Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas

Detalhes bibliográficos
Autor(a) principal: Gonçalves, Kellyane Pereira dos Anjos
Data de Publicação: 2020
Tipo de documento: Tese
Idioma: por
Título da fonte: Repositório Institucional da UFSCAR
Texto Completo: https://repositorio.ufscar.br/handle/ufscar/13110
Resumo: Brazil is the world's fifth largest producer of coconut. Most of the country’s production is concentrated in the Northeast region. However, since the 1980s, coconut farming has expanded to include almost the entire country, a change motivated by the increase in world consumption of coconut derivatives. In this restructuring process, some traditional states have lost participation nationally. This is the case of Alagoas, which was already the third largest producer in Brazil, prior to the restructuring period. However, in the past few decades, it has persisted in this activity more for social than solely economic aspects – as is tradition of this culture, implanted during the colonial period. In Alagoas, production is practiced, to a greater extent, by family farmers with an area of less than 10 acres. These production systems allow individual farms to unit with other more profitable crop lands. As a result, the low volume of coconut production associated with the coconut tree's seasonality means that most producers' commercialization is restricted to transactions with intermediaries and open markets rather than with cooperatives. Other producers, with greater production volume, trade directly with the few industries installed in that state, in addition to the large intermediaries. In this sense, Alagoas’ restricted marketing channel demonstrates several aspects of organizational evolution through the use of different coordination mechanisms. Thus, the objective of this thesis is to show and analyze the determinants of the adoption of hybrid organizational arrangements and the contractual complementarities in coconut transactions in Alagoas. Studying such transactions is relevant due to the characteristics of their buyers, formed by a few agents, but with different organizational structures. As a result, the bargaining power of coconut producers, in terms of commercial negotiation, varies according to the type of configuration that the transaction assumes. The theoretical framework is based on the Transaction Cost Economics (TCE) which, according to American economist Oliver E. Williamson (1985, 1991) relates the behavioral assumptions and attributes of the transaction to the choice of the governance structure that minimizes transaction costs. The hostage model approach was also used, where asset specificity is related to the construction of credible commitments between agents. On the other hand, the subsequent development of TCE, which describes the different types of hybrid forms of governance, were used to investigate the role of reputation, relational network, leadership, and formal governance as coordination mechanisms complementary to contracts. The methodology consists of an explanatory quantitative approach which utilizes the survey method of data collection. In this 2018 study, information was collected from 135 coconut transactions between the producer and the main buyer. The transactions were grouped into two categories: (a) “with commitment” and (b) “without commitment.” The information was analyzed by means of descriptive statistics with the use of hypothesis tests for the differences between the groups and, the use of a logistic regression, binary logit model, as it is the relationship of a binary categorical output variable with continuous predictive and other categorical variables. The results showed that the main factors explaining the adoption of hybrid governance structures are related to social aspects, such as the greater intensity of reputation built on recurring transactions. Results revealed Frequency as the main attribute of the transactions, since no significant asset specificities were found. Leadership was also identified as a relevant contractual complementarity, explained in this case by the authority exercised by the few buyers in the marketing channel.
