Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport

Detalhes bibliográficos
Autor(a) principal: Barros, Bruna Renata Cavalcante de
Data de Publicação: 2023
Outros Autores: Carvalho, Eliezé Bulhões de, Brasil Junior, Antonio Cesar Pinho
Tipo de documento: Artigo
Idioma: por
eng
Título da fonte: Cadernos EBAPE.BR
Texto Completo: https://periodicos.fgv.br/cadernosebape/article/view/87813
Resumo: Project management increasingly focuses on delivering benefits, considering institutional complexity and global challenges. Inland waterway transport (IWT) projects appear in the Brazilian Nationally Determined Contribution following the Paris Agreement. However, Brazilian IWT projects remain underdeveloped, and waterway freight transport capacity is underutilized. There is a literature gap on the links between budget performance, policy, politics, and project management. In particular, we know little about the effects of the interactions between governance mechanisms and public budget execution on the procurement of waterway transport infrastructure projects in Brazil. This paper aims to assess Brazilian waterway infrastructure budgetary execution and governance arrangements to determine the influence of these factors on policy failures. We performed a qualitative analysis of policy plans and investments made between 2014 and 2020 through interviews and documental research to examine 109 waterway infrastructure projects. All respondents pointed out the lack of planning as an obstacle to waterway projects, and 74% reported budget shortness. Nevertheless, we found USD 43.2 million available in budgets that were never utilized. The inability to invest is a bigger obstacle for Brazilian waterway projects than budget insufficiency. We recommend an adaptive management approach to allocate investments, in which stakeholders learn together to implement more effective project strategies.
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spelling Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transportDesempeño presupuestario y gobernanza en la gestión de proyectos de infraestructura: el caso del transporte fluvial brasileñoDesempenho orçamentário e governança na gestão de projetos de infraestrutura: o caso do transporte hidroviário interior brasileiroProject managementInland navigationSustainable transportTransport planningGestión de proyectosNavegación interiorTransporte sosteniblePlanificación del transporteGestão de projetosNavegação interiorTransporte sustentávelPlanejamento de transporteProject management increasingly focuses on delivering benefits, considering institutional complexity and global challenges. Inland waterway transport (IWT) projects appear in the Brazilian Nationally Determined Contribution following the Paris Agreement. However, Brazilian IWT projects remain underdeveloped, and waterway freight transport capacity is underutilized. There is a literature gap on the links between budget performance, policy, politics, and project management. In particular, we know little about the effects of the interactions between governance mechanisms and public budget execution on the procurement of waterway transport infrastructure projects in Brazil. This paper aims to assess Brazilian waterway infrastructure budgetary execution and governance arrangements to determine the influence of these factors on policy failures. We performed a qualitative analysis of policy plans and investments made between 2014 and 2020 through interviews and documental research to examine 109 waterway infrastructure projects. All respondents pointed out the lack of planning as an obstacle to waterway projects, and 74% reported budget shortness. Nevertheless, we found USD 43.2 million available in budgets that were never utilized. The inability to invest is a bigger obstacle for Brazilian waterway projects than budget insufficiency. We recommend an adaptive management approach to allocate investments, in which stakeholders learn together to implement more effective project strategies.La gestión de proyectos se enfoca cada vez más en la entrega de beneficios, considerando la complejidad institucional y los desafíos globales. Los proyectos de transporte por vías navegables interiores aparecen en la Contribución Determinada a Nivel Nacional de Brasil, siguiendo el Acuerdo de París. Sin embargo, los proyectos brasileños de transporte por vías navegables interiores siguen estando subdesarrollados y la capacidad de transporte de carga por vía fluvial está subutilizada. Hay un vacío en la literatura sobre los vínculos entre el desempeño del presupuesto, la política, la política y la gestión de proyectos. En particular, sabemos poco sobre los efectos de las interacciones entre los mecanismos de gobernanza y la ejecución del presupuesto público en la contratación de proyectos de infraestructura de transporte fluvial en Brasil. Este documento tiene como objetivo evaluar la ejecución presupuestaria de la infraestructura de vías fluviales brasileñas y los arreglos de gobernanza para determinar la influencia de estos factores en las fallas de las políticas. Realizamos un análisis cualitativo de planes de políticas e inversiones realizadas entre 2014 y 2020, a través de entrevistas e investigación documental, para examinar 109 proyectos de infraestructura de vías navegables. Todos los encuestados señalaron la falta de planificación como un obstáculo para los proyectos de vías navegables, y el 74% de ellos informó escasez de presupuesto. Sin embargo, encontramos US$ 43,2 