Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II
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| Data de Publicação: | 2021 |
| Tipo de documento: | Dissertação |
| Idioma: | por |
| Título da fonte: | Biblioteca Digital de Teses e Dissertações da UFRRJ |
| Texto Completo: | https://tede.ufrrj.br/jspui/handle/jspui/6973 |
Resumo: | The implementation of risk management is essential to organizations which aim to achieve their strategic objectives. In brazilian public sector, the implementation of risk management practices is part of the legal framework through normative instruction MP / CGU n?01 / 2016. The standard imposes the need for the agencies to develop their own risk management model, which involves actions related to monitoring, stage not yet developed at Col?gio Pedro II (CPII), object of study. The lack of systematization of this stage impacted the quality of risk management and institutional internal controls. The objective of the research is to propose a methodology for monitoring corporate risks for CPII involving a specific situation of a phenomenon for the spread of risk management practices in this context, resulting from normative instruction. In order to achieve this objective, a qualitative, descriptive and exploratory research was carried out through access to documents, participant observation and interviews. In data analysis, content analysis was performed. The collected data allowed an overview of the nature and dynamics of risk management in the institution, contributing to identify possible critical points in the current model adopted. The theoretical framework, in turn, supported the analysis and the results discussion, also contributing to the articulation of ideas to formulate the action plan for the implementation of the identified improvements and the monitoring methodology. Briefly, the proposed methodology involves: definition of the responsibilities between the actors involved and the communication procedures between them, the process of establishing and monitoring the Key Risk Indicators (KRIs), establishment of exposure limits for the KRIs, procedures for carrying out the self-assessment of risks and controls and periodic risk management. |
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Rocha, Saulo Barroso840.874.127-68http://lattes.cnpq.br/1010030008316258Rocha, Saulo Barroso840.874.127-68http://lattes.cnpq.br/1010030008316258Oliveira, Saulo Barbara dehttps://orcid.org/0000-0002-9424-5425http://lattes.cnpq.br/0247628533800844Couto, Boanerges do Amaralhttp://lattes.cnpq.br/4421348119488614128.553.477-85https://orcid.org/0000-0003-2795-1749http://lattes.cnpq.br/6542468973135526Sim?es, Rachel da Costa2023-09-28T15:31:21Z2021-03-11SIM?ES, Rachel da Costa. Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II. 2021. 114 f. Disserta??o (Mestrado em Gest?o e Estrat?gia) - Instituto de Ci?ncias Sociais Aplicadas, Universidade Federal Rural do Rio de Janeiro, Serop?dica, 2021.https://tede.ufrrj.br/jspui/handle/jspui/6973The implementation of risk management is essential to organizations which aim to achieve their strategic objectives. In brazilian public sector, the implementation of risk management practices is part of the legal framework through normative instruction MP / CGU n?01 / 2016. The standard imposes the need for the agencies to develop their own risk management model, which involves actions related to monitoring, stage not yet developed at Col?gio Pedro II (CPII), object of study. The lack of systematization of this stage impacted the quality of risk management and institutional internal controls. The objective of the research is to propose a methodology for monitoring corporate risks for CPII involving a specific situation of a phenomenon for the spread of risk management practices in this context, resulting from normative instruction. In order to achieve this objective, a qualitative, descriptive and exploratory research was carried out through access to documents, participant observation and interviews. In data analysis, content analysis was performed. The collected data allowed an overview of the nature and dynamics of risk management in the institution, contributing to identify possible critical points in the current model