Regulamentação jurídica da nanotecnologia
Autor(a) principal: | |
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Data de Publicação: | 2016 |
Tipo de documento: | Tese |
Idioma: | por |
Título da fonte: | Repositório Institucional da UFG |
dARK ID: | ark:/38995/0013000001tsx |
Texto Completo: | http://repositorio.bc.ufg.br/tede/handle/tede/6252 |
Resumo: | INTRODUCTION. Research on the nanotechnology jobs emerge as one of the most spectacular possibilities of science in the twenty-first century. With skills of building materials, devices and systems with atomic precision, nanotechnology promises to improve human skills, new industries and products, social outcomes and quality of life, with the potential to produce considerable economic-political-social-environmental and legal impacts. It is estimated that by 2020 will be moved globally about $ 3 trillion, with about 20% of all manufactured products in the world based to some extent, the use of nanotechnology and that all semicondutores sector and half of the pharmaceutical industry relies upon new materials; besides directly involved six million jobs. This is due to its incorporation into various existing technologies (physics, chemistry, biology, medicine, electronics etc.), the result of technological convergence with ability to create new forms of life, but with the possibility to increase the risk of unlimited and unmanageable, which would, if released, interact differently with living systems, causing surprising effects and unpredicted (which is not provided) or unpredictable (which is unable to be provided), and potentially more toxic than the same mass equivalent conventional and larger particles. Given the unpredictability of its results due to scientific uncertainties about the understanding of the risks related to the small size, area and surface chemistry, solubility and size, nanoparticles could cause disturbances in molecular and cellular levels. Similar in size to biological macromolecules such as proteins, DNA and phospholipids, have important consequences and can lift entirely unprecedented ethical principles in relation to other biotechnologies. Studies have reported potential toxicological effects of nanoparticles on human health result of interactions and biological, physical and chemical changes in various organic functional systems such as respiratory, digestive, nervous, lymphatic, excretory, blood circulation, skin, breast milk, muscle and placenta; as well as contamination of the environment. In the specific case study on the use of titanium dioxide nanoparticles in sunscreens, it was concluded by exposing both in professional environments or between the population groups and living organisms (biota), almost all phases of the lifecycle, and no exposure pathway can be dismissed as irrelevant to the workers. Nevertheless, is available for sale a quantity greater than 1,800 products and services of the most diverse, including medicines, cosmetics and foods containing nanomaterials and nanoparticles, and may expose the health and safety of consumers and workers globally to your process manufacturing and marketing. Because nanotechnology be able to act in a fundamentally different way compared to their respective material macro scale, it has been impossible to infer the safety of nanomaterials using the information derived from the bulk source material. In Brazil and almost the entire globe, there is no specific legislation with requirements of new and specific methods and assessment tools when a compound product of larger scale is replaced with the same compound nanoscale, getting health and safety aspects, and ethical, social and governance issues, short of nanotechnology development. Although there is no specific regulatory framework for the area where the products are registered in different countries, including Brazil, the respective regulatory agencies do it according to its type, in case-by-case basis, using normative applied generally to the chemicals, pharmaceuticals and cosmetics, even without any explicit reference to nanomaterials. Representatives of various organizations, governmental or not, and scientific groups, national and international express doubts about the ability of regulatory legislation, research standards and methods and conventional measurement strategies of non-specific toxicity applied to nanotechnology. GOALS. The specific aim of the thesis was to investigate whether the Brazilian legal system is (in) sufficient to specifically meet the technological innovations inherent in nanotechnology, with demands for creation of methodologies to identify, evaluate and manage the possible risks throughout the life cycle of nanomaterials and nanoparticles through prevention and precautionary instruments before placing on the market of products, services and processes that contain nanotechnology. It is understood that the legal regulations should also require the adoption of proper disposal of waste production measures, and to establish procedures for civil liability, criminal and administrative those involved, if applicable. The purpose of the legal regulation is to provide legal certainty for consumers and employees of present and future generations (prospective focus) and the environment. METHODOLOGY. The study had the scope to carry out exploratory and bibliographic research through survey data in the literature. Literature searches were performed by databases CAPES, is consulting with original and review articles on the subject Nanotechnology, Risk, Regulation; as well as specific books of Nanotechnology Area and Law. We also used the analytical method in the study of nanotechnology risks, the prospective liability, the precautionary principle and the analysis of the legislation. Based on the 1988 Federal Constitution, under the paradigm of democratic rule of law, the survey adopted the garantista theory and substantialist of law, which is based on the guarantee and direct application of fundamental rights, indicating that economic agents, companies and state should pay attention the mandamentais precepts of the Constitutional Charter and the infra-constitutional legislation, to at least achieve a standard of conduct that meets the dictates of fundamental rights, so it is possible to observe that economic development is not more important than human development, both one and the other, promises of converging technologies. RESULTS AND CONCLUSIONS. The advance of science, particularly in the sector of biology, genetic engineering, chemistry, medicine, biotechnology and nanotechnology, have imposed and continue to impose the state and the law, increased vigilance for possible risks and perpetráveis damage to physical and mental integrity human beings, so that scientific progress reconciles with the standards and tutelary principles of human personality, recognized and established in the 1988 Constitution, considered in the current democratic state paradigm of law, the center of the legal system. The Law as a science, through the establishment of legal instruments must create preventive and precautionary management measures for risk, based on the constitutional principles of information and accountability, the one that underlies