The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon

Detalhes bibliográficos
Autor(a) principal: Juliano Correa
Data de Publicação: 2018
Tipo de documento: Tese
Idioma: eng
Título da fonte: Repositório Institucional da UFMG
Texto Completo: http://hdl.handle.net/1843/42139
https://orcid.org/0000-0002-7277-9899
Resumo: Established in 2008 by the Brazilian Government, the Amazon Fund aims to raise results-based aid (RBA) to make non-reimbursable investments in projects to prevent, monitor and combat deforestation, as well to promote conservation and sustainable use of forests in the Amazon Biome. Although often presented as a success story, few studies have been conducted to show evidence of the effectiveness of the Amazon Fund as an RBA instrument and how much of a reduction in deforestation is within reach of its projects.The objectives of this study can be described as: (1) Look back and assess the accomplishments and shortfalls in order to draw lessons for REDD+ and RBA in Brazil and other tropical countries, examining the geographical, thematic and institutional distribution of the resources from the AF; (2) Determine the effects of the Olhos D’Água projects on deforestation, sustainable production and environmental and land-ownership compliance in the Alta Floresta municipality, estimating what would have happened without these interventions; (3) Evaluate the effect of the rural environmental registry (CAR), the larger initiative supported by AF, on the reduction of deforestation rates. To reach these objectives, this thesis was structured as 3 papers, using, respectively: procedures to structure a database and interpret the data in light of bibliographical research; an impact evaluation using the Synthetic Control method; and adapting statisticals methods widely used in epidemiological studies applied to land use policy evaluation. This research concluded that: The Amazon Fund could allocate financial resources more strategically and in activities with clear evidence of improvement for REDD+ outcomes; the project "Olhos D’Água da Amazônia I and II" played an important role in the effort of Alta Floresta to have the municipality removed from the blacklist of deforestation, at least, in a shorter period than would be in the absence of the project. The project also depict strong evidence of an increase in CAR registrations and INCRA geo-certification records and positive effects on sustainable production activities of milk and honey production, but with no effect in deforestation reduction; and, finally, the effect of CAR on the reduction of deforestation is only partially effecive, one time that the enrolled properties have reduced their deforestation rates in some property classes and time periods, but this effect has not been systematic across time and space.
id UFMG_41701947d34962a4188c25e94bf20023
oai_identifier_str oai:repositorio.ufmg.br:1843/42139
network_acronym_str UFMG
network_name_str Repositório Institucional da UFMG
repository_id_str
spelling Marcelo Azevedo Costahttp://lattes.cnpq.br/0843501351619189Raoni Guerra Lucas Rajãohttp://lattes.cnpq.br/7347302991083879Juliano Correa2022-05-31T18:31:46Z2022-05-31T18:31:46Z2018-11-08http://hdl.handle.net/1843/42139https://orcid.org/0000-0002-7277-9899Established in 2008 by the Brazilian Government, the Amazon Fund aims to raise results-based aid (RBA) to make non-reimbursable investments in projects to prevent, monitor and combat deforestation, as well to promote conservation and sustainable use of forests in the Amazon Biome. Although often presented as a success story, few studies have been conducted to show evidence of the effectiveness of the Amazon Fund as an RBA instrument and how much of a reduction in deforestation is within reach of its projects.The objectives of this study can be described as: (1) Look back and assess the accomplishments and shortfalls in order to draw lessons for REDD+ and RBA in Brazil and other tropical countries, examining the geographical, thematic and institutional distribution of the resources from the AF; (2) Determine the effects of the Olhos D’Água projects on deforestation, sustainable production and environmental and land-ownership compliance in the Alta Floresta municipality, estimating what would have happened without these interventions; (3) Evaluate the effect of the rural environmental registry (CAR), the larger initiative supported by AF, on the reduction of deforestation rates. To reach these objectives, this thesis was structured as 3 papers, using, respectively: procedures to structure a database and interpret the data in light of bibliographical research; an impact evaluation using the Synthetic Control method; and adapting statisticals methods widely used in epidemiological studies applied to land use policy evaluation. This research concluded that: The Amazon Fund could allocate financial resources more strategically and in activities with clear evidence of improvement for REDD+ outcomes; the project "Olhos D’Água da Amazônia I and II" played an important role in the effort of Alta Floresta to