Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton

Detalhes bibliográficos
Autor(a) principal: Rodríguez, Denis Delisle
Data de Publicação: 2017
Tipo de documento: Tese
Idioma: eng
Título da fonte: Repositório Institucional da Universidade Federal do Espírito Santo (riUfes)
Texto Completo: http://repositorio.ufes.br/handle/10/9720
Resumo: Stroke and road traffic injuries may severely affect movements of lower-limbs in humans, and consequently the locomotion, which plays an important role in daily activities, and the quality of life. Robotic exoskeleton is an emerging alternative, which may be used on patients with motor deficits in the lower extremities to provide motor rehabilitation and gait assistance. However, the effectiveness of robotic exoskeletons may be reduced by the autonomous ability of the robot to complete the movement without the patient involvement. Then, electroencephalography signals (EEG) have been addressed to design brain-computer interfaces (BCIs), in order to provide a communication pathway for patients perform a direct control on the exoskeleton using the motor intention, and thus increase their participation during the rehabilitation. Specially, activations related to motor planning may help to improve the close loop between user and exoskeleton, enhancing the cortical neuroplasticity. Motor planning begins before movement onset, thus, the training stage of BCIs may be affected by the intuitive labeling process, as it is not possible to use reference signals, such as goniometer or footswitch, to select those time periods really related to motor planning. Therefore, the gait planning recognition is a challenge, due to the high uncertainty of selected patterns, However, few BCIs based on unsupervised methods to recognize gait planning/stopping have been explored. This Doctoral Thesis presents unsupervised methods to improve the performance of BCIs during gait planning/ stopping recognition. At this context, an adaptive spatial filter for on-line processing based on the Concordance Correlation Coefficient (CCC) was addressed to preserve the useful information on EEG signals, while rejecting neighbor electrodes around the electrode of interest. Here, two methods for electrode selection were proposed. First, both standard deviation and CCC between target electrodes and their correspondent neighbor electrodes are analyzed on sliding windows to select those neighbors that are highly correlated. Second, Zscore analysis is performed to reject those neighbor electrodes whose amplitude values presented significant difference in relation to other neighbors. Furthermore, another method that uses the representation entropy and the maximal information compression index (MICI) was proposed for feature selection, which may be robust to select patterns, as only it depends on cluster distribution. In addition, a statistical analysis was introduced here to adjust, in the training stage of BCIs, regularized classifiers, such as support vector machine (SVM) and regularized discriminant analysis (RDA). Six subjects were adopted to evaluate the performance of different BCIs based on the proposed methods, during gait planning/stopping recognition. The unsupervised approach for feature selection showed similar performance to other methods based on linear discriminant analysis (LDA), when it was applied in a BCI based on the traditional Weighted Average to recognize gait planning. Additionally, the proposed adaptive filter improved the performance of BCIs based on traditional spatial filters, such as Local Average Reference (LAR) and WAR, as well as others BCIs based on powerful methods, such as Common Spatial Pattern (CSP), Filter Bank Common Spatial Pattern (FBCSP) and Riemannian kernel (RK). RK presented the best performance in comparison to CSP and FBCSP, which agrees with the hypothesis that unsupervised methods may be more appropriate to analyze clusters of high uncertainty, as those formed by motor planning. BCIs using adaptive filter based on Zscore analysis, with an unsupervised approach for feature selection and RDA showed promising results to recognize both gait planning and gait stopping, achieving for three subjects, good values of true positive rate (>70%) and false positive (<16%). Thus, the proposed methods may be used to obtain an optimized BCI that preserves the useful information, enhancing the gait planning/stopping recognition. In addition, the method for feature selection has low computational cost, which may be suitable for applications that demand short time of training, such as clinical application time.
