Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots

Detalhes bibliográficos
Autor(a) principal: Valduga, Samuel Tumelero
Data de Publicação: 2018
Tipo de documento: Tese
Idioma: eng
Título da fonte: Repositório Institucional da Universidade Federal do Ceará (UFC)
Texto Completo: http://www.repositorio.ufc.br/handle/riufc/30202
Resumo: Massive multiple-input-multiple-output (MIMO) technology is a key to achieve the promised capacity gains in 5G systems. Massive MIMO systems consist in the simultaneous deployment of a large number of antennas in a base station (BS) to serve many user equipments (UEs). For achieving the full potential capacity of MIMO, accurate knowledge of the channel state information (CSI) at the BS is essential. In frequency division duplexing (FDD) systems, the problem is that the channel feedback load grows linearly with the number of antennas. Then, for practical feedback channels, the overhead to obtain full CSI becomes prohibitively large due to the massive number of antenna elements. Thus, relying on CSI to design the downlink transmission emerges as a bottleneck in FDD-based massive MIMO systems. In this context, first, we develop a framework that uses the matrix completion (MC) technique to reduce the uplink feedback channel overhead exploiting the low-rank channel structure of the channel matrix. The proposed framework is evaluated in two application scenarios: wireless backhauling communications and a multi-user (MU) scenario. Furthermore, we show that the decrease of the reconstruction error is related to the number of BS antennas, and discuss the performance in terms of bit error rate (BER) and goodput. When the number of BS antennas is moderate, an interference problem among UEs allocated for the same time-frequency resource has to be effectively handled. Transmit beamforming is one of the techniques to deal with MU interference. Assuming knowledge of the beamspace channel in a sparse massive MIMO system, we propose a precoder design based on the maximum ratio transmission (MRT) that consists of selecting and optimizing the power of the beams steered to the UEs in order to maximize the signal-to-interference-plus-noise ratio (SINR) at the UE. Considering two different sparse channel models based on independent identically distributed (i.i.d.) and geometric-stochastic beam domain representations, we propose low-complexity heuristics to beam selection and rate adaptation, and discuss the optimal solution for this problem. Simulation results show that our optimal solution can achieve a better performance than the zero-forcing beamforming (ZFBF) scheme. Besides, compared to the linear MRT precoder, the proposed low-complexity heuristics improve the performance of the system in a scenario with channel sparsity, which may be the case in millimeter-wave MIMO channels. Finally, under a multi-cell perspective, we propose a space-time pilot transmission technique based on the space-time random pilot selection (ST-RPS) that mitigates or eliminates the effect of pilot contamination in massive MIMO system. The space-time pilot transmission method uses Bernoulli distribution to decide the transmission. Despite the conceptual simplicity of the ST-RPS scheme, simulation results show that it improves the channel estimation accuracy
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spelling Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilotsTeleinformáticaSistemas de comunicação sem fioMassive MIMOMatrix completionMulti-UserBeamformingPilot contaminationChannel estimationMassive multiple-input-multiple-output (MIMO) technology is a key to achieve the promised capacity gains in 5G systems. Massive MIMO systems consist in the simultaneous deployment of a large number of antennas in a base station (BS) to serve many user equipments (UEs). For achieving the full potential capacity of MIMO, accurate knowledge of the channel state information (CSI) at the BS is essential. In frequency division duplexing (FDD) systems, the problem is that the channel feedback load grows linearly with the number of antennas. Then, for practical feedback channels, the overhead to obtain full CSI becomes prohibitively large due to the massive number of antenna elements. Thus, relying on CSI to design the downlink transmission emerges as a bottleneck in FDD-based massive MIMO systems. In this context, first, we develop a framework that uses the matrix completion (MC) technique to reduce the uplink feedback channel overhead exploiting the low-rank channel structure of the channel matrix. The proposed framework is evaluated in two application scenarios: wireless backhauling communications and a multi-user (MU) scenario. Furthermore, we show that the decrease of the reconstruction error is related to the number of BS antennas, and discuss the performance in terms of bit error rate (BER) and goodput. When the number of BS antennas is moderate, an interference problem among UEs allocated for the same time-frequency resource has to be effectively handled. Transmit beamforming is one of the techniques to deal with MU interference. Assuming knowledge of the beamspace channel in a sparse massive MIMO system, we propose a precoder design based on the maximum ratio transmission (MRT) that consists of selecting and optimizing the power of the beams steered to the UEs in order to maximize the signal-to-interference-plus-noise ratio (SINR) at the UE. Considering two different sparse channel models based on independent identically distributed (i.i.d.) and