have the municipality removed from the blacklist of deforestation, at least, in a shorter period than would be in the absence of the project. The project also depict strong evidence of an increase in CAR registrations and INCRA geo-certification records and positive effects on sustainable production activities of milk and honey production, but with no effect in deforestation reduction; and, finally, the effect of CAR on the reduction of deforestation is only partially effecive, one time that the enrolled properties have reduced their deforestation rates in some property classes and time periods, but this effect has not been systematic across time and space.Criado em 2008 pelo governo brasileiro, o Fundo Amazônia visa captar doações baseado em resultados alcançados (RBA) para investimentos não reembolsáveis em projetos de prevenção, monitoramento e combate ao desmatamento, bem como para promover a conservação e o uso sustentável das florestas no Bioma Amazônico. Embora muitas vezes apresentado como uma história de sucesso, poucos estudos foram realizados para mostrar evidências da eficácia do Fundo Amazônia como um instrumento de RBA e quantas reduções de desmatamento estão ao alcance de seus projetos. Os objetivos deste estudo podem ser descritos como: (1) Fazer um retrospecto e avaliar as conquistas e deficiências do FA a fim de extrair lições para REDD + e RBA no Brasil e em outros países tropicais, examinando a distribuição geográfica, temática e institucional de seus recursos; (2) Determinar o efeito dos projetos Olhos D’Água no desmatamento, na produção sustentável e na conformidade ambiental e fundiária do município de Alta Floresta, estimando o que teria acontecido sem essa intervenção; (3) Avaliar o efeito do registro ambiental rural (CAR), a maior iniciativa apoiada pelo AF, na redução das taxas de desmatamento. Para alcançar esses objetivos, esta tese foi estruturada em três artigos, um para cada objetivo especifico, utilizando, respectivamente, uma abordagem de estruturação de uma base de dados e interpretação dos resultados à luz da pesquisa bibliográfica, uma avaliação de impacto usando o método de Controle Sintético e, finalmente, adaptando métodos estatísticos amplamente usados em estudos epidemiológicos aplicados a avaliação de politicas de uso da terra. Esta pesquisa conclui que o Fundo Amazônia poderia alocar recursos financeiros mais estrategicamente e em atividades com clara evidência de melhoria para os resultados de REDD +, também conclui que o projeto "Olhos D'Água da Amazônia I e II" desempenhou um papel importante no esforço de Alta Floresta em remover o município da lista negra de desmatamento num tempo menor que na ausência do projeto. O projeto também retrata forte evidência no aumento de registros no CAR, propriedades geocertificadas no INCRA e apresenta em efeitos positivos nas atividades de produção sustentável de leite e mel, mas sem efeito na redução do desmatamento. Finalmente, conclui que a adesão ao CAR é apenas parcialmente efetiva na redução do desmatamento, uma vez que as propriedades dentro do CAR reduziram suas taxas de desmatamento em algumas classes de propriedade e períodos de tempo, mas este efeito não foi sistemático ao longo do tempo e espaço.engUniversidade Federal de Minas GeraisPrograma de Pós-Graduação em Engenharia de ProduçãoUFMGBrasilENG - DEPARTAMENTO DE ENGENHARIA PRODUÇÃOEngenharia de produçãoDesmatamentoAmazon fundDeforestationRBACARThe Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian AmazonO Fundo Amazônia 10 anos depois: distribuição de recursos e efeitos de REDD+ na Amazônia Brasileirainfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisinfo:eu-repo/semantics/openAccessreponame:Repositório Institucional da UFMGinstname:Universidade Federal de Minas Gerais (UFMG)instacron:UFMGORIGINALThesis_Juliano_20181121_Final.pdfThesis_Juliano_20181121_Final.pdfapplication/pdf5293822https://repositorio.ufmg.br/bitstream/1843/42139/1/Thesis_Juliano_20181121_Final.pdf0e885e5370e5e21b3fe1e4e96a5d20abMD51LICENSElicense.txtlicense.txttext/plain; charset=utf-82118https://repositorio.ufmg.br/bitstream/1843/42139/2/license.txtcda590c95a0b51b4d15f60c9642ca272MD521843/421392022-05-31 15:31:46.508oai:repositorio.ufmg.br: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ório de PublicaçõesPUBhttps://repositorio.ufmg.br/oaiopendoar:2022-05-31T18:31:46Repositório Institucional da UFMG - Universidade Federal de Minas Gerais (UFMG)false
dc.title.pt_BR.fl_str_mv The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
dc.title.alternative.pt_BR.fl_str_mv O Fundo Amazônia 10 anos depois: distribuição de recursos e efeitos de REDD+ na Amazônia Brasileira
title The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
spellingShingle The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
Juliano Correa
Amazon fund
Deforestation
RBA
CAR
Engenharia de produção
Desmatamento
title_short The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
title_full The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
title_fullStr The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