id UFES_117aa998e648115f4012c04171356328
oai_identifier_str oai:repositorio.ufes.br:10/9720
network_acronym_str UFES
network_name_str Repositório Institucional da Universidade Federal do Espírito Santo (riUfes)
repository_id_str 2108
spelling Frizera Neto, AnselmoBastos Filho, Teodiano FreireRodríguez, Denis DelisleCiarelli, Patrick MarquesRocon, EduardoBó, Antonio Padilha Lanari2018-08-02T00:02:03Z2018-08-012018-08-02T00:02:03Z2017-12-01Stroke and road traffic injuries may severely affect movements of lower-limbs in humans, and consequently the locomotion, which plays an important role in daily activities, and the quality of life. Robotic exoskeleton is an emerging alternative, which may be used on patients with motor deficits in the lower extremities to provide motor rehabilitation and gait assistance. However, the effectiveness of robotic exoskeletons may be reduced by the autonomous ability of the robot to complete the movement without the patient involvement. Then, electroencephalography signals (EEG) have been addressed to design brain-computer interfaces (BCIs), in order to provide a communication pathway for patients perform a direct control on the exoskeleton using the motor intention, and thus increase their participation during the rehabilitation. Specially, activations related to motor planning may help to improve the close loop between user and exoskeleton, enhancing the cortical neuroplasticity. Motor planning begins before movement onset, thus, the training stage of BCIs may be affected by the intuitive labeling process, as it is not possible to use reference signals, such as goniometer or footswitch, to select those time periods really related to motor planning. Therefore, the gait planning recognition is a challenge, due to the high uncertainty of selected patterns, However, few BCIs based on unsupervised methods to recognize gait planning/stopping have been explored. This Doctoral Thesis presents unsupervised methods to improve the performance of BCIs during gait planning/ stopping recognition. At this context, an adaptive spatial filter for on-line processing based on the Concordance Correlation Coefficient (CCC) was addressed to preserve the useful information on EEG signals, while rejecting neighbor electrodes around the electrode of interest. Here, two methods for electrode selection were proposed. First, both standard deviation and CCC between target electrodes and their correspondent neighbor electrodes are analyzed on sliding windows to select those neighbors that are highly correlated. Second, Zscore analysis is performed to reject those neighbor electrodes whose amplitude values presented significant difference in relation to other neighbors. Furthermore, another method that uses the representation entropy and the maximal information compression index (MICI) was proposed for feature selection, which may be robust to select patterns, as only it depends on cluster distribution. In addition, a statistical analysis was introduced here to adjust, in the training stage of BCIs, regularized classifiers, such as support vector machine (SVM) and regularized discriminant analysis (RDA). Six subjects were adopted to evaluate the performance of different BCIs based on the proposed methods, during gait planning/stopping recognition. The unsupervised approach for feature selection showed similar performance to other methods based on linear discriminant analysis (LDA), when it was applied in a BCI based on the traditional Weighted Average to recognize gait planning. Additionally, the proposed adaptive filter improved the performance of BCIs based on traditional spatial filters, such as Local Average Reference (LAR) and WAR, as well as others BCIs based on powerful methods, such as Common Spatial Pattern (CSP), Filter Bank Common Spatial Pattern (FBCSP) and Riemannian kernel (RK). RK presented the best performance in comparison to CSP and FBCSP, which agrees with the hypothesis that unsupervised methods may be more appropriate to analyze clusters of high uncertainty, as those formed by motor planning. BCIs using adaptive filter based on Zscore analysis, with an unsupervised approach for feature selection and RDA showed promising results to recognize both gait planning and gait stopping, achieving for three subjects, good values of true positive rate (>70%) and false positive (<16%). Thus, the proposed methods may be used to obtain an optimized BCI that preserves the useful information, enhancing the gait planning/stopping recognition. In addition, the method for feature selection has low computational cost, which may be suitable for applications that