geometric-stochastic beam domain representations, we propose low-complexity heuristics to beam selection and rate adaptation, and discuss the optimal solution for this problem. Simulation results show that our optimal solution can achieve a better performance than the zero-forcing beamforming (ZFBF) scheme. Besides, compared to the linear MRT precoder, the proposed low-complexity heuristics improve the performance of the system in a scenario with channel sparsity, which may be the case in millimeter-wave MIMO channels. Finally, under a multi-cell perspective, we propose a space-time pilot transmission technique based on the space-time random pilot selection (ST-RPS) that mitigates or eliminates the effect of pilot contamination in massive MIMO system. The space-time pilot transmission method uses Bernoulli distribution to decide the transmission. Despite the conceptual simplicity of the ST-RPS scheme, simulation results show that it improves the channel estimation accuracyA tecnologia usando um número massivo de antenas é a chave para alcançar os potenciais ganhos de capacidade em sistemas 5G. Sistemas MIMO (do inglês, multiple-input-multiple- output) massivo consistem na exploração de um grande número de antenas na estação base para servir a vários usuários simultaneamente. Para alcançar a capacidade total do sistemas MIMO, o conhecimento do estado do canal na estação base é desejável. Em sistemas operando em duplexação por divisão em frequência ((FDD) do inglês, frequency division duplexing), o problema está na carga do canal de realimentação aumentar linearmente com o número de antenas. Então, para canais de realimentação realistas, o overhead para a obtenção de informação de canal total se torna proibitivo devido à quantidade massiva de elementos de antena. Assim, o design eficiente na transmissão depende da informação do estado do canal, e consequentemente a falta da informação completa emerge como um gargalo dos sistemas baseados em FDD com MIMO massivo. Neste contexto, primeiramente desenvolvemos um arcabouço que usa a técnica de compleção matricial para reduzir a carga do canal de realimentação explorando a estrutura da matriz do canal com baixo posto. O arcabouço proposto é avaliado em dois cenários: comunicações sem fio em backhaul e com múltiplos usuários. Além disso, mostramos que o erro de reconstrução do canal está relacionado com o número de antenas da estação base e discutimos o desempenho em relação à taxa de erro de bit e à capacidade do canal. Quando o número de antenas na estações base é moderado, o problema de interferência entre usuários alocados com o mesmos recursos de tempo-frequência precisa ser controlado eficien- temente. A formatação de feixes (do inglês, beamforming) na transmissão é uma das técnicas para lidar com a interferência entre múltiplos usuários. Assumindo o conhecimento do estado do canal no domínio de feixes em sistemas MIMO massivos esparsos, propomos o projeto de um pré-codificador baseado em máxima razão de transmissão ((MRT) do inglês, maximum ratio transmission) que consiste em selecionar e otimizar os feixes dirigidos para os usuários no intuito de maximizar a razão sinal-ruído mais interferência ((SINR) do inglês, signal-to-interference- plus-noise ratio ) no usuário. Consideramos dois diferentes modelos de canal baseados em variáveis independente e identicamente distribuídas e no modelo estocástico-geométrico, apre- sentamos heurísticas de baixa complexidade para a seleção de feixes e adaptação de taxa, e mostramos uma solução ótima para este problema. Resultados de simulação mostram que a solução ótima pode alcançar um desempenho melhor que o esquema de beamforming com forçagem a zero ((ZFBF) do inglês, zero-forcing beamforming). Além disso, comparado com o pré-codificador MRT, as heurísticas propostas melhoram o desempenho do sistema em um cenário esparso, que pode ser o caso nos canais MIMO com ondas milimétricas. Finalmente, sob a perspectiva de um cenário com múltiplas células, propomos uma técnica de transmissão espaço-temporal de pilotos baseado em seleção aleatória que mitiga ou elimina o efeito da contaminação de pilotos em sistema MIMO massivo. O método espaço-temporal de transmissão de pilotos utiliza a distribuição de Bernoulli para decidir a transmissão. Apesar da simplicidade do esquema proposto, resultados de simulação mostram que a estimação do canal é melhoradaAlmeida, André Lima Férrer deDeneire, LucValduga, Samuel Tumelero2018-03-09T18:32:23Z2018-03-09T18:32:23Z2018info:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisapplication/pdfVALDUGA, S. T. Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots. 2018. 110 f. Tese (Doutorado em Engenharia de Teleinformática)–Centro de Tecnologia, Universidade Federal do Ceará, Fortaleza, 2018.http://www.repositorio.ufc.br/handle/riufc/30202engreponame:Repositório Institucional da Universidade Federal do Ceará (UFC)instname:Universidade Federal do Ceará (UFC)instacron:UFCinfo:eu-repo/semantics/openAccess2020-11-26T20:32:36Zoai:repositorio.ufc.br:riufc/30202Repositório InstitucionalPUBhttp://www.repositorio.ufc.br/ri-oai/requestbu@ufc.br || repositorio@ufc.bropendoar:2020-11-26T20:32:36Repositório Institucional da Universidade Federal do Ceará (UFC) - Universidade Federal do Ceará (UFC)false
dc.title.none.fl_str_mv Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
title Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
spellingShingle Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
Valduga, Samuel Tumelero
Teleinformática
