Uni-REPM SCS: a safety maturity model for requirements engineering process

Detalhes bibliográficos
Autor(a) principal: VILELA, Jéssyka Flavyanne Ferreira
Data de Publicação: 2018
Tipo de documento: Tese
Idioma: eng
Título da fonte: Repositório Institucional da UFPE
Texto Completo: https://repositorio.ufpe.br/handle/123456789/32904
Resumo: Context: Software is an important part in safety-critical system (SCS) development since it is becoming a major source of hazards. Software has been responsible to implement innovative and complex functions and to send instructions to the hardware. Requirements-related hazards have been associated with many accidents and safety incidents. Requirements issues tend to be mitigated in companies with high processes maturity levels since they adopt good practices from software engineering in a systematic, consistent and proactive way. However, requirements engineers need systematic guidance to consider safety concerns early in the development process. Objective: This thesis investigates which safety practices/actions are suitable to be used in the Requirements Engineering process of SCS as well as to propose a safety maturity model to this area. Method: A set of empirical studies were used in this work. The data collection was done through systematic literature review and case studies. We followed the Design Science methodology to propose Uni-REPM SCS, a safety module for Unified Requirements Engineering Process Maturity Model (Uni-REPM), and the technology transfer framework to perform the safety module validation. Besides, comprehensive literature review was also conducted to provide background and support for the empirical studies. Results: The safety module has seven main processes, 14 sub-processes and 148 safety actions describing principles and practices that form the basis of safety processes maturity. Moreover, we describe its usage through a tool. We conducted a static validation with two practitioners and nine academic experts to evaluate its coverage, correctness, usefulness and applicability. Furthermore, we performed a dynamic validation with seven industry practitioners to evaluate the safety maturity level of seven industry projects. Conclusions: The validation indicates a good coverage of practices and good receptivity by the experts. Finally, the module can help companies in evaluating their current practices as well as offers a step-wise improvement strategy to reach higher maturity.
id UFPE_5f380714300a61095d3e7efe4c05d4b6
oai_identifier_str oai:repositorio.ufpe.br:123456789/32904
network_acronym_str UFPE
network_name_str Repositório Institucional da UFPE
repository_id_str 2221
spelling VILELA, Jéssyka Flavyanne Ferreirahttp://lattes.cnpq.br/7665018774077845http://lattes.cnpq.br/0698164500481055CASTRO, Jaelson Freire Brelaz deMARTINS, Luiz Eduardo Galvão2019-09-13T22:39:16Z2019-09-13T22:39:16Z2018-12-13https://repositorio.ufpe.br/handle/123456789/32904Context: Software is an important part in safety-critical system (SCS) development since it is becoming a major source of hazards. Software has been responsible to implement innovative and complex functions and to send instructions to the hardware. Requirements-related hazards have been associated with many accidents and safety incidents. Requirements issues tend to be mitigated in companies with high processes maturity levels since they adopt good practices from software engineering in a systematic, consistent and proactive way. However, requirements engineers need systematic guidance to consider safety concerns early in the development process. Objective: This thesis investigates which safety practices/actions are suitable to be used in the Requirements Engineering process of SCS as well as to propose a safety maturity model to this area. Method: A set of empirical studies were used in this work. The data collection was done through systematic literature review and case studies. We followed the Design Science methodology to propose Uni-REPM SCS, a safety module for Unified Requirements Engineering Process Maturity Model (Uni-REPM), and the technology transfer framework to perform the safety module validation. Besides, comprehensive literature review was also conducted to provide background and support for the empirical studies. Results: The safety module has seven main processes, 14 sub-processes and 148 safety actions describing principles and practices that form the basis of safety processes maturity. Moreover, we describe its usage through a tool. We conducted a static validation with two practitioners and nine academic experts to evaluate its coverage, correctness, usefulness and applicability. Furthermore, we performed a dynamic validation with seven industry practitioners to evaluate the safety maturity level of seven industry projects. Conclusions: The validation indicates a good coverage of practices and good receptivity by the experts. Finally, the module can help companies in evaluating their current practices as well as offers a step-wise improvement strategy to reach higher maturity.Contexto: Software tem um papel importante no desenvolvimento de sistemas críticos visto