demand short time of training, such as clinical application time.ResumoTexthttp://repositorio.ufes.br/handle/10/9720engUniversidade Federal do Espírito SantoDoutorado em Engenharia ElétricaPrograma de Pós-Graduação em Engenharia ElétricaUFESBRCentro TecnológicoSpatial filterLaplacianFeature selectionInterface cérebro-computadorEletroencefalografiaRobótica - ReabilitaçãoMarcha humana - PlanejamentoProcessamento de sinaisBeamformingEngenharia Elétrica621.3Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeletoninfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisinfo:eu-repo/semantics/openAccessreponame:Repositório Institucional da Universidade Federal do Espírito Santo (riUfes)instname:Universidade Federal do Espírito Santo (UFES)instacron:UFESORIGINALtese_7266_PhdThesis_Denis_2017.pdfapplication/pdf6441253http://repositorio.ufes.br/bitstreams/0e3c7d54-f387-4cab-946b-d3e61430b6ac/downloaddb174774ceb7b9953e903b3cb7e8619cMD5110/97202024-06-28 16:11:09.181oai:repositorio.ufes.br:10/9720http://repositorio.ufes.brRepositório InstitucionalPUBhttp://repositorio.ufes.br/oai/requestopendoar:21082024-06-28T16:11:09Repositório Institucional da Universidade Federal do Espírito Santo (riUfes) - Universidade Federal do Espírito Santo (UFES)false
dc.title.none.fl_str_mv Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
title Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
spellingShingle Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
Rodríguez, Denis Delisle
Spatial filter
Laplacian
Feature selection
Engenharia Elétrica
Interface cérebro-computador
Eletroencefalografia
Robótica - Reabilitação
Marcha humana - Planejamento
Processamento de sinais
Beamforming
621.3
title_short Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
title_full Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
title_fullStr Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
title_full_unstemmed Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
title_sort Brain-Computer interface based on unsupervised methods to recognize motor intention for command of a robotic exoskeleton
author Rodríguez, Denis Delisle
author_facet Rodríguez, Denis Delisle
author_role author
dc.contributor.advisor-co1.fl_str_mv Frizera Neto, Anselmo
dc.contributor.advisor1.fl_str_mv Bastos Filho, Teodiano Freire
dc.contributor.author.fl_str_mv Rodríguez, Denis Delisle
dc.contributor.referee1.fl_str_mv Ciarelli, Patrick Marques
dc.contributor.referee2.fl_str_mv Rocon, Eduardo
dc.contributor.referee3.fl_str_mv Bó, Antonio Padilha Lanari
contributor_str_mv Frizera Neto, Anselmo
Bastos Filho, Teodiano Freire
Ciarelli, Patrick Marques
Rocon, Eduardo
Bó, Antonio Padilha Lanari
dc.subject.eng.fl_str_mv Spatial filter
Laplacian
Feature selection
topic Spatial filter
Laplacian
Feature selection
Engenharia Elétrica
Interface cérebro-computador
Eletroencefalografia
Robótica - Reabilitação
Marcha humana - Planejamento
Processamento de sinais
Beamforming
621.3
dc.subject.cnpq.fl_str_mv Engenharia Elétrica
dc.subject.br-rjbn.none.fl_str_mv Interface cérebro-computador
Eletroencefalografia
Robótica - Reabilitação
Marcha humana - Planejamento
Processamento de sinais
Beamforming
dc.subject.udc.none.fl_str_mv 621.3
description Stroke and road traffic injuries may severely affect movements of lower-limbs in humans, and consequently the locomotion, which plays an important role in daily activities, and the quality of life. Robotic exoskeleton is an emerging alternative, which may be used on patients with motor deficits in the lower extremities to provide motor rehabilitation and gait assistance. However, the effectiveness of robotic exoskeletons may be reduced by the autonomous ability of the robot to complete the movement without the patient involvement. Then, electroencephalography signals (EEG) have been addressed to design brain-computer interfaces (BCIs), in order to provide a communication pathway for patients perform a direct control on the exoskeleton using the motor intention, and thus increase their participation during the rehabilitation. Specially, activations related to motor planning may help to improve the close loop between user and exoskeleton, enhancing the cortical neuroplasticity. Motor planning begins before movement onset, thus, the training stage of BCIs may be affected by the intuitive labeling process, as it is not possible to use reference signals, such as goniometer or footswitch, to select those time periods really related to motor planning. Therefore, the gait planning recognition is a challenge, due to the high uncertainty of selected patterns, However, few BCIs based on unsupervised methods