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spelling Gonçalves, Kellyane Pereira dos AnjosPaulillo, Luiz Fernando de Oriani ehttp://lattes.cnpq.br/9919942357089937http://lattes.cnpq.br/18051057743737402dc9839f-d7be-4fb2-bc1e-1c15974af2942020-07-31T23:00:33Z2020-07-31T23:00:33Z2020-05-14GONÇALVES, Kellyane Pereira dos Anjos. Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas. 2020. Tese (Doutorado em Engenharia de Produção) – Universidade Federal de São Carlos, São Carlos, 2020. Disponível em: https://repositorio.ufscar.br/handle/ufscar/13110.https://repositorio.ufscar.br/handle/ufscar/13110Brazil is the world's fifth largest producer of coconut. Most of the country’s production is concentrated in the Northeast region. However, since the 1980s, coconut farming has expanded to include almost the entire country, a change motivated by the increase in world consumption of coconut derivatives. In this restructuring process, some traditional states have lost participation nationally. This is the case of Alagoas, which was already the third largest producer in Brazil, prior to the restructuring period. However, in the past few decades, it has persisted in this activity more for social than solely economic aspects – as is tradition of this culture, implanted during the colonial period. In Alagoas, production is practiced, to a greater extent, by family farmers with an area of less than 10 acres. These production systems allow individual farms to unit with other more profitable crop lands. As a result, the low volume of coconut production associated with the coconut tree's seasonality means that most producers' commercialization is restricted to transactions with intermediaries and open markets rather than with cooperatives. Other producers, with greater production volume, trade directly with the few industries installed in that state, in addition to the large intermediaries. In this sense, Alagoas’ restricted marketing channel demonstrates several aspects of organizational evolution through the use of different coordination mechanisms. Thus, the objective of this thesis is to show and analyze the determinants of the adoption of hybrid organizational arrangements and the contractual complementarities in coconut transactions in Alagoas. Studying such transactions is relevant due to the characteristics of their buyers, formed by a few agents, but with different organizational structures. As a result, the bargaining power of coconut producers, in terms of commercial negotiation, varies according to the type of configuration that the transaction assumes. The theoretical framework is based on the Transaction Cost Economics (TCE) which, according to American economist Oliver E. Williamson (1985, 1991) relates the behavioral assumptions and attributes of the transaction to the choice of the governance structure that minimizes transaction costs. The hostage model approach was also used, where asset specificity is related to the construction of credible commitments between agents. On the other hand, the subsequent development of TCE, which describes the different types of hybrid forms of governance, were used to investigate the role of reputation, relational network, leadership, and formal governance as coordination mechanisms complementary to contracts. The methodology consists of an explanatory quantitative approach which utilizes the survey method of data collection. In this 2018 study, information was collected from 135 coconut transactions between the producer and the main buyer. The transactions were grouped into two categories: (a) “with commitment” and (b) “without commitment.” The information was analyzed by means of descriptive statistics with the use of hypothesis tests for the differences between the groups and, the use of a logistic regression, binary logit model, as it is the relationship of a binary categorical output variable with continuous predictive and other categorical variables. The results showed that the main factors explaining the adoption of hybrid governance structures are related to social aspects, such as the greater intensity of reputation built on recurring transactions. Results revealed Frequency as the main attribute of the transactions, since no significant asset specificities were found. Leadership was also identified as a relevant contractual complementarity, explained in this case by the authority exercised by the few buyers in the marketing channel.O Brasil é o quinto