the principle of focused caution for a time span (prospective) so far disregarded the law. In practice, in legal and constitutional terms, it implies the obligation to adopt appropriate safety and precautionary measures ordered and anticipatory (legislation, assessment tools and risk management), which limit or neutralize the causation of damage with a total irreversibility or generates partial effects negatively disturbing damage and imbalances of the decent survival of human life and all forms of life centered on the balance and stability of natural ecosystems or processed. Currently innovation in nanotechnology applications is proceeding ahead of regulatory policy, raising concerns that ethical, economic, legal, social, toxicological and environmental issues are delayed or lagged. These concerns challenge, globally, governments, manufacturers and civil organizations to establish a legal and judicial system that addresses new methods of management and monitoring of probable and some proven risks and damage during the production chain and post-marketing products and nanoparticles containing nanomaterials. New approaches must incorporate criteria of size, shape, surface area, activity and structure area, and require the construction of new detection tools, monitoring and adequate characterization of nanomaterials, as well as the understanding of processes occurring on the surface of nanoparticle when in contact with living systems in order to understand the possible toxicological effects, and therefore address the specificities of control and risk management throughout the production chain and life cycle of products and services with nanoparticles. Although exposures of workers, consumers and ecosystems contact applications and products containing nanomaterials are subject to a significant gravity context, putting workers at risk of exposure through inhalation, skin absorption or ingestion, and despite calls for moratorium on governments and atentassem industries to the problems generated by technologies convergence, the legal regulation of nanotechnology inched around the globe. Inobstante, concluded that reflex and partially by means of integrative interpretation of legis analogy, the Brazilian legal system provides regulations to nanotechnology, to identify responsibility, measurement of parameters, penalty and establishment of cautious conduct in dealings with the risk nanotechnology, in particular by establishing the precautionary principle, such as the Biosafety Law no. 11,105 / 2005 the National Policy on Solid Waste no. 12,305 / 2010; Nuclear Activities no. 6,453 / 1977, as well as judicial practice with the application of international treaties ratified by Brazil, before and after the enactment of the Brazilian Constitution of 1988, including, Agenda 21 (1992) and the Cartagena Protocol on Biosafety (2000) and the recourse to constitutional principles inspiring the juris analogy of the system, the principle of reasoned caution to the general safety requirement and full compensation of the damage, the preservation of human dignity, respect for life and health. Added to that, normative not legally binding (soft law) developed by economic organizations and international standardization (codes of conduct and responsibility) for the development, marketing and nanotechnology risk management, can complement the control regulation and state control. So that stakeholders in nanotechnology should take into consideration at the time committed efforts and resources in that sense some parameters to guide its activities and observe what they represent for their activity externalities of legal regulation. The research points principles and indicators that should be deployed as supervisory measures and preventive management of risks of nanotechnology and nanomaterials in order to ensure its safe development, among which stands out the precautionary approach and mandatory specific regulations. They also point out some strategic proposals for risk management, including controls in the workplace, volunteer programs and insurance. It concluded that the risk management for protection and promotion of research activity and its holders, as well as to preserve the quality of life of the human being and the environment in general, can be made at various levels, including government regulatory agencies the definition of environmental, health and safety, companies in the implementation of industrial management programs and hygiene products and insurers in the formulation of coverage policies and prices. It remains, however, the Brazilian legal challenge in specific regulatory and comprehensively nanotechnology or promote adaptation in particular the biosafety laws and solid waste for its proper disposal, involving the generation of new methodologies and protocols with a multidisciplinary approach, between principalmente chemistry, responsible for the synthesis, quantification and characterization of materials, biology and medicine, the design of the trials and interpretation of results in order to identify and evaluate systematically materials and safer alternative processes, and thus, anticipate the risks potential products and processes containing nanoparticles and nanomaterials, paying attention to the Federal Constitution of 1988 garantista bias, and head to the field of formulation, interpretation and application of laws, which binds all state powers (executive, legislative and judicial) , industries, scientists, laboratories, universities and other stakeholders in the development of nanotechnology, with purpose to ensure that the company will enjoy the economic and social benefits that nanotechnology promises widespread offer. |
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Santos, Nivaldo doshttp://lattes.cnpq.br/3359203015249134Martines, Marco Antonio Utrerahttp://lattes.cnpq.br/7333467568929657Santos, Nivaldo dosNeves, Cleuler Barbosa dasAraújo, Luciene Martins deTarrega, Maria Cristina Vidotte BlancoPereira, Zefa Valdivinahttp://lattes.cnpq.br/8817250711332244Nolasco, Loreci Gottschalk2016-09-21T14:52:54Z2016-09-12NOLASCO, Loreci Gottschalk. Regulamentação jurídica da nanotecnologia. 2016. 