Enforcement of Rules Through The Securities Comission
Autor(a) principal: | |
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Data de Publicação: | 2022 |
Tipo de documento: | Artigo |
Idioma: | por |
Título da fonte: | Cadernos do Programa de Pós-Graduação em Direito - PPGDir./UFRGS (Online) |
Texto Completo: | https://seer.ufrgs.br/index.php/ppgdir/article/view/126979 |
Resumo: | The duties of the Securities Commission are debated. This is done by taking into account Article 82, §2º, of the Corporations Act as an example. In the past, other vague rules related to the Securities Commission were analyzed. Discussions about the legal powers of the Securities Commission are old issues, but it is worthwhile to update them, because of the constant challenges associated with the capital market. The Business Environment Act that, among other things, altered some of the Articles of the Corporations Act was enacted only recently. The Securities Commission may not create, alter or abolish the law. The Securities Commission must enforce the law so that it fulfills the duties that have been imposed against it. Even so, it is unlikely that this thesis is going to be actually accepted. The idea that legislative powers may be delegated or that the Securities Commission has the power to fill gaps in the law, unfortunately, seems to have been consolidated. However, it is worthwhile to explore the subject of the gaps in the law and the legal powers of the Securities Commission. Debates about the duties of the Securities Commission should continue to occur. KEYWORDS: Securities regulation. Securities Commission. Legality. Enforcement of rules. Gaps in the law. |
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Enforcement of Rules Through The Securities ComissionExecução de Normas pela Comissão de Valores MobiliáriosThe duties of the Securities Commission are debated. This is done by taking into account Article 82, §2º, of the Corporations Act as an example. In the past, other vague rules related to the Securities Commission were analyzed. Discussions about the legal powers of the Securities Commission are old issues, but it is worthwhile to update them, because of the constant challenges associated with the capital market. The Business Environment Act that, among other things, altered some of the Articles of the Corporations Act was enacted only recently. The Securities Commission may not create, alter or abolish the law. The Securities Commission must enforce the law so that it fulfills the duties that have been imposed against it. Even so, it is unlikely that this thesis is going to be actually accepted. The idea that legislative powers may be delegated or that the Securities Commission has the power to fill gaps in the law, unfortunately, seems to have been consolidated. However, it is worthwhile to explore the subject of the gaps in the law and the legal powers of the Securities Commission. Debates about the duties of the Securities Commission should continue to occur. KEYWORDS: Securities regulation. Securities Commission. Legality. Enforcement of rules. Gaps in the law.Discorre-se sobre os deveres da CVM. Faz-se isto tendo em conta o art. 82, §2º, LSA, como exemplo. No passado, isto foi realizado a partir de outras normas vagas relacionadas à CVM. Discussões sobre os limites dos poderes da CVM são antigas, mas vale a pena renová-las por conta dos desafios constantes que surgem no mercado de capitais. Apenas recentemente, foi editada a Lei do Ambiente de Negócios a qual, entre outras coisas, alterou dispositivos da Lei das Sociedades por Ações. Não é dado à CVM criar, modificar ou extinguir o direito. A CVM deve executar normas de ordem pública para cumprir os deveres que foram impostos contra ela. Mesmo assim, na prática, parece ser pouco provável que esta tese será aceita. A ideia de que poder legiferante poderia ser delegado de qualquer modo ou de que a CVM teria poder para preencher lacunas em normas legais parece ter, infelizmente, se consolidado. Entretanto, convém explorar o tema das lacunas e das competências da CVM. Debates sobre os deveres da CVM devem continuar a ocorrer. PALAVRAS-CHAVE: Direito dos valores mobiliários. Comissão de Valores Mobiliários. Norma da legalidade. Execução da norma. Lacunas.Universidade Federal do Rio Grande do Sul2022-12-31info:eu-repo/semantics/articleinfo:eu-repo/semantics/publishedVersionPeer ReviewAvaliado pelos Paresapplication/pdfhttps://seer.ufrgs.br/index.php/ppgdir/article/view/12697910.22456/2317-8558.126979Cadernos do Programa de Pós-Graduação em Direito – PPGDir./UFRGS; Vol. 17 No. 2 (2022): Cadernos do Programa de Pós-Graduação em Direito/UFRGS; 215-231Cadernos do Programa de Pós-Graduação em Direito – PPGDir./UFRGS; v. 17 n. 2 (2022): Cadernos do Programa de Pós-Graduação em Direito/UFRGS; 215-2312317-85581678-5029reponame:Cadernos do Programa de Pós-Graduação em Direito - PPGDir./UFRGS (Online)instname:Universidade Federal do Rio Grande do Sul (UFRGS)instacron:UFRGSporhttps://seer.ufrgs.br/index.php/ppgdir/article/view/126979/87641Copyright (c) 2022 Cadernos do Programa de Pós-Graduação em Direito – PPGDir./UFRGSinfo:eu-repo/semantics/openAccessOchsendorf Portugal, Daniel2022-12-31T18:59:29Zoai:seer.ufrgs.br:article/126979Revistahttp://seer.ufrgs.br/ppgdirPUBhttp://seer.ufrgs.br/index.php/ppgdir/oai||revistappgdir@ufrgs.br2317-85581678-5029opendoar:2022-12-31T18:59:29Cadernos do Programa de Pós-Graduação em Direito - PPGDir./UFRGS (Online) - Universidade Federal do Rio Grande do Sul (UFRGS)false |
