International Security Policies in Latin America: a new framework for analysis

Detalhes bibliográficos
Autor(a) principal: Thales Leonardo de Carvalho
Data de Publicação: 2022
Tipo de documento: Tese
Idioma: eng
Título da fonte: Repositório Institucional da UFMG
Texto Completo: http://hdl.handle.net/1843/50815
Resumo: The Latin American security environment is not as peaceful as frequently seen. Transnational problems, such as organized crime, join interstate issues such as border disputes and political disagreements in a region with one of the highest numbers of militarized interstate disputes in the world. Scholars often have good information about these dynamics because of several descriptive works about them. However, we still have no theory to explain international security policies (ISP) in the region, although such a theory could help us in more than understanding the past and preparing for the future. Producing such a theory is thus the objective of this dissertation by answering: what explains the varying ISP adopted by Latin American states? I build such a theory in seven steps. First, I rely on the existing literature to propose a definition for ISP, as well as to operationalize the concept for the analysis, showing different axes through which it can be assessed. Second, I provide a typology for ISP in Latin America based on five policy types: Anti-Hegemonic, Balance of Power, Coexistence, Pro-Democracy Security Cooperation, and Transnational Threats. Third, I introduce my theory to explain these policies based on three variables: great power influence, the role of leaders, and domestic institutions. Fourth, I measure different ISP axes by using statistical techniques, such as a Principal Component Analysis and a Structural Topic Model. Fifth, I conduct statistical tests using panel data analysis to investigate the role of my theory in explaining each of the ISP axes. Sixth, I use cluster analysis to classify Latin American ISP, considering the proposed typology and test how my theory fits in explaining and predicting ISP types. Seventh, I combine a within-case analysis with the synthetic control method to conduct three case studies in order to corroborate my causal claims and show causal mechanisms. Finally, I introduce some concluding remarks.
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spelling Dawisson Elvécio Belém Lopeshttp://lattes.cnpq.br/2002314936671237David Richard MaresLuis Leandro SchenoniRafael Antonio Duarte VillaMariana Alves da Cunha KalilLucas Pereira Rezendehttp://lattes.cnpq.br/4836911479613019Thales Leonardo de Carvalho2023-03-12T12:33:01Z2023-03-12T12:33:01Z2022-11-25http://hdl.handle.net/1843/50815The Latin American security environment is not as peaceful as frequently seen. Transnational problems, such as organized crime, join interstate issues such as border disputes and political disagreements in a region with one of the highest numbers of militarized interstate disputes in the world. Scholars often have good information about these dynamics because of several descriptive works about them. However, we still have no theory to explain international security policies (ISP) in the region, although such a theory could help us in more than understanding the past and preparing for the future. Producing such a theory is thus the objective of this dissertation by answering: what explains the varying ISP adopted by Latin American states? I build such a theory in seven steps. First, I rely on the existing literature to propose a definition for ISP, as well as to operationalize the concept for the analysis, showing different axes through which it can be assessed. Second, I provide a typology for ISP in Latin America based on five policy types: Anti-Hegemonic, Balance of Power, Coexistence, Pro-Democracy Security Cooperation, and Transnational Threats. Third, I introduce my theory to explain these policies based on three variables: great power influence, the role of leaders, and domestic institutions. Fourth, I measure different ISP axes by using statistical techniques, such as a Principal Component Analysis and a Structural Topic Model. Fifth, I conduct statistical tests using panel data analysis to investigate the role of my theory in explaining each of the ISP axes. Sixth, I use cluster analysis to classify Latin American ISP, considering the proposed typology and test how my theory fits in explaining and predicting ISP types. Seventh, I combine a within-case analysis with the synthetic control method to conduct three case studies in order to corroborate my causal claims and show