417 f. Tese (Doutorado em Biotecnologia e Biodiversidade em Rede Pró-Centro-Oeste) - Universidade Federal de Goiás,Goiânia, 2016.http://repositorio.bc.ufg.br/tede/handle/tede/6252ark:/38995/0013000001tsxINTRODUCTION. Research on the nanotechnology jobs emerge as one of the most spectacular possibilities of science in the twenty-first century. With skills of building materials, devices and systems with atomic precision, nanotechnology promises to improve human skills, new industries and products, social outcomes and quality of life, with the potential to produce considerable economic-political-social-environmental and legal impacts. It is estimated that by 2020 will be moved globally about $ 3 trillion, with about 20% of all manufactured products in the world based to some extent, the use of nanotechnology and that all semicondutores sector and half of the pharmaceutical industry relies upon new materials; besides directly involved six million jobs. This is due to its incorporation into various existing technologies (physics, chemistry, biology, medicine, electronics etc.), the result of technological convergence with ability to create new forms of life, but with the possibility to increase the risk of unlimited and unmanageable, which would, if released, interact differently with living systems, causing surprising effects and unpredicted (which is not provided) or unpredictable (which is unable to be provided), and potentially more toxic than the same mass equivalent conventional and larger particles. Given the unpredictability of its results due to scientific uncertainties about the understanding of the risks related to the small size, area and surface chemistry, solubility and size, nanoparticles could cause disturbances in molecular and cellular levels. Similar in size to biological macromolecules such as proteins, DNA and phospholipids, have important consequences and can lift entirely unprecedented ethical principles in relation to other biotechnologies. Studies have reported potential toxicological effects of nanoparticles on human health result of interactions and biological, physical and chemical changes in various organic functional systems such as respiratory, digestive, nervous, lymphatic, excretory, blood circulation, skin, breast milk, muscle and placenta; as well as contamination of the environment. In the specific case study on the use of titanium dioxide nanoparticles in sunscreens, it was concluded by exposing both in professional environments or between the population groups and living organisms (biota), almost all phases of the lifecycle, and no exposure pathway can be dismissed as irrelevant to the workers. Nevertheless, is available for sale a quantity greater than 1,800 products and services of the most diverse, including medicines, cosmetics and foods containing nanomaterials and nanoparticles, and may expose the health and safety of consumers and workers globally to your process manufacturing and marketing. Because nanotechnology be able to act in a fundamentally different way compared to their respective material macro scale, it has been impossible to infer the safety of nanomaterials using the information derived from the bulk source material. In Brazil and almost the entire globe, there is no specific legislation with requirements of new and specific methods and assessment tools when a compound product of larger scale is replaced with the same compound nanoscale, getting health and safety aspects, and ethical, social and governance issues, short of nanotechnology development. Although there is no specific regulatory framework for the area where the products are registered in different countries, including Brazil, the respective regulatory agencies do it according to its type, in case-by-case basis, using normative applied generally to the chemicals, pharmaceuticals and cosmetics, even without any explicit reference to nanomaterials. Representatives of various organizations, governmental or not, and scientific groups, national and international express doubts about the ability of regulatory legislation, research standards and methods and conventional measurement strategies of non-specific toxicity applied to nanotechnology. GOALS. The specific aim of the thesis was to investigate whether the Brazilian legal system is (in) sufficient to specifically meet the technological innovations inherent in nanotechnology, with demands for creation of methodologies to identify, evaluate and manage the possible risks throughout the life cycle of nanomaterials and nanoparticles through prevention and precautionary instruments before placing on the market of products, services and processes that contain nanotechnology. It is understood that the legal regulations should also require the adoption of proper disposal of waste production measures, and to establish procedures for civil liability, criminal and administrative those involved, if applicable. The purpose of the legal regulation is to provide legal certainty for consumers and employees of present and future generations (prospective focus) and the environment. METHODOLOGY. The study had the scope to carry out exploratory and bibliographic research through survey data in the literature. Literature searches were performed by databases CAPES, is consulting with original and review articles on the subject Nanotechnology, Risk, Regulation; as well as specific books of Nanotechnology Area and Law. We also used the analytical method in the study of nanotechnology risks, the prospective liability, the precautionary principle and the analysis of the legislation. Based on the 1988 Federal Constitution, under the paradigm of democratic rule of law, the survey adopted the garantista theory and substantialist of law, which is based on the guarantee and direct application of fundamental rights, indicating that economic agents, companies and state should pay attention the mandamentais precepts of the Constitutional Charter and the infra-constitutional legislation, to at least achieve a standard of conduct that meets the dictates of fundamental rights, so it is possible to observe that economic development is not more important than human development, both one and the other, promises of converging technologies. RESULTS AND CONCLUSIONS. The advance of science, particularly in the sector of biology, genetic engineering, chemistry, medicine, biotechnology and nanotechnology, have imposed and continue to impose the state and the law, increased vigilance for possible risks and perpetráveis damage to physical and mental integrity human beings, so that scientific progress reconciles with the standards and tutelary principles of human personality, recognized and established in the 1988 Constitution, considered in the current democratic state paradigm of law, the center of the legal system. The Law as a science, through the establishment of legal instruments must create preventive and precautionary management measures for risk, based on the constitutional principles of information and accountability, the one that underlies the principle of focused caution for a time span (prospective) so far disregarded the law. In practice, in legal and constitutional terms, it implies the obligation to adopt appropriate safety and precautionary measures ordered and anticipatory (legislation, assessment tools and risk management), which limit or neutralize the causation of damage with a total irreversibility or generates partial effects negatively disturbing damage and imbalances of the decent survival of human life and all forms of life centered on the balance and stability of natural ecosystems or processed. Currently innovation in nanotechnology applications is proceeding ahead of regulatory policy, raising concerns that ethical, economic, legal, social, toxicological and environmental issues are delayed or lagged. These concerns challenge, globally, governments, manufacturers and civil organizations to establish a legal and judicial system that addresses new methods of management and monitoring of probable and some proven risks and damage during the production chain and post-marketing products and nanoparticles containing nanomaterials. New approaches must incorporate criteria of size, shape, surface area, activity and structure