Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras

Detalhes bibliográficos
Autor(a) principal: Dornfeld, Hugo Carlos
Data de Publicação: 2020
Tipo de documento: Tese
Idioma: por
Título da fonte: Repositório Institucional da UFSCAR
Texto Completo: https://repositorio.ufscar.br/handle/ufscar/12995
Resumo: The study of plural forms is the subject of several works carried out by researchers of organizational economics, under the perspective of various theoretical currents, however, there is still no consolidated and comprehensive theoretical framework that explains the reason for its emergence. In this thesis, the theories related to Transaction Cost Economics (TEC) were used, focusing on the way in which companies organize their activities and how they control their internal and external transactions. ECT is one of the most complex theories of organizational economics, because it considers that economic agents interact in order to reduce not only the operation or production costs, but also those related to transaction costs. The plural forms in transactions have been studied in various economic activities and in different areas of the sugar-energy sector, nevertheless, there is no research in the area of sugarcane transport. In the sugar-energy sector, several ways are used to govern raw material transport transactions from the field to industry, from those based on vertical integration to those related to market negotiations, passing through short, medium and long term contracts, which are called hybrid forms. The main aim of this study was to identify and analyze the determinants that guide agents to choose the plural forms in sugarcane transport coordination in the researched mills, as well as to verify the diversity and temporal stability in the transaction governance structures. For this, case studies were performed in a quantity and qualitative approach in ten mills, in different Brazilian states, with different governance types in the raw material transport, using semi-structured questionnaires with open and closed questions. The results indicated that in most of the selected mills there was a plurality in the coordination of sugar cane transport, with the use of different governance forms (market, hybrid forms and vertical integration). There was stability and diversity in the mills that practiced plural forms over the 11 years sampled and there was no trend for the use of only one form in the sugarcane transport. This study demonstrated that the determining factors for the use of governance plural forms were the attributes frequency, degree of uncertainty and asset specificity. All of these attributes were positive and statistically relevant in the statistical models (Poisson Regression and Ordinary Least Squares) used in this study, regarding the use of plural forms of governance structures. From the qualitative and quantitative analyses, it can be concluded that the adoption of plural forms has generated greater operational security and more competitive advantages in relation to transport costs. In this way, the plural forms of the sugarcane transport governance attended to the operational, logistical, financial and security objectives of the evaluated mills better than if single structures were used, reducing transaction costs.
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spelling Dornfeld, Hugo CarlosPaulillo, Luiz Fernando de Oriani ehttp://lattes.cnpq.br/9919942357089937http://lattes.cnpq.br/38039420374723614ae51368-b6a5-46f4-9ece-8e7990c1d90c2020-07-02T13:39:35Z2020-07-02T13:39:35Z2020-03-12DORNFELD, Hugo Carlos. Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras. 2020. Tese (Doutorado em Engenharia de Produção) – Universidade Federal de São Carlos, São Carlos, 2020. Disponível em: https://repositorio.ufscar.br/handle/ufscar/12995.https://repositorio.ufscar.br/handle/ufscar/12995The study of plural forms is the subject of several works carried out by researchers of organizational economics, under the perspective of various theoretical currents, however, there is still no consolidated and comprehensive theoretical framework that explains the reason for its emergence. In this thesis, the theories related to Transaction Cost Economics (TEC) were used, focusing on the way in which companies organize their activities and how they control their internal and external transactions. ECT is one of the most complex theories of organizational economics, because it considers that economic agents interact in order to reduce not only the operation or production costs, but also those related to transaction costs. The plural forms in transactions have been studied in various economic activities and in different areas of the sugar-energy sector, nevertheless, there is no research