dc.title.none.fl_str_mv |
Enforcement of Rules Through The Securities Comission Execução de Normas pela Comissão de Valores Mobiliários |
title |
Enforcement of Rules Through The Securities Comission |
spellingShingle |
Enforcement of Rules Through The Securities Comission Ochsendorf Portugal, Daniel |
title_short |
Enforcement of Rules Through The Securities Comission |
title_full |
Enforcement of Rules Through The Securities Comission |
title_fullStr |
Enforcement of Rules Through The Securities Comission |
title_full_unstemmed |
Enforcement of Rules Through The Securities Comission |
title_sort |
Enforcement of Rules Through The Securities Comission |
author |
Ochsendorf Portugal, Daniel |
author_facet |
Ochsendorf Portugal, Daniel |
author_role |
author |
dc.contributor.author.fl_str_mv |
Ochsendorf Portugal, Daniel |
description |
The duties of the Securities Commission are debated. This is done by taking into account Article 82, §2º, of the Corporations Act as an example. In the past, other vague rules related to the Securities Commission were analyzed. Discussions about the legal powers of the Securities Commission are old issues, but it is worthwhile to update them, because of the constant challenges associated with the capital market. The Business Environment Act that, among other things, altered some of the Articles of the Corporations Act was enacted only recently. The Securities Commission may not create, alter or abolish the law. The Securities Commission must enforce the law so that it fulfills the duties that have been imposed against it. Even so, it is unlikely that this thesis is going to be actually accepted. The idea that legislative powers may be delegated or that the Securities Commission has the power to fill gaps in the law, unfortunately, seems to have been consolidated. However, it is worthwhile to explore the subject of the gaps in the law and the legal powers of the Securities Commission. Debates about the duties of the Securities Commission should continue to occur. KEYWORDS: Securities regulation. Securities Commission. Legality. Enforcement of rules. Gaps in the law. |
publishDate |
2022 |
dc.date.none.fl_str_mv |
2022-12-31 |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/article info:eu-repo/semantics/publishedVersion Peer Review Avaliado pelos Pares |
format |
article |
status_str |
publishedVersion |
dc.identifier.uri.fl_str_mv |
https://seer.ufrgs.br/index.php/ppgdir/article/view/126979 10.22456/2317-8558.126979 |
url |
https://seer.ufrgs.br/index.php/ppgdir/article/view/126979 |
identifier_str_mv |
10.22456/2317-8558.126979 |
dc.language.iso.fl_str_mv |
por |
language |
por |
dc.relation.none.fl_str_mv |
https://seer.ufrgs.br/index.php/ppgdir/article/view/126979/87641 |
dc.rights.driver.fl_str_mv |
Copyright (c) 2022 Cadernos do Programa de Pós-Graduação em Direito – PPGDir./UFRGS info:eu-repo/semantics/openAccess |
rights_invalid_str_mv |
Copyright (c) 2022 Cadernos do Programa de Pós-Graduação em Direito – PPGDir./UFRGS |
eu_rights_str_mv |
openAccess |
dc.format.none.fl_str_mv |
application/pdf |
dc.publisher.none.fl_str_mv |
Universidade Federal do Rio Grande do Sul |
publisher.none.fl_str_mv |
Universidade Federal do Rio Grande do Sul |
dc.source.none.fl_str_mv |
Cadernos do Programa de Pós-Graduação em Direito – PPGDir./UFRGS; Vol. 17 No. 2 (2022): Cadernos do Programa de Pós-Graduação em Direito/UFRGS; 215-231 Cadernos do Programa de Pós-Graduação em Direito – PPGDir./UFRGS; v. 17 n. 2 (2022): Cadernos do Programa de Pós-Graduação em Direito/UFRGS; 215-231 2317-8558 1678-5029 reponame:Cadernos do Programa de Pós-Graduação em Direito - PPGDir./UFRGS (Online) instname:Universidade Federal do Rio Grande do Sul (UFRGS) instacron:UFRGS |
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Universidade Federal do Rio Grande do Sul (UFRGS) |
instacron_str |
UFRGS |
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UFRGS |
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Cadernos do Programa de Pós-Graduação em Direito - PPGDir./UFRGS (Online) |
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Cadernos do Programa de Pós-Graduação em Direito - PPGDir./UFRGS (Online) |
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Cadernos do Programa de Pós-Graduação em Direito - PPGDir./UFRGS (Online) - Universidade Federal do Rio Grande do Sul (UFRGS) |
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