area, and require the construction of new detection tools, monitoring and adequate characterization of nanomaterials, as well as the understanding of processes occurring on the surface of nanoparticle when in contact with living systems in order to understand the possible toxicological effects, and therefore address the specificities of control and risk management throughout the production chain and life cycle of products and services with nanoparticles. Although exposures of workers, consumers and ecosystems contact applications and products containing nanomaterials are subject to a significant gravity context, putting workers at risk of exposure through inhalation, skin absorption or ingestion, and despite calls for moratorium on governments and atentassem industries to the problems generated by technologies convergence, the legal regulation of nanotechnology inched around the globe. Inobstante, concluded that reflex and partially by means of integrative interpretation of legis analogy, the Brazilian legal system provides regulations to nanotechnology, to identify responsibility, measurement of parameters, penalty and establishment of cautious conduct in dealings with the risk nanotechnology, in particular by establishing the precautionary principle, such as the Biosafety Law no. 11,105 / 2005 the National Policy on Solid Waste no. 12,305 / 2010; Nuclear Activities no. 6,453 / 1977, as well as judicial practice with the application of international treaties ratified by Brazil, before and after the enactment of the Brazilian Constitution of 1988, including, Agenda 21 (1992) and the Cartagena Protocol on Biosafety (2000) and the recourse to constitutional principles inspiring the juris analogy of the system, the principle of reasoned caution to the general safety requirement and full compensation of the damage, the preservation of human dignity, respect for life and health. Added to that, normative not legally binding (soft law) developed by economic organizations and international standardization (codes of conduct and responsibility) for the development, marketing and nanotechnology risk management, can complement the control regulation and state control. So that stakeholders in nanotechnology should take into consideration at the time committed efforts and resources in that sense some parameters to guide its activities and observe what they represent for their activity externalities of legal regulation. The research points principles and indicators that should be deployed as supervisory measures and preventive management of risks of nanotechnology and nanomaterials in order to ensure its safe development, among which stands out the precautionary approach and mandatory specific regulations. They also point out some strategic proposals for risk management, including controls in the workplace, volunteer programs and insurance. It concluded that the risk management for protection and promotion of research activity and its holders, as well as to preserve the quality of life of the human being and the environment in general, can be made at various levels, including government regulatory agencies the definition of environmental, health and safety, companies in the implementation of industrial management programs and hygiene products and insurers in the formulation of coverage policies and prices. It remains, however, the Brazilian legal challenge in specific regulatory and comprehensively nanotechnology or promote adaptation in particular the biosafety laws and solid waste for its proper disposal, involving the generation of new methodologies and protocols with a multidisciplinary approach, between principalmente chemistry, responsible for the synthesis, quantification and characterization of materials, biology and medicine, the design of the trials and interpretation of results in order to identify and evaluate systematically materials and safer alternative processes, and thus, anticipate the risks potential products and processes containing nanoparticles and nanomaterials, paying attention to the Federal Constitution of 1988 garantista bias, and head to the field of formulation, interpretation and application of laws, which binds all state powers (executive, legislative and judicial) , industries, scientists, laboratories, universities and other stakeholders in the development of nanotechnology, with purpose to ensure that the company will enjoy the economic and social benefits that nanotechnology promises widespread offer.INTRODUÇÃO. As pesquisas com o emprego da nanotecnologia surgem como uma das mais espetaculares possibilidades da ciência no Século XXI. Com habilidades de construir materiais, dispositivos e sistemas com precisão atômica, a nanotecnologia promete melhoria nas habilidades humanas, novas indústrias e produtos, resultados sociais e qualidade de vida, com possibilidades de produzir consideráveis impactos econômico-político-social-ambiental-jurídico. Estima-se que até 2020 serão movimentados mundialmente cerca de US$3 trilhões, com aproximadamente 20% de todos os produtos fabricados no mundo baseados, em certa medida, na utilização da nanotecnologia e que todo o setor de semicondutores e metade do setor farmacêutico dependa desses novos materiais; além de envolver diretamente seis milhões de empregos. Isso ocorre devido a sua incorporação em diversas tecnologias já existentes (física, química, biologia, medicina, eletrônica etc.), resultado de convergência tecnológica com capacidade de criação de novas formas de vida, porém com possibilidade no aumento dos riscos de forma ilimitada e incontrolável, o que permitiria, quando liberadas, interagirem de forma diferente com os sistemas vivos, provocando efeitos surpreendentes e unpredicted (que não é previsto), ou unpredictable (que é incapaz de ser previsto), além de potencialmente mais tóxicos do que a mesma massa de partículas equivalentes, convencionais e maiores. Dada a imprevisibilidade de seus resultados, devido às incertezas científicas sobre o entendimento de seus riscos relacionadas com o pequeno tamanho, área e química superficial, solubilidade e formato, nanopartículas poderiam causar perturbações em níveis molecular e celular. Semelhantes em tamanho às macromoléculas biológicas como proteínas, DNA e fosfolipídios, trazem consequências importantes, podendo levantar princípios éticos inteiramente inéditos em relação às demais biotecnologias. Estudos relatam potenciais efeitos toxicológicos de nanopartículas na saúde humana resultado de interações e alterações biológicas, físicas e químicas nos diversos sistemas funcionais orgânicos como respiratório, digestivo, nervoso, linfático, excretor, circulação sanguínea, pele, leite materno, músculos e placenta; além de contaminações no meio ambiente. Em específico estudo de caso sobre o uso de nanopartículas de dióxido de titânio em protetores solares, concluiu-se pela exposição tanto em ambientes profissionais ou entre a população em geral e nos organismos vivos (biota), em quase todas as fases do ciclo de vida, além de nenhuma via de exposição poder ser descartada como irrelevante para os trabalhadores. Apesar disso, encontra-se disponível para comercialização uma quantidade superior a 1.800 produtos e serviços