que está se tornando uma fonte importante de perigos. Software tem sido responsável por implementar funcionalidades inovadoras e complexas e por enviar instruções ao hardware. Perigos relacionados a requisitos têm sido associados a muitos acidentes e incidentes de segurança. Os problemas de requisitos tendem a ser atenuados em organizações com altos níveis de maturidade de processos, pois elas adotam boas práticas da engenharia de software de forma sistemática, consistente e pró-ativa. Portanto, processos maduros contribuem para tornar o processo de desenvolvimento do sistema menos desafiador. No entanto, os engenheiros de requisitos precisam de orientação sistemática para considerar preocupações de segurança no início do processo de desenvolvimento. Objetivo: Esta tese investiga quais práticas/ações de segurança são adequadas para serem usadas no processo de engenharia de requisitos de sistemas críticos bem como propor um modelo de maturidade de segurança para esta área. Método: Um conjunto de estudos empíricos foi utilizado neste trabalho. A coleta de dados foi realizada por meio de revisão sistemática da literatura e estudos de caso. Nós seguimos a metodologia Design Science para propor o Uni-REPM SCS, um módulo de segurança para o Unified Requirements Engineering Process Maturity Model (Uni-REPM). Nós adotamos o framework de transferência de tecnologia para realizar a validação do módulo de segurança. Além disso, uma revisão abrangente da literatura também foi realizada para fornecer referencial teórico e suporte para os estudos empíricos. Resultados: O módulo de segurança possui sete processos principais, 14 subprocessos e 148 ações de segurança que descrevem princípios e práticas que constituem a base da maturidade dos processos de segurança. Ademais, nós descrevemos seu uso por meio de uma ferramenta. Também realizamos uma avaliação estática com dois profissionais e nove especialistas da academia para avaliar sua cobertura, corretude, utilidade e aplicabilidade. Além disso, realizamos uma validação dinâmica com sete profissionais da indústria para avaliar o nível de maturidade de segurança de sete projetos industriais. Conclusões: O módulo pode ajudar as organizações na avaliação de suas atuais práticas de segurança no processo de RE, bem como oferecer uma estratégia de melhoria passo a passo para alcançar um nível mais alto de maturidade.engUniversidade Federal de PernambucoPrograma de Pos Graduacao em Ciencia da ComputacaoUFPEBrasilAttribution-NonCommercial-NoDerivs 3.0 Brazilhttp://creativecommons.org/licenses/by-nc-nd/3.0/br/info:eu-repo/semantics/openAccessEngenharia de softwareEngenharia de segurançaSistemas críticosUni-REPM SCS: a safety maturity model for requirements engineering processinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisdoutoradoreponame:Repositório Institucional da UFPEinstname:Universidade Federal de Pernambuco (UFPE)instacron:UFPETHUMBNAILTESE Jéssyka Flavyanne Ferreira Vilela.pdf.jpgTESE Jéssyka Flavyanne Ferreira Vilela.pdf.jpgGenerated Thumbnailimage/jpeg1265https://repositorio.ufpe.br/bitstream/123456789/32904/5/TESE%20J%c3%a9ssyka%20Flavyanne%20Ferreira%20Vilela.pdf.jpg1d31862dd2cfb57673f6e26a2078843fMD55ORIGINALTESE Jéssyka Flavyanne Ferreira Vilela.pdfTESE Jéssyka Flavyanne Ferreira Vilela.pdfapplication/pdf4387346https://repositorio.ufpe.br/bitstream/123456789/32904/1/TESE%20J%c3%a9ssyka%20Flavyanne%20Ferreira%20Vilela.pdfa1baff8f838f627bd11161d342977512MD51CC-LICENSElicense_rdflicense_rdfapplication/rdf+xml; charset=utf-8811https://repositorio.ufpe.br/bitstream/123456789/32904/2/license_rdfe39d27027a6cc9cb039ad269a5db8e34MD52LICENSElicense.txtlicense.txttext/plain; charset=utf-82310https://repositorio.ufpe.br/bitstream/123456789/32904/3/license.txtbd573a5ca8288eb7272482765f819534MD53TEXTTESE Jéssyka Flavyanne Ferreira Vilela.pdf.txtTESE Jéssyka Flavyanne Ferreira Vilela.pdf.txtExtracted texttext/plain650904https://repositorio.ufpe.br/bitstream/123456789/32904/4/TESE%20J%c3%a9ssyka%20Flavyanne%20Ferreira%20Vilela.pdf.txtacd9fb6538e0080368596523e138d94aMD54123456789/329042019-10-25 08:11:51.109oai:repositorio.ufpe.br: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ório InstitucionalPUBhttps://repositorio.ufpe.br/oai/requestattena@ufpe.bropendoar:22212019-10-25T11:11:51Repositório Institucional da UFPE - Universidade Federal de Pernambuco (UFPE)false
dc.title.pt_BR.fl_str_mv Uni-REPM SCS: a safety maturity model for requirements engineering process
title Uni-REPM SCS: a safety maturity model for requirements engineering process
spellingShingle Uni-REPM SCS: a safety maturity model for requirements engineering process
VILELA, Jéssyka Flavyanne Ferreira
Engenharia de software
Engenharia de segurança
Sistemas críticos
title_short Uni-REPM SCS: a safety maturity model for requirements engineering process
title_full Uni-REPM SCS: a safety maturity model for requirements engineering process
title_fullStr Uni-REPM SCS: a safety maturity model for requirements engineering process
title_full_unstemmed Uni-REPM SCS: a safety maturity model for requirements engineering process
title_sort Uni-REPM SCS: a safety maturity model for requirements engineering process