title_full_unstemmed The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
title_sort The Amazon Fund 10 years later: resource distribution and effects of REDD+ in the Brazilian Amazon
author Juliano Correa
author_facet Juliano Correa
author_role author
dc.contributor.advisor1.fl_str_mv Marcelo Azevedo Costa
dc.contributor.advisor1Lattes.fl_str_mv http://lattes.cnpq.br/0843501351619189
dc.contributor.advisor-co1.fl_str_mv Raoni Guerra Lucas Rajão
dc.contributor.authorLattes.fl_str_mv http://lattes.cnpq.br/7347302991083879
dc.contributor.author.fl_str_mv Juliano Correa
contributor_str_mv Marcelo Azevedo Costa
Raoni Guerra Lucas Rajão
dc.subject.por.fl_str_mv Amazon fund
Deforestation
RBA
CAR
topic Amazon fund
Deforestation
RBA
CAR
Engenharia de produção
Desmatamento
dc.subject.other.pt_BR.fl_str_mv Engenharia de produção
Desmatamento
description Established in 2008 by the Brazilian Government, the Amazon Fund aims to raise results-based aid (RBA) to make non-reimbursable investments in projects to prevent, monitor and combat deforestation, as well to promote conservation and sustainable use of forests in the Amazon Biome. Although often presented as a success story, few studies have been conducted to show evidence of the effectiveness of the Amazon Fund as an RBA instrument and how much of a reduction in deforestation is within reach of its projects.The objectives of this study can be described as: (1) Look back and assess the accomplishments and shortfalls in order to draw lessons for REDD+ and RBA in Brazil and other tropical countries, examining the geographical, thematic and institutional distribution of the resources from the AF; (2) Determine the effects of the Olhos D’Água projects on deforestation, sustainable production and environmental and land-ownership compliance in the Alta Floresta municipality, estimating what would have happened without these interventions; (3) Evaluate the effect of the rural environmental registry (CAR), the larger initiative supported by AF, on the reduction of deforestation rates. To reach these objectives, this thesis was structured as 3 papers, using, respectively: procedures to structure a database and interpret the data in light of bibliographical research; an impact evaluation using the Synthetic Control method; and adapting statisticals methods widely used in epidemiological studies applied to land use policy evaluation. This research concluded that: The Amazon Fund could allocate financial resources more strategically and in activities with clear evidence of improvement for REDD+ outcomes; the project "Olhos D’Água da Amazônia I and II" played an important role in the effort of Alta Floresta to have the municipality removed from the blacklist of deforestation, at least, in a shorter period than would be in the absence of the project. The project also depict strong evidence of an increase in CAR registrations and INCRA geo-certification records and positive effects on sustainable production activities of milk and honey production, but with no effect in deforestation reduction; and, finally, the effect of CAR on the reduction of deforestation is only partially effecive, one time that the enrolled properties have reduced their deforestation rates in some property classes and time periods, but this effect has not been systematic across time and space.
publishDate 2018
dc.date.issued.fl_str_mv 2018-11-08
dc.date.accessioned.fl_str_mv 2022-05-31T18:31:46Z
dc.date.available.fl_str_mv 2022-05-31T18:31:46Z
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/doctoralThesis
format doctoralThesis
status_str publishedVersion
dc.identifier.uri.fl_str_mv http://hdl.handle.net/1843/42139
dc.identifier.orcid.pt_BR.fl_str_mv https://orcid.org/0000-0002-7277-9899
url http://hdl.handle.net/1843/42139
https://orcid.org/0000-0002-7277-9899
dc.language.iso.fl_str_mv eng
language eng
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.publisher.none.fl_str_mv Universidade Federal de Minas Gerais
dc.publisher.program.fl_str_mv Programa de Pós-Graduação em Engenharia de Produção
dc.publisher.initials.fl_str_mv UFMG
dc.publisher.country.fl_str_mv Brasil
dc.publisher.department.fl_str_mv ENG - DEPARTAMENTO DE ENGENHARIA PRODUÇÃO
publisher.none.fl_str_mv Universidade Federal de Minas Gerais
dc.source.none.fl_str_mv reponame:Repositório Institucional da UFMG
instname:Universidade Federal de Minas Gerais (UFMG)
instacron:UFMG
instname_str Universidade Federal de Minas Gerais (UFMG)
instacron_str UFMG
institution UFMG
reponame_str Repositório Institucional da UFMG
collection Repositório Institucional da UFMG
bitstream.url.fl_str_mv https://repositorio.ufmg.br/bitstream/1843/42139/1/Thesis_Juliano_20181121_Final.pdf
https://repositorio.ufmg.br/bitstream/1843/42139/2/license.txt
bitstream.checksum.fl_str_mv 0e885e5370e5e21b3fe1e4e96a5d20ab
cda590c95a0b51b4d15f60c9642ca272
bitstream.checksumAlgorithm.fl_str_mv MD5
MD5
repository.name.fl_str_mv Repositório Institucional da UFMG - Universidade Federal de Minas Gerais (UFMG)
repository.mail.fl_str_mv
_version_ 1803589173568864256