dos mais diversificados, incluindo medicamentos, cosméticos e alimentos, contendo nanomateriais e nanopartículas, podendo expor a saúde e a segurança de consumidores e trabalhadores em nível global ao seu processo de fabricação e de comercialização. Pelo fato da nanotecnologia ser capaz de agir de uma forma fundamentalmente diferente em comparação com seu respectivo material em escala macro, tem-se que seria impossível inferir a segurança dos nanomateriais utilizando a informação derivada do material de origem a granel. No Brasil e na quase totalidade do Globo, não há legislação específica com exigências de novos e específicos métodos e instrumentos de avaliação quando um composto de produto de escala maior é substituído com o mesmo composto em nanoescala, ficando aspectos sanitários e de segurança, além de questões éticas, sociais e de governança, aquém do desenvolvimento da nanotecnologia. Apesar de não existir um quadro regulamentar específico para a área, quando os produtos são registrados em diferentes países, inclusive no Brasil, as respectivas agências reguladoras fazem-no de acordo com o seu tipo, em análise caso-a-caso, utilizando-se de normativas aplicadas em geral aos produtos químicos, medicamentos e cosméticos, mesmo não havendo nenhuma referência explícita aos nanomateriais. Representantes de várias organizações, governamentais ou não, e de grupos científicos, em âmbito nacional e internacional manifestam dúvidas quanto à capacidade regulamentar dos diplomas legais, normas de investigação e dos métodos e estratégias convencionais de aferição da toxicidade não específicos aplicados à nanotecnologia. OBJETIVOS. O objetivo específico da tese foi investigar se o sistema jurídico brasileiro é (in)suficiente para atender especificamente as inovações tecnológicas inerentes à nanotecnologia, com exigências de criação de metodologias para identificar, avaliar e gerenciar os prováveis riscos em todo ciclo de vida de nanomateriais e nanopartículas, através de instrumentos de prevenção e precaução, antes da introdução no mercado, de produtos, serviços e processos que contenham nanotecnologia. Entende-se que a regulamentação jurídica deva também exigir a adoção de medidas de adequado descarte dos resíduos da produção, além de estabelecer os procedimentos para responsabilização civil, criminal e administrativa dos envolvidos, quando for o caso. A finalidade da regulamentação jurídica é oferecer segurança jurídica aos consumidores e trabalhadores das presentes e futuras gerações (foco prospectivo) e ao meio ambiente. METODOLOGIA. O estudo teve por escopo a realização de pesquisa exploratória e bibliográfica através do levantamento de dados encontrados na literatura. Foram realizadas pesquisas bibliográficas por bases de dados em periódicos CAPES, consultando-se artigos originais e de revisão sobre o tema Nanotecnologia, Riscos, Regulação; além de livros específicos da área da Nanotecnologia e do Direito. Utilizou-se também do método analítico no estudo dos riscos nanotecnológicos, da responsabilidade civil prospectiva, do princípio da precaução e para a análise da legislação. Fundamentada na Constituição Federal de 1988, sob o paradigma do Estado Democrático de Direito, a pesquisa adotou a teoria garantista e substancialista do Direito, que se baseia na garantia e aplicação direta dos direitos fundamentais, indicando que agentes econômicos, empresas e Estado devem atentar-se aos preceitos mandamentais da Carta Constitucional e da legislação infraconstitucional, para, no mínimo, alcançar um padrão de conduta que atenda aos ditames dos direitos fundamentais, de tal forma que seja possível observar que o desenvolvimento econômico não é mais importante que o desenvolvimento humano, tanto um, quanto o outro, promessas das tecnologias convergentes. RESULTADOS E CONCLUSÕES. O avanço da ciência, particularmente no setor da biologia, engenharia genética, química, medicina, biotecnologia e nanotecnologia, impuseram e, continuam a impor ao Estado e ao Direito, a crescente vigilância quanto à possibilidade de riscos e danos perpetráveis à integridade física e mental de seres humanos, a fim de que o progresso científico compatibilize-se com as normas e princípios tutelares da personalidade humana, reconhecidos e firmados na Constituição de 1988, considerada, no atual paradigma de Estado Democrático de Direito, centro do sistema jurídico. O Direito como ciência, por meio do estabelecimento de instrumentos jurídicos deve criar medidas de gerenciamento preventivo e precaucional para o risco, baseado nos princípios constitucionais da informação e da responsabilização, essa que fundamenta a aplicação do princípio da precaução voltada para uma amplitude temporal (prospectiva) até então desconsiderada pelo Direito. Na prática, em termos jurídico-constitucionais, implica na obrigatoriedade de adoção de medidas de segurança e precaução adequadas, ordenadas e antecipatórias (legislação, instrumentos de avaliação e gestão de riscos), que limitem ou neutralizem a causação de danos, cuja irreversibilidade total ou parcial gera efeitos, danos e desequilíbrios negativamente perturbadores da sobrevivência condigna da vida humana e de todas as formas de vida centradas no equilíbrio e estabilidade dos ecossistemas naturais ou transformados. Atualmente a inovação em aplicações com nanotecnologia está procedendo à frente da política reguladora, levantando preocupações de que questões éticas, econômicas, jurídicas, sociais, toxicológicas e ambientais estão atrasadas ou defasadas. Essas preocupações desafiam, em nível global, governos, fabricantes e organizações civis a estabelecerem um sistema jurídico-legal que contemple novas metodologias de gestão e monitoramento de prováveis e alguns já comprovados riscos e danos ocorridos durante a cadeia produtiva e a pós-comercialização de produtos contendo nanomateriais e nanopartículas. Novas metodologias devem incorporar critérios de tamanho, forma, área de superfície, área de atividade e estrutura, além de exigir a construção de novos instrumentos de detecção, monitoramento e a caracterização adequada de nanomateriais, bem como os processos de compreensão que acontecem na superfície da nanopartícula quando em contato com os sistemas vivos, a fim de entender os possíveis efeitos toxicológicos, e, por conseguinte, contemplar as especificidades de controle e gerenciamento dos riscos em toda a cadeia produtiva e ciclo de vida de produtos e serviços com nanopartículas. Embora as exposições de trabalhadores, consumidores e dos ecossistemas em contato com aplicações e produtos contendo nanomateriais se encontrem em contexto de significativa gravidade, colocando trabalhadores a risco de exposição por inalação, absorção cutânea ou ingestão, e, apesar dos apelos à moratória para que governos e indústrias atentassem para a problemática gerada por tecnologias em convergências, a regulamentação jurídica da nanotecnologia avançou lentamente ao redor do globo. Inobstante, concluí-se que de forma reflexa e parcial pela via da interpretação integrativa da analogia legis, o ordenamento jurídico brasileiro oferece regulamentação à nanotecnologia, para identificação da responsabilidade, mensuração dos parâmetros, sanção e