author VILELA, Jéssyka Flavyanne Ferreira
author_facet VILELA, Jéssyka Flavyanne Ferreira
author_role author
dc.contributor.authorLattes.pt_BR.fl_str_mv http://lattes.cnpq.br/7665018774077845
dc.contributor.advisorLattes.pt_BR.fl_str_mv http://lattes.cnpq.br/0698164500481055
dc.contributor.author.fl_str_mv VILELA, Jéssyka Flavyanne Ferreira
dc.contributor.advisor1.fl_str_mv CASTRO, Jaelson Freire Brelaz de
dc.contributor.advisor-co1.fl_str_mv MARTINS, Luiz Eduardo Galvão
contributor_str_mv CASTRO, Jaelson Freire Brelaz de
MARTINS, Luiz Eduardo Galvão
dc.subject.por.fl_str_mv Engenharia de software
Engenharia de segurança
Sistemas críticos
topic Engenharia de software
Engenharia de segurança
Sistemas críticos
description Context: Software is an important part in safety-critical system (SCS) development since it is becoming a major source of hazards. Software has been responsible to implement innovative and complex functions and to send instructions to the hardware. Requirements-related hazards have been associated with many accidents and safety incidents. Requirements issues tend to be mitigated in companies with high processes maturity levels since they adopt good practices from software engineering in a systematic, consistent and proactive way. However, requirements engineers need systematic guidance to consider safety concerns early in the development process. Objective: This thesis investigates which safety practices/actions are suitable to be used in the Requirements Engineering process of SCS as well as to propose a safety maturity model to this area. Method: A set of empirical studies were used in this work. The data collection was done through systematic literature review and case studies. We followed the Design Science methodology to propose Uni-REPM SCS, a safety module for Unified Requirements Engineering Process Maturity Model (Uni-REPM), and the technology transfer framework to perform the safety module validation. Besides, comprehensive literature review was also conducted to provide background and support for the empirical studies. Results: The safety module has seven main processes, 14 sub-processes and 148 safety actions describing principles and practices that form the basis of safety processes maturity. Moreover, we describe its usage through a tool. We conducted a static validation with two practitioners and nine academic experts to evaluate its coverage, correctness, usefulness and applicability. Furthermore, we performed a dynamic validation with seven industry practitioners to evaluate the safety maturity level of seven industry projects. Conclusions: The validation indicates a good coverage of practices and good receptivity by the experts. Finally, the module can help companies in evaluating their current practices as well as offers a step-wise improvement strategy to reach higher maturity.
publishDate 2018
dc.date.issued.fl_str_mv 2018-12-13
dc.date.accessioned.fl_str_mv 2019-09-13T22:39:16Z
dc.date.available.fl_str_mv 2019-09-13T22:39:16Z
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/doctoralThesis
format doctoralThesis
status_str publishedVersion
dc.identifier.uri.fl_str_mv https://repositorio.ufpe.br/handle/123456789/32904
url https://repositorio.ufpe.br/handle/123456789/32904
dc.language.iso.fl_str_mv eng
language eng
dc.rights.driver.fl_str_mv Attribution-NonCommercial-NoDerivs 3.0 Brazil
http://creativecommons.org/licenses/by-nc-nd/3.0/br/
info:eu-repo/semantics/openAccess
rights_invalid_str_mv Attribution-NonCommercial-NoDerivs 3.0 Brazil
http://creativecommons.org/licenses/by-nc-nd/3.0/br/
eu_rights_str_mv openAccess
dc.publisher.none.fl_str_mv Universidade Federal de Pernambuco
dc.publisher.program.fl_str_mv Programa de Pos Graduacao em Ciencia da Computacao
dc.publisher.initials.fl_str_mv UFPE
dc.publisher.country.fl_str_mv Brasil
publisher.none.fl_str_mv Universidade Federal de Pernambuco
dc.source.none.fl_str_mv reponame:Repositório Institucional da UFPE
instname:Universidade Federal de Pernambuco (UFPE)
instacron:UFPE
instname_str Universidade Federal de Pernambuco (UFPE)
instacron_str UFPE
institution UFPE
reponame_str Repositório Institucional da UFPE
collection Repositório Institucional da UFPE
bitstream.url.fl_str_mv https://repositorio.ufpe.br/bitstream/123456789/32904/5/TESE%20J%c3%a9ssyka%20Flavyanne%20Ferreira%20Vilela.pdf.jpg
https://repositorio.ufpe.br/bitstream/123456789/32904/1/TESE%20J%c3%a9ssyka%20Flavyanne%20Ferreira%20Vilela.pdf
https://repositorio.ufpe.br/bitstream/123456789/32904/2/license_rdf
https://repositorio.ufpe.br/bitstream/123456789/32904/3/license.txt
https://repositorio.ufpe.br/bitstream/123456789/32904/4/TESE%20J%c3%a9ssyka%20Flavyanne%20Ferreira%20Vilela.pdf.txt
bitstream.checksum.fl_str_mv 1d31862dd2cfb57673f6e26a2078843f
a1baff8f838f627bd11161d342977512
e39d27027a6cc9cb039ad269a5db8e34
bd573a5ca8288eb7272482765f819534
acd9fb6538e0080368596523e138d94a
bitstream.checksumAlgorithm.fl_str_mv MD5
MD5
MD5
MD5
MD5
repository.name.fl_str_mv Repositório Institucional da UFPE - Universidade Federal de Pernambuco (UFPE)
repository.mail.fl_str_mv attena@ufpe.br
_version_ 1802310597204770816