to recognize gait planning/stopping have been explored. This Doctoral Thesis presents unsupervised methods to improve the performance of BCIs during gait planning/ stopping recognition. At this context, an adaptive spatial filter for on-line processing based on the Concordance Correlation Coefficient (CCC) was addressed to preserve the useful information on EEG signals, while rejecting neighbor electrodes around the electrode of interest. Here, two methods for electrode selection were proposed. First, both standard deviation and CCC between target electrodes and their correspondent neighbor electrodes are analyzed on sliding windows to select those neighbors that are highly correlated. Second, Zscore analysis is performed to reject those neighbor electrodes whose amplitude values presented significant difference in relation to other neighbors. Furthermore, another method that uses the representation entropy and the maximal information compression index (MICI) was proposed for feature selection, which may be robust to select patterns, as only it depends on cluster distribution. In addition, a statistical analysis was introduced here to adjust, in the training stage of BCIs, regularized classifiers, such as support vector machine (SVM) and regularized discriminant analysis (RDA). Six subjects were adopted to evaluate the performance of different BCIs based on the proposed methods, during gait planning/stopping recognition. The unsupervised approach for feature selection showed similar performance to other methods based on linear discriminant analysis (LDA), when it was applied in a BCI based on the traditional Weighted Average to recognize gait planning. Additionally, the proposed adaptive filter improved the performance of BCIs based on traditional spatial filters, such as Local Average Reference (LAR) and WAR, as well as others BCIs based on powerful methods, such as Common Spatial Pattern (CSP), Filter Bank Common Spatial Pattern (FBCSP) and Riemannian kernel (RK). RK presented the best performance in comparison to CSP and FBCSP, which agrees with the hypothesis that unsupervised methods may be more appropriate to analyze clusters of high uncertainty, as those formed by motor planning. BCIs using adaptive filter based on Zscore analysis, with an unsupervised approach for feature selection and RDA showed promising results to recognize both gait planning and gait stopping, achieving for three subjects, good values of true positive rate (>70%) and false positive (<16%). Thus, the proposed methods may be used to obtain an optimized BCI that preserves the useful information, enhancing the gait planning/stopping recognition. In addition, the method for feature selection has low computational cost, which may be suitable for applications that demand short time of training, such as clinical application time.
publishDate 2017
dc.date.issued.fl_str_mv 2017-12-01
dc.date.accessioned.fl_str_mv 2018-08-02T00:02:03Z
dc.date.available.fl_str_mv 2018-08-01
2018-08-02T00:02:03Z
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/doctoralThesis
format doctoralThesis
status_str publishedVersion
dc.identifier.uri.fl_str_mv http://repositorio.ufes.br/handle/10/9720
url http://repositorio.ufes.br/handle/10/9720
dc.language.iso.fl_str_mv eng
language eng
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.format.none.fl_str_mv Text
dc.publisher.none.fl_str_mv Universidade Federal do Espírito Santo
Doutorado em Engenharia Elétrica
dc.publisher.program.fl_str_mv Programa de Pós-Graduação em Engenharia Elétrica
dc.publisher.initials.fl_str_mv UFES
dc.publisher.country.fl_str_mv BR
dc.publisher.department.fl_str_mv Centro Tecnológico
publisher.none.fl_str_mv Universidade Federal do Espírito Santo
Doutorado em Engenharia Elétrica
dc.source.none.fl_str_mv reponame:Repositório Institucional da Universidade Federal do Espírito Santo (riUfes)
instname:Universidade Federal do Espírito Santo (UFES)
instacron:UFES
instname_str Universidade Federal do Espírito Santo (UFES)
instacron_str UFES
institution UFES
reponame_str Repositório Institucional da Universidade Federal do Espírito Santo (riUfes)
collection Repositório Institucional da Universidade Federal do Espírito Santo (riUfes)
bitstream.url.fl_str_mv http://repositorio.ufes.br/bitstreams/0e3c7d54-f387-4cab-946b-d3e61430b6ac/download
bitstream.checksum.fl_str_mv db174774ceb7b9953e903b3cb7e8619c
bitstream.checksumAlgorithm.fl_str_mv MD5
repository.name.fl_str_mv Repositório Institucional da Universidade Federal do Espírito Santo (riUfes) - Universidade Federal do Espírito Santo (UFES)
repository.mail.fl_str_mv
_version_ 1804309199111323648