estabelecimento de condutas precavidas no trato para com o risco nanotecnológico, em especial por estabelecerem o princípio da precaução, como a Lei de Biossegurança nº. 11.105/2005; a Política Nacional de Resíduos Sólidos nº. 12.305/2010; de Atividades Nucleares nº. 6.453/1977, além da prática jurisprudencial com aplicação de tratados internacionais ratificados pelo Brasil, antes e após a promulgação da Constituição Brasileira de 1988, entre eles, a Agenda 21 (1992) e o Protocolo de Cartagena sobre Biossegurança (2000) e, do recurso aos princípios constitucionais inspiradores do sistema da analogia juris, como o princípio da precaução fundamentado pela obrigação geral de segurança e da reparação integral dos danos, da preservação da dignidade humana, do respeito à vida e à saúde. Soma-se que, normativas não vinculantes juridicamente (soft law) desenvolvidas por organizações econômicas e de padronizações internacionais (códigos de conduta e responsabilidade) para o desenvolvimento, comercialização e gestão de riscos da nanotecnologia, podem complementar a regulamentação de comando e controle estatal. De sorte que as partes interessadas em nanotecnologia devem levar em consideração no momento em que empenham esforços e recursos nesse sentido alguns parâmetros para orientar sua atividade, bem como observar o que representam para a sua atividade as externalidades da regulamentação jurídica. A pesquisa aponta princípios e indicadores que devem ser implantados como medidas de supervisão e de gerenciamento preventivo dos riscos da nanotecnologia e nanomateriais, a fim de garantir o seu desenvolvimento seguro, dentre os quais, destaca-se a abordagem precaucional e regulamentos específicos obrigatórios. Apontam-se também algumas propostas estratégicas de gestão de riscos, incluindo controles no local de trabalho, programas voluntários e seguros. Concluí-se que a gestão de riscos para proteção e promoção da atividade de pesquisa e dos seus titulares, bem como para preservar a qualidade de vida do ser humano e do ambiente em geral, poderá ser feita em vários níveis, incluindo as agências reguladoras governamentais na definição de normas ambientais, de saúde e de segurança, as empresas na implementação de programas de manejo industrial de higiene e produtos e as seguradoras na formulação de políticas de cobertura e preços. Permanece, contudo, o desafio jurídico brasileiro em regulamentar específica e abrangentemente a nanotecnologia ou promover a adaptação em especial das leis de biossegurança e de resíduos sólidos para seu adequado descarte, envolvendo a geração de novas metodologias e protocolos com abordagem multidisciplinar, principalmente entre a química, responsável pela síntese, quantificação e caracterização dos materiais, a biologia e a medicina, na concepção dos ensaios e na interpretação dos resultados a fim de se identificar e avaliar sistematicamente materiais e processos alternativos mais seguros, e com isso, antecipar os riscos potenciais de produtos e processos contendo nanopartículas e nanomateriais, atentando-se para a Constituição Federal de 1988 de viés garantista, e dirigente para o campo da formulação, interpretação e aplicação das leis, que vincula todos os poderes estatais (Executivo, Legislativo e Judiciário), indústrias, cientistas, laboratórios, universidades e demais partes interessadas no desenvolvimento da nanotecnologia, com propósito de garantir que a sociedade venha desfrutar dos benefícios econômicos e sociais generalizados que a nanotecnologia promete oferecer.Submitted by Marlene Santos (marlene.bc.ufg@gmail.com) on 2016-09-20T19:34:15Z No. of bitstreams: 2 Tese - Loreci Gottschalk Nolasco - 2016.pdf: 5089599 bytes, checksum: 87c9bd1499c98f0a7e67acc64dfecdc6 (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5)Approved for entry into archive by Luciana Ferreira (lucgeral@gmail.com) on 2016-09-21T14:52:54Z (GMT) No. of bitstreams: 2 Tese - Loreci Gottschalk Nolasco - 2016.pdf: 5089599 bytes, checksum: 87c9bd1499c98f0a7e67acc64dfecdc6 (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5)Made available in DSpace on 2016-09-21T14:52:54Z (GMT). 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dc.title.por.fl_str_mv |
Regulamentação jurídica da nanotecnologia |
dc.title.alternative.eng.fl_str_mv |
Juridical regulation of nanotechnology |
title |
Regulamentação jurídica da nanotecnologia |
spellingShingle |
Regulamentação jurídica da nanotecnologia Nolasco, Loreci Gottschalk Nanotecnologia Riscos nanotecnológicos Saúde humana e meio ambiente Regulamentação jurídica Princípio constitucional da precaução Responsabilidade civil prospectiva Nanotechnology Nanotechnological risks Human health and environment Legal regulation Constitutional principle of precaution Prospective liability CIENCIAS SOCIAIS APLICADAS::DIREITO |
title_short |
Regulamentação jurídica da nanotecnologia |
title_full |
Regulamentação jurídica da nanotecnologia |
title_fullStr |
Regulamentação jurídica da nanotecnologia |
title_full_unstemmed |
Regulamentação jurídica da nanotecnologia |
title_sort |
Regulamentação jurídica da nanotecnologia |
author |
Nolasco, Loreci Gottschalk |
author_facet |
Nolasco, Loreci Gottschalk |
author_role |
author |
dc.contributor.advisor1.fl_str_mv |
Santos, Nivaldo dos |
dc.contributor.advisor1Lattes.fl_str_mv |
http://lattes.cnpq.br/3359203015249134 |
dc.contributor.advisor-co1.fl_str_mv |
Martines, Marco Antonio Utrera |
dc.contributor.advisor-co1Lattes.fl_str_mv |
http://lattes.cnpq.br/7333467568929657 |
dc.contributor.referee1.fl_str_mv |
Santos, Nivaldo dos |
dc.contributor.referee2.fl_str_mv |
Neves, Cleuler Barbosa das |
dc.contributor.referee3.fl_str_mv |
Araújo, Luciene Martins de |
dc.contributor.referee4.fl_str_mv |
Tarrega, Maria Cristina Vidotte Blanco |
dc.contributor.referee5.fl_str_mv |
Pereira, Zefa Valdivina |
dc.contributor.authorLattes.fl_str_mv |
http://lattes.cnpq.br/8817250711332244 |
dc.contributor.author.fl_str_mv |
Nolasco, Loreci Gottschalk |
contributor_str_mv |
Santos, Nivaldo dos Martines, Marco Antonio Utrera Santos, Nivaldo dos Neves, Cleuler Barbosa das Araújo, Luciene Martins de Tarrega, Maria Cristina Vidotte Blanco Pereira, Zefa Valdivina |
dc.subject.por.fl_str_mv |
Nanotecnologia Riscos nanotecnológicos Saúde humana e meio ambiente Regulamentação jurídica Princípio constitucional da precaução Responsabilidade civil prospectiva |
topic |
Nanotecnologia Riscos nanotecnológicos Saúde humana e meio ambiente Regulamentação jurídica Princípio constitucional da precaução Responsabilidade civil prospectiva Nanotechnology Nanotechnological risks Human health and environment Legal regulation Constitutional principle of precaution Prospective liability CIENCIAS SOCIAIS APLICADAS::DIREITO |
dc.subject.eng.fl_str_mv |
Nanotechnology Nanotechnological risks Human health and environment Legal regulation Constitutional principle of precaution Prospective liability |
dc.subject.cnpq.fl_str_mv |
CIENCIAS SOCIAIS APLICADAS::DIREITO |
description |