maior produtor mundial de coco, a maior parte da sua produção está concentrada na região Nordeste. Porém, a partir da década de 1980, a cocoicultura tem se expandido para quase todo o país, motivada pelo aumento do consumo mundial de derivados do coco. Nesse processo de reestruturação, alguns estados tradicionais têm perdido participação nacionalmente. Esse é o caso de Alagoas, que já foi o terceiro maior produtor do Brasil, porém, nas últimas décadas, tem persistido nessa atividade mais por aspectos sociais do que puramente econômicos, como a tradição dessa cultura, implantada desde o período colonial. Nesse estado, a produção é praticada, em maior medida, por agricultores familiares com área inferior a 10 hectares, em sistemas de produção que permite o consórcio com outras culturas mais rentáveis. Com isso, o baixo volume de produção de coco, associado a sazonalidade do coqueiro, faz com que a comercialização da maioria dos produtores esteja restrita a transações com intermediários e feiras livres e, em menor medida, com cooperativas. Outros produtores, com maior volume de produção, transacionam diretamente com as poucas indústrias instaladas nesse estado, além dos grandes intermediários. Nesse sentido, Alagoas demonstra diversos aspectos da evolução organizacional, por meio da utilização de distintos mecanismos de coordenação, com o seu restrito canal de comercialização. Assim, o objetivo desta tese é analisar os determinantes da adoção de arranjos organizacionais híbridos e as complementaridades contratuais nas transações de coco em Alagoas. Nota-se a relevância de estudar tais transações, devido as características dos seus compradores, formados por poucos, porém com diferentes estruturas organizacionais. Com isso, o poder de barganha dos produtores de coco, na dimensão da negociação comercial, varia conforme o tipo de configuração que a transação assume. O marco teórico baseia-se na Economia dos Custos de Transação (ECT) segundo Williamson (1985, 1991), que relaciona os pressupostos comportamentais e os atributos da transação à escolha da estrutura de governança que minimiza os custos de transação. Utilizou-se, ainda, a abordagem do modelo de refém, onde a especificidade de ativo é relacionada à construção de compromissos críveis entre os agentes. Ademais, os desenvolvimentos posteriores da ECT, que descrevem os diferentes tipos de formas híbridas de governanças, foram utilizados para investigar o papel da reputação, rede relacional, liderança e governança formal, como mecanismos de coordenação complementares aos contratos. A metodologia consiste em uma abordagem quantitativa de caráter explanatório, com a utilização do método de pesquisa do tipo levantamento de dados (survey). Neste, foram coletadas informações sobre 135 transações de coco do produtor com o principal comprador, no ano de 2018, agrupadas nas categorias “com compromisso” e “sem compromisso”. As informações foram analisadas por meio de estatísticas descritivas, com a realização de testes de hipóteses para as diferenças entre os grupos e, também, com a utilização de uma regressão logística, logit binário, por se tratar da relação de uma variável de saída categórica binária com variáveis previsoras contínuas e outras categóricas. Os resultados mostraram que os principais fatores que explicam a adoção de estruturas de governanças híbridas estão relacionados a aspectos sociais, como a maior intensidade da reputação construída em transações recorrentes. A frequência se revelou como o principal atributo das transações, visto que, não foram encontradas especificidades de ativos relevantes. A liderança também foi identificada como uma complementaridade contratual relevante, neste caso, explicada pela autoridade exercida pelos poucos compradores do canal de comercialização.Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq)Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES)CNPq: 154451/2016-9CAPES: Código de Financiamento 001porUniversidade Federal de São CarlosCâmpus São CarlosPrograma de Pós-Graduação em Engenharia de Produção - PPGEPUFSCarAttribution-NonCommercial-NoDerivs 3.0 Brazilhttp://creativecommons.org/licenses/by-nc-nd/3.0/br/info:eu-repo/semantics/openAccessAgronegócio do cocoFormas híbridas de governançaComplementaridades contratuaisCoconut agribusinessHybrid forms of governanceContractual complementaritiesENGENHARIAS::ENGENHARIA DE PRODUCAO::GERENCIA DE PRODUCAOENGENHARIAS::ENGENHARIA DE PRODUCAODeterminantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de AlagoasDeterminants of governance forms and contractual complementarities in the coconut producers negotiations in Alagoas Stateinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesis600600dad98d86-46d0-43b2-adca-d8a28a17b5c7reponame:Repositório Institucional da UFSCARinstname:Universidade Federal de São Carlos (UFSCAR)instacron:UFSCARORIGINALTese Kellyane pdf.pdfTese Kellyane pdf.pdfVersão final da teseapplication/pdf1795064https://repositorio.ufscar.br/bitstream/ufscar/13110/1/Tese%20Kellyane%20pdf.pdf4b3c7459166a9f424b3d7e7c3d328be7MD51Carta-comprovante.pdfCarta-comprovante.pdfCarta Comprovanteapplication/pdf397075https://repositorio.ufscar.br/bitstream/ufscar/13110/2/Carta-comprovante.pdffd1efb1f48f06e27a5b6df8c2910129dMD52CC-LICENSElicense_rdflicense_rdfapplication/rdf+xml; charset=utf-8811https://repositorio.ufscar.br/bitstream/ufscar/13110/3/license_rdfe39d27027a6cc9cb039ad269a5db8e34MD53TEXTTese Kellyane pdf.pdf.txtTese Kellyane pdf.pdf.txtExtracted texttext/plain491432https://repositorio.ufscar.br/bitstream/ufscar/13110/4/Tese%20Kellyane%20pdf.pdf.txt97e120719d398de407a893069743bd3bMD54Carta-comprovante.pdf.txtCarta-comprovante.pdf.txtExtracted texttext/plain1https://repositorio.ufscar.br/bitstream/ufscar/13110/6/Carta-comprovante.pdf.txt68b329da9893e34099c7d8ad5cb9c940MD56THUMBNAILTese Kellyane pdf.pdf.jpgTese Kellyane pdf.pdf.jpgIM Thumbnailimage/jpeg6085https://repositorio.ufscar.br/bitstream/ufscar/13110/5/Tese%20Kellyane%20pdf.pdf.jpgde95ce97ef4b9052737368a364911b75MD55Carta-comprovante.pdf.jpgCarta-comprovante.pdf.jpgIM Thumbnailimage/jpeg13347https://repositorio.ufscar.br/bitstream/ufscar/13110/7/Carta-comprovante.pdf.jpg871b9b6f98b54add06a435a16afbdf16MD57ufscar/131102023-09-18 18:31:59.318oai:repositorio.ufscar.br:ufscar/13110Repositório InstitucionalPUBhttps://repositorio.ufscar.br/oai/requestopendoar:43222023-09-18T18:31:59Repositório Institucional da UFSCAR - Universidade Federal de São Carlos (UFSCAR)false
dc.title.por.fl_str_mv Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
dc.title.alternative.eng.fl_str_mv Determinants of governance forms and contractual complementarities in the coconut producers negotiations in Alagoas State
title Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
spellingShingle Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
Gonçalves, Kellyane Pereira dos Anjos
Agronegócio do coco
Formas híbridas de governança
Complementaridades contratuais
Coconut agribusiness
Hybrid forms of governance
Contractual complementarities
ENGENHARIAS::ENGENHARIA DE PRODUCAO::GERENCIA DE PRODUCAO
ENGENHARIAS::ENGENHARIA DE PRODUCAO
title_short Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
title_full Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
title_fullStr Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
title_full_unstemmed Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
title_sort Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas
author Gonçalves, Kellyane Pereira dos Anjos
author_facet Gonçalves, Kellyane Pereira dos Anjos
author_role author
dc.contributor.authorlattes.por.fl_str_mv http://lattes.cnpq.br/1805105774373740
dc.contributor.author.fl_str_mv Gonçalves, Kellyane Pereira dos Anjos
dc.contributor.advisor1.fl_str_mv Paulillo, Luiz Fernando de Oriani e
dc.contributor.advisor1Lattes.fl_str_mv http://lattes.cnpq.br/9919942357089937
dc.contributor.authorID.fl_str_mv 2dc9839f-d7be-4fb2-bc1e-1c15974af294
contributor_str_mv Paulillo, Luiz Fernando de Oriani e
dc.subject.por.fl_str_mv Agronegócio do coco
Formas híbridas de governança
Complementaridades contratuais
topic Agronegócio do coco
Formas híbridas de governança
Complementaridades contratuais
Coconut agribusiness
Hybrid forms of governance
Contractual complementarities
ENGENHARIAS::ENGENHARIA DE PRODUCAO::GERENCIA DE PRODUCAO
ENGENHARIAS::ENGENHARIA DE PRODUCAO
dc.subject.eng.fl_str_mv Coconut agribusiness
Hybrid forms of governance
Contractual complementarities
dc.subject.cnpq.fl_str_mv ENGENHARIAS::ENGENHARIA DE PRODUCAO::GERENCIA DE PRODUCAO
ENGENHARIAS::ENGENHARIA DE PRODUCAO