adopted. The theoretical framework, in turn, supported the analysis and the results discussion, also contributing to the articulation of ideas to formulate the action plan for the implementation of the identified improvements and the monitoring methodology. Briefly, the proposed methodology involves: definition of the responsibilities between the actors involved and the communication procedures between them, the process of establishing and monitoring the Key Risk Indicators (KRIs), establishment of exposure limits for the KRIs, procedures for carrying out the self-assessment of risks and controls and periodic risk management.A implementa??o da gest?o de riscos ? fundamental para organiza??es que almejam alcan?ar seus objetivos estrat?gicos. No setor p?blico brasileiro, a implementa??o de pr?ticas de gest?o de riscos faz parte do arcabou?o legal por meio da Instru??o Normativa MP/CGU n?01/2016. A norma imp?e a necessidade de os ?rg?os desenvolverem o seu pr?prio modelo de gest?o de riscos, que envolve a??es relacionadas ao monitoramento, etapa ainda n?o desenvolvida no Col?gio Pedro II (CPII), objeto do estudo. A aus?ncia da sistematiza??o dessa etapa impactou a qualidade da gest?o de riscos e dos controles internos institucionais. O objetivo da pesquisa ? propor uma metodologia de monitoramento de riscos corporativos para o CPII envolvendo uma situa??o espec?fica de um fen?meno contempor?neo de dissemina??o de pr?ticas de gest?o de riscos nesse contexto, decorrente da instru??o normativa. Para atingir esse objetivo, realizou-se pesquisa de abordagem qualitativa, de natureza descritiva e explorat?ria, por meio de acesso a documentos, observa??o participante e entrevistas. Na an?lise dos dados, realizou-se an?lise de conte?do. Os dados coletados permitiram um retrato da natureza e din?mica da gest?o de riscos na institui??o, contribuindo para identificar poss?veis pontos cr?ticos no atual modelo adotado. O referencial te?rico, por sua vez, embasou as an?lises e discuss?es dos resultados, contribuindo tamb?m na articula??o de ideias para formular o plano de a??o para implementa??o das melhorias identificadas e da metodologia de monitoramento. De forma sucinta, a metodologia proposta envolve: defini??o das responsabilidades entre os atores envolvidos e os procedimentos de comunica??o entre eles, processo de estabelecimento e acompanhamento dos indicadores chave de risco (ICRs), estabelecimento de limites de exposi??o dos ICRs, procedimentos para realiza??o da autoavalia??o de riscos e controles e realiza??o de avalia??es peri?dicas da gest?o de riscos.Submitted by Celso Magalhaes (celsomagalhaes@ufrrj.br) on 2023-09-28T15:31:21Z No. of bitstreams: 1 2021 - Rachel da Costa Sim?es.pdf: 6006691 bytes, checksum: 23707974a10cd6040f03964d8b38f404 (MD5)Made available in DSpace on 2023-09-28T15:31:21Z (GMT). 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| dc.title.por.fl_str_mv |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II |
| dc.title.alternative.eng.fl_str_mv |
Proposition of a corporate risk monitoring methodology: the Col?gio Pedro II case |
| title |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II |
| spellingShingle |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II Sim?es, Rachel da Costa Gest?o de Riscos Corporativos Monitoramento Indicadores chave de Risco Enterprise Risk Management Monitoring Key Risk Indicators Admnistra??o |
| title_short |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II |
| title_full |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II |
| title_fullStr |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II |
| title_full_unstemmed |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II |
| title_sort |
Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II |
| author |
Sim?es, Rachel da Costa |
| author_facet |
Sim?es, Rachel da Costa |
| author_role |
author |
| dc.contributor.advisor1.fl_str_mv |
Rocha, Saulo Barroso |
| dc.contributor.advisor1ID.fl_str_mv |
840.874.127-68 |
| dc.contributor.advisor1Lattes.fl_str_mv |
http://lattes.cnpq.br/1010030008316258 |
| dc.contributor.referee1.fl_str_mv |
Rocha, Saulo Barroso |
| dc.contributor.referee1ID.fl_str_mv |
840.874.127-68 |
| dc.contributor.referee1Lattes.fl_str_mv |
