to the plaintiff and the defendant in the procedure.
publishDate 2020
dc.date.accessioned.fl_str_mv 2020-07-23T19:47:56Z
dc.date.issued.fl_str_mv 2020-03-27
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