INTRODUCTION. Research on the nanotechnology jobs emerge as one of the most spectacular possibilities of science in the twenty-first century. With skills of building materials, devices and systems with atomic precision, nanotechnology promises to improve human skills, new industries and products, social outcomes and quality of life, with the potential to produce considerable economic-political-social-environmental and legal impacts. It is estimated that by 2020 will be moved globally about $ 3 trillion, with about 20% of all manufactured products in the world based to some extent, the use of nanotechnology and that all semicondutores sector and half of the pharmaceutical industry relies upon new materials; besides directly involved six million jobs. This is due to its incorporation into various existing technologies (physics, chemistry, biology, medicine, electronics etc.), the result of technological convergence with ability to create new forms of life, but with the possibility to increase the risk of unlimited and unmanageable, which would, if released, interact differently with living systems, causing surprising effects and unpredicted (which is not provided) or unpredictable (which is unable to be provided), and potentially more toxic than the same mass equivalent conventional and larger particles. Given the unpredictability of its results due to scientific uncertainties about the understanding of the risks related to the small size, area and surface chemistry, solubility and size, nanoparticles could cause disturbances in molecular and cellular levels. Similar in size to biological macromolecules such as proteins, DNA and phospholipids, have important consequences and can lift entirely unprecedented ethical principles in relation to other biotechnologies. Studies have reported potential toxicological effects of nanoparticles on human health result of interactions and biological, physical and chemical changes in various organic functional systems such as respiratory, digestive, nervous, lymphatic, excretory, blood circulation, skin, breast milk, muscle and placenta; as well as contamination of the environment. In the specific case study on the use of titanium dioxide nanoparticles in sunscreens, it was concluded by exposing both in professional environments or between the population groups and living organisms (biota), almost all phases of the lifecycle, and no exposure pathway can be dismissed as irrelevant to the workers. Nevertheless, is available for sale a quantity greater than 1,800 products and services of the most diverse, including medicines, cosmetics and foods containing nanomaterials and nanoparticles, and may expose the health and safety of consumers and workers globally to your process manufacturing and marketing. Because nanotechnology be able to act in a fundamentally different way compared to their respective material macro scale, it has been impossible to infer the safety of nanomaterials using the information derived from the bulk source material. In Brazil and almost the entire globe, there is no specific legislation with requirements of new and specific methods and assessment tools when a compound product of larger scale is replaced with the same compound nanoscale, getting health and safety aspects, and ethical, social and governance issues, short of nanotechnology development. Although there is no specific regulatory framework for the area where the products are registered in different countries, including Brazil, the respective regulatory agencies do it according to its type, in case-by-case basis, using normative applied generally to the chemicals, pharmaceuticals and cosmetics, even without any explicit reference to nanomaterials. Representatives of various organizations, governmental or not, and scientific groups, national and international express doubts about the ability of regulatory legislation, research standards and methods and conventional measurement strategies of non-specific toxicity applied to nanotechnology. GOALS. The specific aim of the thesis was to investigate whether the Brazilian legal system is (in) sufficient to specifically meet the technological innovations inherent in nanotechnology, with demands for creation of methodologies to identify, evaluate and manage the possible risks throughout the life cycle of nanomaterials and nanoparticles through prevention and precautionary instruments before placing on the market of products, services and processes that contain nanotechnology. It is understood that the legal regulations should also require the adoption of proper disposal of waste production measures, and to establish procedures for civil liability, criminal and administrative those involved, if applicable. The purpose of the legal regulation is to provide legal certainty for consumers and employees of present and future generations (prospective focus) and the environment. METHODOLOGY. The study had the scope to carry out exploratory and bibliographic research through survey data in the literature. Literature searches were performed by databases CAPES, is consulting with original and review articles on the subject Nanotechnology, Risk, Regulation; as well as specific books of Nanotechnology Area and Law. We also used the analytical method in the study of nanotechnology risks, the prospective liability, the precautionary principle and the analysis of the legislation. Based on the 1988 Federal Constitution, under the paradigm of democratic rule of law, the survey adopted the garantista theory and substantialist of law, which is based on the guarantee and direct application of fundamental rights, indicating that economic agents, companies and state should pay attention the mandamentais precepts of the Constitutional Charter and the infra-constitutional legislation, to at least achieve a standard of conduct that meets the dictates of fundamental rights, so it is possible to observe that economic development is not more important than human development, both one and the other, promises of converging technologies. RESULTS AND CONCLUSIONS. The advance of science, particularly in the sector of biology, genetic engineering, chemistry, medicine, biotechnology and nanotechnology, have imposed and continue to impose the state and the law, increased vigilance for possible risks and perpetráveis damage to physical and mental integrity human beings, so that scientific progress reconciles with the standards and tutelary principles of human personality, recognized and established in the 1988 Constitution, considered in the current democratic state paradigm of law, the center of the legal system. The Law as a science, through the establishment of legal instruments must create preventive and precautionary management measures for risk, based on the constitutional principles of information and accountability, the one that underlies the principle of focused caution for a time span (prospective) so far disregarded the law. In practice, in legal and constitutional terms, it implies the obligation to adopt appropriate safety and precautionary measures ordered and anticipatory (legislation, assessment tools and risk management), which limit or neutralize the causation of damage with a total irreversibility or generates partial effects negatively disturbing damage and imbalances of the decent survival of human life and all forms of life centered on the balance and stability of natural ecosystems or processed. Currently innovation in