in the area of sugarcane transport. In the sugar-energy sector, several ways are used to govern raw material transport transactions from the field to industry, from those based on vertical integration to those related to market negotiations, passing through short, medium and long term contracts, which are called hybrid forms. The main aim of this study was to identify and analyze the determinants that guide agents to choose the plural forms in sugarcane transport coordination in the researched mills, as well as to verify the diversity and temporal stability in the transaction governance structures. For this, case studies were performed in a quantity and qualitative approach in ten mills, in different Brazilian states, with different governance types in the raw material transport, using semi-structured questionnaires with open and closed questions. The results indicated that in most of the selected mills there was a plurality in the coordination of sugar cane transport, with the use of different governance forms (market, hybrid forms and vertical integration). There was stability and diversity in the mills that practiced plural forms over the 11 years sampled and there was no trend for the use of only one form in the sugarcane transport. This study demonstrated that the determining factors for the use of governance plural forms were the attributes frequency, degree of uncertainty and asset specificity. All of these attributes were positive and statistically relevant in the statistical models (Poisson Regression and Ordinary Least Squares) used in this study, regarding the use of plural forms of governance structures. From the qualitative and quantitative analyses, it can be concluded that the adoption of plural forms has generated greater operational security and more competitive advantages in relation to transport costs. In this way, the plural forms of the sugarcane transport governance attended to the operational, logistical, financial and security objectives of the evaluated mills better than if single structures were used, reducing transaction costs.O estudo das formas plurais é um assunto de vários trabalhos realizados por pesquisadores do campo da economia organizacional, sob a ótica de várias correntes teóricas, entretanto, ainda não existe um referencial teórico consolidado e abrangente que explique o motivo de sua emergência. Nesta tese foi utilizada as teorias relacionadas a Economia dos Custos de Transação (ECT), focando na forma em que as empresas organizam suas atividades e como controlam suas transações internas e externas. A ECT é uma das teorias mais complexas da economia organizacional, pois considera que os agentes econômicos interagem visando reduzir não somente os custos da operação ou produção, mas também aqueles ligados aos custos de transações. As formas plurais nas transações foram estudadas em várias atividades econômicas e em diversas áreas do setor sucroenergético, todavia, não há pesquisas na área de transporte da cana-de-açúcar. No setor sucroenergético são utilizadas diversas formas para governar as transações do transporte da matéria-prima do campo para a indústria, desde os baseados na integração vertical até os relacionados às negociações de mercado, passando pelos contratos de curto, médio e longo prazo, que são denominados de formas híbridas. O objetivo principal deste estudo foi identificar e analisar os determinantes que norteiam os agentes a optarem pelas formas plurais de coordenação do transporte de cana-de-açúcar nas usinas pesquisadas, bem como verificar a diversidade e o uso contínuo das estruturas de governança das transações. Para isso, foram realizados estudos de caso em uma abordagem quantidade e qualitativa em dez usinas, em diferentes estados brasileiros, com diferentes tipos de governança no transporte da matéria-prima, utilizando-se de questionários semiestruturados com questões abertas e fechadas. Os resultados indicaram que na maioria das usinas pesquisadas ocorreu a pluralidade na coordenação do transporte da cana-de-açúcar, com o uso de diferentes formas de governança (mercado, formas híbridas e integração vertical). Houve o uso contínuo e diversidade nas usinas que praticaram as formas plurais ao logo dos 11 anos amostrados e não foi observado tendência para que ocorra o emprego de apenas uma forma no transporte da cana-de-açúcar. Este estudo demonstrou que os fatores determinantes para o uso das formas plurais de governança foram os atributos frequência, grau de incerteza e especificidade dos ativos. Todos estes atributos foram positivos e estatisticamente relevantes nos modelos estatísticos (Regressão de Poisson e Mínimos Quadrados Ordinários) utilizados neste estudo, quanto ao uso das formas plurais das estruturas de governança. A