http://lattes.cnpq.br/1010030008316258 |
| dc.contributor.referee2.fl_str_mv |
Oliveira, Saulo Barbara de |
| dc.contributor.referee2ID.fl_str_mv |
https://orcid.org/0000-0002-9424-5425 |
| dc.contributor.referee2Lattes.fl_str_mv |
http://lattes.cnpq.br/0247628533800844 |
| dc.contributor.referee3.fl_str_mv |
Couto, Boanerges do Amaral |
| dc.contributor.referee3Lattes.fl_str_mv |
http://lattes.cnpq.br/4421348119488614 |
| dc.contributor.authorID.fl_str_mv |
128.553.477-85 https://orcid.org/0000-0003-2795-1749 |
| dc.contributor.authorLattes.fl_str_mv |
http://lattes.cnpq.br/6542468973135526 |
| dc.contributor.author.fl_str_mv |
Sim?es, Rachel da Costa |
| contributor_str_mv |
Rocha, Saulo Barroso Rocha, Saulo Barroso Oliveira, Saulo Barbara de Couto, Boanerges do Amaral |
| dc.subject.por.fl_str_mv |
Gest?o de Riscos Corporativos Monitoramento Indicadores chave de Risco |
| topic |
Gest?o de Riscos Corporativos Monitoramento Indicadores chave de Risco Enterprise Risk Management Monitoring Key Risk Indicators Admnistra??o |
| dc.subject.eng.fl_str_mv |
Enterprise Risk Management Monitoring Key Risk Indicators |
| dc.subject.cnpq.fl_str_mv |
Admnistra??o |
| description |
The implementation of risk management is essential to organizations which aim to achieve their strategic objectives. In brazilian public sector, the implementation of risk management practices is part of the legal framework through normative instruction MP / CGU n?01 / 2016. The standard imposes the need for the agencies to develop their own risk management model, which involves actions related to monitoring, stage not yet developed at Col?gio Pedro II (CPII), object of study. The lack of systematization of this stage impacted the quality of risk management and institutional internal controls. The objective of the research is to propose a methodology for monitoring corporate risks for CPII involving a specific situation of a phenomenon for the spread of risk management practices in this context, resulting from normative instruction. In order to achieve this objective, a qualitative, descriptive and exploratory research was carried out through access to documents, participant observation and interviews. In data analysis, content analysis was performed. The collected data allowed an overview of the nature and dynamics of risk management in the institution, contributing to identify possible critical points in the current model adopted. The theoretical framework, in turn, supported the analysis and the results discussion, also contributing to the articulation of ideas to formulate the action plan for the implementation of the identified improvements and the monitoring methodology. Briefly, the proposed methodology involves: definition of the responsibilities between the actors involved and the communication procedures between them, the process of establishing and monitoring the Key Risk Indicators (KRIs), establishment of exposure limits for the KRIs, procedures for carrying out the self-assessment of risks and controls and periodic risk management. |
| publishDate |
2021 |
| dc.date.issued.fl_str_mv |
2021-03-11 |
| dc.date.accessioned.fl_str_mv |
2023-09-28T15:31:21Z |
| dc.type.status.fl_str_mv |
info:eu-repo/semantics/publishedVersion |
| dc.type.driver.fl_str_mv |
info:eu-repo/semantics/masterThesis |
| format |
masterThesis |
| status_str |
publishedVersion |
| dc.identifier.citation.fl_str_mv |
SIM?ES, Rachel da Costa. Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II. 2021. 114 f. Disserta??o (Mestrado em Gest?o e Estrat?gia) - Instituto de Ci?ncias Sociais Aplicadas, Universidade Federal Rural do Rio de Janeiro, Serop?dica, 2021. |
| dc.identifier.uri.fl_str_mv |
https://tede.ufrrj.br/jspui/handle/jspui/6973 |
| identifier_str_mv |
SIM?ES, Rachel da Costa. Proposi??o de uma metodologia de monitoramento de riscos corporativos: o caso Col?gio Pedro II. 2021. 114 f. Disserta??o (Mestrado em Gest?o e Estrat?gia) - Instituto de Ci?ncias Sociais Aplicadas, Universidade Federal Rural do Rio de Janeiro, Serop?dica, 2021. |
| url |
https://tede.ufrrj.br/jspui/handle/jspui/6973 |
| dc.language.iso.fl_str_mv |
por |
| language |
por |
| dc.relation.references.por.fl_str_mv |
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