Sistemas de comunicação sem fio
Massive MIMO
Matrix completion
Multi-User
Beamforming
Pilot contamination
Channel estimation
title_short Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
title_full Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
title_fullStr Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
title_full_unstemmed Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
title_sort Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots
author Valduga, Samuel Tumelero
author_facet Valduga, Samuel Tumelero
author_role author
dc.contributor.none.fl_str_mv Almeida, André Lima Férrer de
Deneire, Luc
dc.contributor.author.fl_str_mv Valduga, Samuel Tumelero
dc.subject.por.fl_str_mv Teleinformática
Sistemas de comunicação sem fio
Massive MIMO
Matrix completion
Multi-User
Beamforming
Pilot contamination
Channel estimation
topic Teleinformática
Sistemas de comunicação sem fio
Massive MIMO
Matrix completion
Multi-User
Beamforming
Pilot contamination
Channel estimation
description Massive multiple-input-multiple-output (MIMO) technology is a key to achieve the promised capacity gains in 5G systems. Massive MIMO systems consist in the simultaneous deployment of a large number of antennas in a base station (BS) to serve many user equipments (UEs). For achieving the full potential capacity of MIMO, accurate knowledge of the channel state information (CSI) at the BS is essential. In frequency division duplexing (FDD) systems, the problem is that the channel feedback load grows linearly with the number of antennas. Then, for practical feedback channels, the overhead to obtain full CSI becomes prohibitively large due to the massive number of antenna elements. Thus, relying on CSI to design the downlink transmission emerges as a bottleneck in FDD-based massive MIMO systems. In this context, first, we develop a framework that uses the matrix completion (MC) technique to reduce the uplink feedback channel overhead exploiting the low-rank channel structure of the channel matrix. The proposed framework is evaluated in two application scenarios: wireless backhauling communications and a multi-user (MU) scenario. Furthermore, we show that the decrease of the reconstruction error is related to the number of BS antennas, and discuss the performance in terms of bit error rate (BER) and goodput. When the number of BS antennas is moderate, an interference problem among UEs allocated for the same time-frequency resource has to be effectively handled. Transmit beamforming is one of the techniques to deal with MU interference. Assuming knowledge of the beamspace channel in a sparse massive MIMO system, we propose a precoder design based on the maximum ratio transmission (MRT) that consists of selecting and optimizing the power of the beams steered to the UEs in order to maximize the signal-to-interference-plus-noise ratio (SINR) at the UE. Considering two different sparse channel models based on independent identically distributed (i.i.d.) and geometric-stochastic beam domain representations, we propose low-complexity heuristics to beam selection and rate adaptation, and discuss the optimal solution for this problem. Simulation results show that our optimal solution can achieve a better performance than the zero-forcing beamforming (ZFBF) scheme. Besides, compared to the linear MRT precoder, the proposed low-complexity heuristics improve the performance of the system in a scenario with channel sparsity, which may be the case in millimeter-wave MIMO channels. Finally, under a multi-cell perspective, we propose a space-time pilot transmission technique based on the space-time random pilot selection (ST-RPS) that mitigates or eliminates the effect of pilot contamination in massive MIMO system. The space-time pilot transmission method uses Bernoulli distribution to decide the transmission. Despite the conceptual simplicity of the ST-RPS scheme, simulation results show that it improves the channel estimation accuracy
publishDate 2018
dc.date.none.fl_str_mv 2018-03-09T18:32:23Z
2018-03-09T18:32:23Z
2018
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/doctoralThesis
format doctoralThesis
status_str publishedVersion
dc.identifier.uri.fl_str_mv VALDUGA, S. T. Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots. 2018. 110 f. Tese (Doutorado em Engenharia de Teleinformática)–Centro de Tecnologia, Universidade Federal do Ceará, Fortaleza, 2018.
http://www.repositorio.ufc.br/handle/riufc/30202
identifier_str_mv VALDUGA, S. T. Transceiver design for massive MIMO systems: approaches based on matrix completion, beam selection and random pilots. 2018. 110 f. Tese (Doutorado em Engenharia de Teleinformática)–Centro de Tecnologia, Universidade Federal do Ceará, Fortaleza, 2018.
url http://www.repositorio.ufc.br/handle/riufc/30202
dc.language.iso.fl_str_mv eng
language eng
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.format.none.fl_str_mv application/pdf
dc.source.none.fl_str_mv reponame:Repositório Institucional da Universidade Federal do Ceará (UFC)
instname:Universidade Federal do Ceará (UFC)
instacron:UFC
instname_str Universidade Federal do Ceará (UFC)
instacron_str UFC
institution UFC
reponame_str Repositório Institucional da Universidade Federal do Ceará (UFC)
collection Repositório Institucional da Universidade Federal do Ceará (UFC)
repository.name.fl_str_mv Repositório Institucional da Universidade Federal do Ceará (UFC) - Universidade Federal do Ceará (UFC)
repository.mail.fl_str_mv bu@ufc.br || repositorio@ufc.br
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