nanotechnology applications is proceeding ahead of regulatory policy, raising concerns that ethical, economic, legal, social, toxicological and environmental issues are delayed or lagged. These concerns challenge, globally, governments, manufacturers and civil organizations to establish a legal and judicial system that addresses new methods of management and monitoring of probable and some proven risks and damage during the production chain and post-marketing products and nanoparticles containing nanomaterials. New approaches must incorporate criteria of size, shape, surface area, activity and structure area, and require the construction of new detection tools, monitoring and adequate characterization of nanomaterials, as well as the understanding of processes occurring on the surface of nanoparticle when in contact with living systems in order to understand the possible toxicological effects, and therefore address the specificities of control and risk management throughout the production chain and life cycle of products and services with nanoparticles. Although exposures of workers, consumers and ecosystems contact applications and products containing nanomaterials are subject to a significant gravity context, putting workers at risk of exposure through inhalation, skin absorption or ingestion, and despite calls for moratorium on governments and atentassem industries to the problems generated by technologies convergence, the legal regulation of nanotechnology inched around the globe. Inobstante, concluded that reflex and partially by means of integrative interpretation of legis analogy, the Brazilian legal system provides regulations to nanotechnology, to identify responsibility, measurement of parameters, penalty and establishment of cautious conduct in dealings with the risk nanotechnology, in particular by establishing the precautionary principle, such as the Biosafety Law no. 11,105 / 2005 the National Policy on Solid Waste no. 12,305 / 2010; Nuclear Activities no. 6,453 / 1977, as well as judicial practice with the application of international treaties ratified by Brazil, before and after the enactment of the Brazilian Constitution of 1988, including, Agenda 21 (1992) and the Cartagena Protocol on Biosafety (2000) and the recourse to constitutional principles inspiring the juris analogy of the system, the principle of reasoned caution to the general safety requirement and full compensation of the damage, the preservation of human dignity, respect for life and health. Added to that, normative not legally binding (soft law) developed by economic organizations and international standardization (codes of conduct and responsibility) for the development, marketing and nanotechnology risk management, can complement the control regulation and state control. So that stakeholders in nanotechnology should take into consideration at the time committed efforts and resources in that sense some parameters to guide its activities and observe what they represent for their activity externalities of legal regulation. The research points principles and indicators that should be deployed as supervisory measures and preventive management of risks of nanotechnology and nanomaterials in order to ensure its safe development, among which stands out the precautionary approach and mandatory specific regulations. They also point out some strategic proposals for risk management, including controls in the workplace, volunteer programs and insurance. It concluded that the risk management for protection and promotion of research activity and its holders, as well as to preserve the quality of life of the human being and the environment in general, can be made at various levels, including government regulatory agencies the definition of environmental, health and safety, companies in the implementation of industrial management programs and hygiene products and insurers in the formulation of coverage policies and prices. It remains, however, the Brazilian legal challenge in specific regulatory and comprehensively nanotechnology or promote adaptation in particular the biosafety laws and solid waste for its proper disposal, involving the generation of new methodologies and protocols with a multidisciplinary approach, between principalmente chemistry, responsible for the synthesis, quantification and characterization of materials, biology and medicine, the design of the trials and interpretation of results in order to identify and evaluate systematically materials and safer alternative processes, and thus, anticipate the risks potential products and processes containing nanoparticles and nanomaterials, paying attention to the Federal Constitution of 1988 garantista bias, and head to the field of formulation, interpretation and application of laws, which binds all state powers (executive, legislative and judicial) , industries, scientists, laboratories, universities and other stakeholders in the development of nanotechnology, with purpose to ensure that the company will enjoy the economic and social benefits that nanotechnology promises widespread offer. |
publishDate |
2016 |
dc.date.accessioned.fl_str_mv |
2016-09-21T14:52:54Z |
dc.date.issued.fl_str_mv |
2016-09-12 |
dc.type.status.fl_str_mv |
info:eu-repo/semantics/publishedVersion |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/doctoralThesis |
format |
doctoralThesis |
status_str |
publishedVersion |
dc.identifier.citation.fl_str_mv |
NOLASCO, Loreci Gottschalk. Regulamentação jurídica da nanotecnologia. 2016. 417 f. Tese (Doutorado em Biotecnologia e Biodiversidade em Rede Pró-Centro-Oeste) - Universidade Federal de Goiás,Goiânia, 2016. |
dc.identifier.uri.fl_str_mv |
http://repositorio.bc.ufg.br/tede/handle/tede/6252 |
dc.identifier.dark.fl_str_mv |
ark:/38995/0013000001tsx |
identifier_str_mv |
NOLASCO, Loreci Gottschalk. Regulamentação jurídica da nanotecnologia. 2016. 417 f. Tese (Doutorado em Biotecnologia e Biodiversidade em Rede Pró-Centro-Oeste) - Universidade Federal de Goiás,Goiânia, 2016. ark:/38995/0013000001tsx |
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por |
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por |
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600 600 600 |
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http://creativecommons.org/licenses/by-nc-nd/4.0/ |
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openAccess |
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application/pdf |
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Universidade Federal de Goiás |
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Programa de Pós-graduação em Biotecnologia e Biodiversidade - Rede Pró-Centro-Oeste (PRPG/UnB) |
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UFG |
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Brasil |
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Pró-Reitoria de Pós-graduação (PRPG) |
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Universidade Federal de Goiás |
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Repositório Institucional da UFG |
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Repositório Institucional da UFG |
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