causal mechanisms. Finally, I introduce some concluding remarks.A América Latina não é uma região tão pacífica quanto parece. Problemas transnacionais, como o crime organizado, se juntam a questões interestatais, como disputas fronteiriças e divergências políticas, em uma região com um dos maiores números de disputas militarizadas interestatais no mundo. Nesse sentido, enquanto um volume razoável de informações sobre essas dinâmicas está disponível, tendo em vista os diversos trabalhos descritivos sobre a região, ainda não dispomos de uma teoria capaz de explicar as políticas de segurança internacional (PSI) na América Latina, mesmo considerando que tal teoria poderia nos ajudar a entender o passado e a nos prepararmos para o futuro. A produção dessa teoria é o objetivo de minha tese doutoral, ao responder: o que explica as diferentes PSI adotadas pelos países latino-americanos? Neste trabalho, eu construo tal teoria em sete passos. Primeiro, utilizo a literatura existente para propor uma definição de PSI e operacionalizo o conceito para a análise, propondo seus diferentes eixos analíticos. Segundo, desenvolvo uma tipologia para as referidas políticas na América Latina, baseada em cinco tipos de políticas: Anti-Hegemônica, Balanço de Poder, Coexistência, Cooperação em Segurança Pró-Democracia e Ameaças Transnacionais. Terceiro, apresento minha teoria para explicar essas políticas, baseada em três variáveis: a influência de grandes potências, o papel dos líderes e instituições domésticas. Quarto, mensuro os diferentes eixos que compõem a PSI por meio de técnicas estatísticas, como a Análise de Componentes Principais e a Modelagem de Tópicos Estruturais. Quinto, me utilizo de testes estatísticos, por meio da análise de dados em painel, para investigar o papel da minha teoria em explicar cada eixo da PSI em separado. Sexto, por meio da análise de clusters, classifico as PSI latino-americanas considerando a tipologia proposta e testo como minha teoria se ajusta à explicação e à predição desses tipos. Sétimo, combino três estudos de caso com o método de controle sintético para corroborar a causalidade proposta e ilustrar os mecanismos causais. Por fim, apresento a conclusão.FAPEMIG - Fundação de Amparo à Pesquisa do Estado de Minas GeraisCAPES - Coordenação de Aperfeiçoamento de Pessoal de Nível SuperiorengUniversidade Federal de Minas GeraisPrograma de Pós-Graduação em Ciência PolíticaUFMGBrasilFAF - DEPARTAMENTO DE CIÊNCIA POLÍTICAPrograma Institucional de Internacionalização – CAPES - PrIntCiência política - TesesSegurança internacional - TesesInternational SecurityLatin AmericaForeign PolicyNational Defense PolicyMultimethod ResearchInternational Security Policies in Latin America: a new framework for analysisinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisinfo:eu-repo/semantics/openAccessreponame:Repositório Institucional da UFMGinstname:Universidade Federal de Minas Gerais (UFMG)instacron:UFMGORIGINALCarvalho_ISP in Latin America.pdfCarvalho_ISP in Latin America.pdfTeseapplication/pdf22660240https://repositorio.ufmg.br/bitstream/1843/50815/1/Carvalho_ISP%20in%20Latin%20America.pdfbcab31ee7b32338239be96003e153aaaMD51LICENSElicense.txtlicense.txttext/plain; charset=utf-82118https://repositorio.ufmg.br/bitstream/1843/50815/2/license.txtcda590c95a0b51b4d15f60c9642ca272MD521843/508152023-03-12 09:33:01.795oai:repositorio.ufmg.br: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ório de PublicaçõesPUBhttps://repositorio.ufmg.br/oaiopendoar:2023-03-12T12:33:01Repositório Institucional da UFMG - Universidade Federal de Minas Gerais (UFMG)false
dc.title.pt_BR.fl_str_mv International Security Policies in Latin America: a new framework for analysis
title International Security Policies in Latin America: a new framework for analysis
spellingShingle International Security Policies in Latin America: a new framework for analysis
Thales Leonardo de Carvalho
International Security
Latin America
Foreign Policy
National Defense Policy
Multimethod Research
Ciência política - Teses
Segurança internacional - Teses
title_short International Security Policies in Latin America: a new framework for analysis
title_full International Security Policies in Latin America: a new framework for analysis
title_fullStr International Security Policies in Latin America: a new framework for analysis
title_full_unstemmed International Security Policies in Latin America: a new framework for analysis
title_sort International Security Policies in Latin America: a new framework for analysis
author Thales Leonardo de Carvalho
author_facet Thales Leonardo de Carvalho