partir das análises qualitativa e quantitativa, pode-se concluir que a adoção das formas plurais gerou uma maior segurança operacional e mais vantagens competitivas em relação aos custos de transporte. Desta maneira, as formas plurais de governança do transporte da cana-de-açúcar atenderam melhor aos objetivos operacionais, logísticos, financeiros e de segurança das usinas avaliadas do que se fossem utilizadas estruturas singulares, reduzindo os custos de transação.Não recebi financiamentoporUniversidade Federal de São CarlosCâmpus São CarlosPrograma de Pós-Graduação em Engenharia de Produção - PPGEPUFSCarAttribution-NonCommercial-NoDerivs 3.0 Brazilhttp://creativecommons.org/licenses/by-nc-nd/3.0/br/info:eu-repo/semantics/openAccessPluralidadeCustos de transaçãoCadeia de suprimentosContratoLogísticaFornecedoresEconomiaPluralityTransaction costsContractLogisticsSuppliersCIENCIAS SOCIAIS APLICADAS::ECONOMIA::METODOS QUANTITATIVOS EM ECONOMIACIENCIAS SOCIAIS APLICADAS::ECONOMIA::TEORIA ECONOMICAENGENHARIAS::ENGENHARIA DE PRODUCAOFormas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileirasPlural forms of governance in the transport of sugarcane in the sugar-energy sector: case studies in brazilian millsinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesis600dad98d86-46d0-43b2-adca-d8a28a17b5c7reponame:Repositório Institucional da UFSCARinstname:Universidade Federal de São Carlos (UFSCAR)instacron:UFSCARORIGINALTese Doutorado_Hugo Dornfeld_Final.pdfTese Doutorado_Hugo Dornfeld_Final.pdfTese Finalapplication/pdf1565053https://repositorio.ufscar.br/bitstream/ufscar/12995/1/Tese%20Doutorado_Hugo%20Dornfeld_Final.pdf60343de792fa1b27200d92769faefc1cMD51Carta Comprovante_Hugo Dornfeld.pdfCarta Comprovante_Hugo Dornfeld.pdfCarta comprovante assinada pelo orientadorapplication/pdf288054https://repositorio.ufscar.br/bitstream/ufscar/12995/3/Carta%20Comprovante_Hugo%20Dornfeld.pdf2229cf04851af900ab9c02211615089aMD53CC-LICENSElicense_rdflicense_rdfapplication/rdf+xml; charset=utf-8811https://repositorio.ufscar.br/bitstream/ufscar/12995/4/license_rdfe39d27027a6cc9cb039ad269a5db8e34MD54TEXTTese Doutorado_Hugo Dornfeld_Final.pdf.txtTese Doutorado_Hugo Dornfeld_Final.pdf.txtExtracted texttext/plain252052https://repositorio.ufscar.br/bitstream/ufscar/12995/5/Tese%20Doutorado_Hugo%20Dornfeld_Final.pdf.txt7d1023d246bad6f47f47dfacefadd9d4MD55Carta Comprovante_Hugo Dornfeld.pdf.txtCarta Comprovante_Hugo Dornfeld.pdf.txtExtracted texttext/plain1https://repositorio.ufscar.br/bitstream/ufscar/12995/7/Carta%20Comprovante_Hugo%20Dornfeld.pdf.txt68b329da9893e34099c7d8ad5cb9c940MD57THUMBNAILTese Doutorado_Hugo Dornfeld_Final.pdf.jpgTese Doutorado_Hugo Dornfeld_Final.pdf.jpgIM Thumbnailimage/jpeg4393https://repositorio.ufscar.br/bitstream/ufscar/12995/6/Tese%20Doutorado_Hugo%20Dornfeld_Final.pdf.jpg93afccdabf944c76a3417ee4d1808439MD56Carta Comprovante_Hugo Dornfeld.pdf.jpgCarta Comprovante_Hugo Dornfeld.pdf.jpgIM Thumbnailimage/jpeg14129https://repositorio.ufscar.br/bitstream/ufscar/12995/8/Carta%20Comprovante_Hugo%20Dornfeld.pdf.jpg2ed21c82fe321e77823af3dc071494fdMD58ufscar/129952023-09-18 18:31:56.929oai:repositorio.ufscar.br:ufscar/12995Repositório InstitucionalPUBhttps://repositorio.ufscar.br/oai/requestopendoar:43222023-09-18T18:31:56Repositório Institucional da UFSCAR - Universidade Federal de São Carlos (UFSCAR)false
dc.title.por.fl_str_mv Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
dc.title.alternative.eng.fl_str_mv Plural forms of governance in the transport of sugarcane in the sugar-energy sector: case studies in brazilian mills
title Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
spellingShingle Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
Dornfeld, Hugo Carlos
Pluralidade
Custos de transação
Cadeia de suprimentos
Contrato
Logística
Fornecedores
Economia
Plurality
Transaction costs
Contract
Logistics
Suppliers
CIENCIAS SOCIAIS APLICADAS::ECONOMIA::METODOS QUANTITATIVOS EM ECONOMIA
CIENCIAS SOCIAIS APLICADAS::ECONOMIA::TEORIA ECONOMICA
ENGENHARIAS::ENGENHARIA DE PRODUCAO
title_short Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
title_full Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
title_fullStr Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
title_full_unstemmed Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
title_sort Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras
author Dornfeld, Hugo Carlos
author_facet Dornfeld, Hugo Carlos
author_role author
dc.contributor.authorlattes.por.fl_str_mv http://lattes.cnpq.br/3803942037472361
dc.contributor.author.fl_str_mv Dornfeld, Hugo Carlos
dc.contributor.advisor1.fl_str_mv Paulillo, Luiz Fernando de Oriani e
dc.contributor.advisor1Lattes.fl_str_mv http://lattes.cnpq.br/9919942357089937