description Brazil is the world's fifth largest producer of coconut. Most of the country’s production is concentrated in the Northeast region. However, since the 1980s, coconut farming has expanded to include almost the entire country, a change motivated by the increase in world consumption of coconut derivatives. In this restructuring process, some traditional states have lost participation nationally. This is the case of Alagoas, which was already the third largest producer in Brazil, prior to the restructuring period. However, in the past few decades, it has persisted in this activity more for social than solely economic aspects – as is tradition of this culture, implanted during the colonial period. In Alagoas, production is practiced, to a greater extent, by family farmers with an area of less than 10 acres. These production systems allow individual farms to unit with other more profitable crop lands. As a result, the low volume of coconut production associated with the coconut tree's seasonality means that most producers' commercialization is restricted to transactions with intermediaries and open markets rather than with cooperatives. Other producers, with greater production volume, trade directly with the few industries installed in that state, in addition to the large intermediaries. In this sense, Alagoas’ restricted marketing channel demonstrates several aspects of organizational evolution through the use of different coordination mechanisms. Thus, the objective of this thesis is to show and analyze the determinants of the adoption of hybrid organizational arrangements and the contractual complementarities in coconut transactions in Alagoas. Studying such transactions is relevant due to the characteristics of their buyers, formed by a few agents, but with different organizational structures. As a result, the bargaining power of coconut producers, in terms of commercial negotiation, varies according to the type of configuration that the transaction assumes. The theoretical framework is based on the Transaction Cost Economics (TCE) which, according to American economist Oliver E. Williamson (1985, 1991) relates the behavioral assumptions and attributes of the transaction to the choice of the governance structure that minimizes transaction costs. The hostage model approach was also used, where asset specificity is related to the construction of credible commitments between agents. On the other hand, the subsequent development of TCE, which describes the different types of hybrid forms of governance, were used to investigate the role of reputation, relational network, leadership, and formal governance as coordination mechanisms complementary to contracts. The methodology consists of an explanatory quantitative approach which utilizes the survey method of data collection. In this 2018 study, information was collected from 135 coconut transactions between the producer and the main buyer. The transactions were grouped into two categories: (a) “with commitment” and (b) “without commitment.” The information was analyzed by means of descriptive statistics with the use of hypothesis tests for the differences between the groups and, the use of a logistic regression, binary logit model, as it is the relationship of a binary categorical output variable with continuous predictive and other categorical variables. The results showed that the main factors explaining the adoption of hybrid governance structures are related to social aspects, such as the greater intensity of reputation built on recurring transactions. Results revealed Frequency as the main attribute of the transactions, since no significant asset specificities were found. Leadership was also identified as a relevant contractual complementarity, explained in this case by the authority exercised by the few buyers in the marketing channel.
publishDate 2020
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dc.date.available.fl_str_mv 2020-07-31T23:00:33Z
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dc.identifier.citation.fl_str_mv GONÇALVES, Kellyane Pereira dos Anjos. Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas. 2020. Tese (Doutorado em Engenharia de Produção) – Universidade Federal de São Carlos, São Carlos, 2020. Disponível em: https://repositorio.ufscar.br/handle/ufscar/13110.
dc.identifier.uri.fl_str_mv https://repositorio.ufscar.br/handle/ufscar/13110
identifier_str_mv GONÇALVES, Kellyane Pereira dos Anjos. Determinantes das formas de governança e complementaridades contratuais nas negociações dos produtores de coco do Estado de Alagoas. 2020. Tese (Doutorado em Engenharia de Produção) – Universidade Federal de São Carlos, São Carlos, 2020. Disponível em: https://repositorio.ufscar.br/handle/ufscar/13110.
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