author_role author
dc.contributor.advisor1.fl_str_mv Dawisson Elvécio Belém Lopes
dc.contributor.advisor1Lattes.fl_str_mv http://lattes.cnpq.br/2002314936671237
dc.contributor.advisor-co1.fl_str_mv David Richard Mares
dc.contributor.referee1.fl_str_mv Luis Leandro Schenoni
dc.contributor.referee2.fl_str_mv Rafael Antonio Duarte Villa
dc.contributor.referee3.fl_str_mv Mariana Alves da Cunha Kalil
dc.contributor.referee4.fl_str_mv Lucas Pereira Rezende
dc.contributor.authorLattes.fl_str_mv http://lattes.cnpq.br/4836911479613019
dc.contributor.author.fl_str_mv Thales Leonardo de Carvalho
contributor_str_mv Dawisson Elvécio Belém Lopes
David Richard Mares
Luis Leandro Schenoni
Rafael Antonio Duarte Villa
Mariana Alves da Cunha Kalil
Lucas Pereira Rezende
dc.subject.por.fl_str_mv International Security
Latin America
Foreign Policy
National Defense Policy
Multimethod Research
topic International Security
Latin America
Foreign Policy
National Defense Policy
Multimethod Research
Ciência política - Teses
Segurança internacional - Teses
dc.subject.other.pt_BR.fl_str_mv Ciência política - Teses
Segurança internacional - Teses
description The Latin American security environment is not as peaceful as frequently seen. Transnational problems, such as organized crime, join interstate issues such as border disputes and political disagreements in a region with one of the highest numbers of militarized interstate disputes in the world. Scholars often have good information about these dynamics because of several descriptive works about them. However, we still have no theory to explain international security policies (ISP) in the region, although such a theory could help us in more than understanding the past and preparing for the future. Producing such a theory is thus the objective of this dissertation by answering: what explains the varying ISP adopted by Latin American states? I build such a theory in seven steps. First, I rely on the existing literature to propose a definition for ISP, as well as to operationalize the concept for the analysis, showing different axes through which it can be assessed. Second, I provide a typology for ISP in Latin America based on five policy types: Anti-Hegemonic, Balance of Power, Coexistence, Pro-Democracy Security Cooperation, and Transnational Threats. Third, I introduce my theory to explain these policies based on three variables: great power influence, the role of leaders, and domestic institutions. Fourth, I measure different ISP axes by using statistical techniques, such as a Principal Component Analysis and a Structural Topic Model. Fifth, I conduct statistical tests using panel data analysis to investigate the role of my theory in explaining each of the ISP axes. Sixth, I use cluster analysis to classify Latin American ISP, considering the proposed typology and test how my theory fits in explaining and predicting ISP types. Seventh, I combine a within-case analysis with the synthetic control method to conduct three case studies in order to corroborate my causal claims and show causal mechanisms. Finally, I introduce some concluding remarks.
publishDate 2022
dc.date.issued.fl_str_mv 2022-11-25
dc.date.accessioned.fl_str_mv 2023-03-12T12:33:01Z
dc.date.available.fl_str_mv 2023-03-12T12:33:01Z
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/doctoralThesis
format doctoralThesis
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dc.identifier.uri.fl_str_mv http://hdl.handle.net/1843/50815
url http://hdl.handle.net/1843/50815
dc.language.iso.fl_str_mv eng
language eng
dc.relation.pt_BR.fl_str_mv Programa Institucional de Internacionalização – CAPES - PrInt
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.publisher.none.fl_str_mv Universidade Federal de Minas Gerais
dc.publisher.program.fl_str_mv Programa de Pós-Graduação em Ciência Política
dc.publisher.initials.fl_str_mv UFMG
dc.publisher.country.fl_str_mv Brasil
dc.publisher.department.fl_str_mv FAF - DEPARTAMENTO DE CIÊNCIA POLÍTICA
publisher.none.fl_str_mv Universidade Federal de Minas Gerais
dc.source.none.fl_str_mv reponame:Repositório Institucional da UFMG
instname:Universidade Federal de Minas Gerais (UFMG)
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instname_str Universidade Federal de Minas Gerais (UFMG)
instacron_str UFMG
institution UFMG
reponame_str Repositório Institucional da UFMG
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bitstream.url.fl_str_mv https://repositorio.ufmg.br/bitstream/1843/50815/1/Carvalho_ISP%20in%20Latin%20America.pdf
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