dc.contributor.authorID.fl_str_mv 4ae51368-b6a5-46f4-9ece-8e7990c1d90c
contributor_str_mv Paulillo, Luiz Fernando de Oriani e
dc.subject.por.fl_str_mv Pluralidade
Custos de transação
Cadeia de suprimentos
Contrato
Logística
Fornecedores
Economia
topic Pluralidade
Custos de transação
Cadeia de suprimentos
Contrato
Logística
Fornecedores
Economia
Plurality
Transaction costs
Contract
Logistics
Suppliers
CIENCIAS SOCIAIS APLICADAS::ECONOMIA::METODOS QUANTITATIVOS EM ECONOMIA
CIENCIAS SOCIAIS APLICADAS::ECONOMIA::TEORIA ECONOMICA
ENGENHARIAS::ENGENHARIA DE PRODUCAO
dc.subject.eng.fl_str_mv Plurality
Transaction costs
Contract
Logistics
Suppliers
dc.subject.cnpq.fl_str_mv CIENCIAS SOCIAIS APLICADAS::ECONOMIA::METODOS QUANTITATIVOS EM ECONOMIA
CIENCIAS SOCIAIS APLICADAS::ECONOMIA::TEORIA ECONOMICA
ENGENHARIAS::ENGENHARIA DE PRODUCAO
description The study of plural forms is the subject of several works carried out by researchers of organizational economics, under the perspective of various theoretical currents, however, there is still no consolidated and comprehensive theoretical framework that explains the reason for its emergence. In this thesis, the theories related to Transaction Cost Economics (TEC) were used, focusing on the way in which companies organize their activities and how they control their internal and external transactions. ECT is one of the most complex theories of organizational economics, because it considers that economic agents interact in order to reduce not only the operation or production costs, but also those related to transaction costs. The plural forms in transactions have been studied in various economic activities and in different areas of the sugar-energy sector, nevertheless, there is no research in the area of sugarcane transport. In the sugar-energy sector, several ways are used to govern raw material transport transactions from the field to industry, from those based on vertical integration to those related to market negotiations, passing through short, medium and long term contracts, which are called hybrid forms. The main aim of this study was to identify and analyze the determinants that guide agents to choose the plural forms in sugarcane transport coordination in the researched mills, as well as to verify the diversity and temporal stability in the transaction governance structures. For this, case studies were performed in a quantity and qualitative approach in ten mills, in different Brazilian states, with different governance types in the raw material transport, using semi-structured questionnaires with open and closed questions. The results indicated that in most of the selected mills there was a plurality in the coordination of sugar cane transport, with the use of different governance forms (market, hybrid forms and vertical integration). There was stability and diversity in the mills that practiced plural forms over the 11 years sampled and there was no trend for the use of only one form in the sugarcane transport. This study demonstrated that the determining factors for the use of governance plural forms were the attributes frequency, degree of uncertainty and asset specificity. All of these attributes were positive and statistically relevant in the statistical models (Poisson Regression and Ordinary Least Squares) used in this study, regarding the use of plural forms of governance structures. From the qualitative and quantitative analyses, it can be concluded that the adoption of plural forms has generated greater operational security and more competitive advantages in relation to transport costs. In this way, the plural forms of the sugarcane transport governance attended to the operational, logistical, financial and security objectives of the evaluated mills better than if single structures were used, reducing transaction costs.
publishDate 2020
dc.date.accessioned.fl_str_mv 2020-07-02T13:39:35Z
dc.date.available.fl_str_mv 2020-07-02T13:39:35Z
dc.date.issued.fl_str_mv 2020-03-12
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dc.identifier.citation.fl_str_mv DORNFELD, Hugo Carlos. Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras. 2020. Tese (Doutorado em Engenharia de Produção) – Universidade Federal de São Carlos, São Carlos, 2020. Disponível em: https://repositorio.ufscar.br/handle/ufscar/12995.
dc.identifier.uri.fl_str_mv https://repositorio.ufscar.br/handle/ufscar/12995
identifier_str_mv DORNFELD, Hugo Carlos. Formas plurais de governança no transporte de cana-de-açúcar no setor sucroenergético: estudos de caso em usinas brasileiras. 2020. Tese (Doutorado em Engenharia de Produção) – Universidade Federal de São Carlos, São Carlos, 2020. Disponível em: https://repositorio.ufscar.br/handle/ufscar/12995.
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