millones disponibles en los presupuestos, pero nunca utilizados. La incapacidad para invertir es, por lo tanto, un obstáculo mayor para los proyectos de hidrovías brasileñas que la insuficiencia presupuestaria. Recomendamos un enfoque de gestión adaptable para asignar inversiones, en el que las partes interesadas aprendan juntas para implementar estrategias de proyecto más efectivas.A gestão de projetos se concentra cada vez mais na entrega de benefícios, considerando a complexidade institucional e os desafios globais. Os projetos de transporte hidroviário interior (THI) aparecem na Contribuição Nacionalmente Determinada do Brasil, seguindo o Acordo de Paris. No entanto, os projetos brasileiros de THI permanecem subdesenvolvidos e a capacidade de transporte hidroviário de carga é subutilizada. Há uma lacuna na literatura sobre as ligações entre desempenho orçamentário, política, política e gerenciamento de projetos. Em particular, sabemos pouco sobre os efeitos das interações entre mecanismos de governança e execução do orçamento público na contratação de projetos de infraestrutura de transporte aquaviário no Brasil. Este artigo tem como objetivo avaliar a execução orçamentária da infraestrutura hidroviária brasileira e os arranjos de governança para determinar a influência desses fatores nas falhas das políticas. Realizamos uma análise qualitativa dos planos de políticas e investimentos realizados entre 2014 e 2020, por meio de entrevistas e pesquisa documental, para examinar 109 projetos de infraestrutura hidroviária. Todos os entrevistados apontaram a falta de planejamento como um entrave aos projetos hidroviários, e 74% deles relataram déficit orçamentário. Apesar disso, encontramos US$ 43,2 milhões disponíveis nos orçamentos, mas nunca utilizados. A incapacidade de investir é, portanto, um obstáculo maior para os projetos hidroviários brasileiros do que a insuficiência orçamentário. Recomendamos uma abordagem de gestão adaptativa para alocar investimentos, na qual as partes interessadas aprendam juntas para implementar estratégias de projeto mais eficazes.Escola Brasileira de Administração Pública e de Empresas da Fundação Getulio Vargas2023-10-30info:eu-repo/semantics/articleinfo:eu-repo/semantics/publishedVersionapplication/pdfapplication/pdfhttps://periodicos.fgv.br/cadernosebape/article/view/8781310.1590/1679-395120210135Cadernos EBAPE.BR; Vol. 21 No. 5 (2023); e2021-0135Cadernos EBAPE.BR; Vol. 21 Núm. 5 (2023); e2021-0135Cadernos EBAPE.BR; v. 21 n. 5 (2023); e2021-01351679-3951reponame:Cadernos EBAPE.BRinstname:Fundação Getulio Vargas (FGV)instacron:FGVporenghttps://periodicos.fgv.br/cadernosebape/article/view/87813/84475https://periodicos.fgv.br/cadernosebape/article/view/87813/84476https://creativecommons.org/licenses/by/4.0info:eu-repo/semantics/openAccessBarros, Bruna Renata Cavalcante deCarvalho, Eliezé Bulhões deBrasil Junior, Antonio Cesar Pinho2023-11-06T19:56:26Zoai:ojs.periodicos.fgv.br:article/87813Revistahttps://periodicos.fgv.br/cadernosebapehttps://periodicos.fgv.br/cadernosebape/oaicadernosebape@fgv.br||cadernosebape@fgv.br1679-39511679-3951opendoar:2024-05-13T10:00:28.720662Cadernos EBAPE.BR - Fundação Getulio Vargas (FGV)true
dc.title.none.fl_str_mv Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
Desempeño presupuestario y gobernanza en la gestión de proyectos de infraestructura: el caso del transporte fluvial brasileño
Desempenho orçamentário e governança na gestão de projetos de infraestrutura: o caso do transporte hidroviário interior brasileiro
title Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
spellingShingle Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
Barros, Bruna Renata Cavalcante de
Project management
Inland navigation
Sustainable transport
Transport planning
Gestión de proyectos
Navegación interior
Transporte sostenible
Planificación del transporte
Gestão de projetos
Navegação interior
Transporte sustentável
Planejamento de transporte
title_short Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
title_full Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
title_fullStr Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
title_full_unstemmed Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
title_sort Budget performance and governance in infrastructure project management: the case of Brazilian inland waterway transport
author Barros, Bruna Renata Cavalcante de
author_facet Barros, Bruna Renata Cavalcante de
Carvalho, Eliezé Bulhões de
Brasil Junior, Antonio Cesar Pinho
author_role author
author2 Carvalho, Eliezé Bulhões de
Brasil Junior, Antonio Cesar Pinho
author2_role author
author
dc.contributor.author.fl_str_mv Barros, Bruna Renata Cavalcante de
Carvalho, Eliezé Bulhões de
Brasil Junior, Antonio Cesar Pinho
dc.subject.por.fl_str_mv Project management
Inland navigation
Sustainable transport
Transport planning
Gestión de proyectos
Navegación interior
Transporte sostenible
Planificación del transporte
Gestão de projetos
Navegação interior
Transporte sustentável
Planejamento de transporte
topic Project management
Inland navigation
Sustainable transport
Transport planning
Gestión de proyectos
Navegación interior
Transporte sostenible
Planificación del transporte
Gestão de projetos
Navegação interior
Transporte sustentável
Planejamento de transporte
description Project management increasingly focuses on delivering benefits, considering institutional complexity and global challenges. Inland waterway transport (IWT) projects appear in the Brazilian Nationally Determined Contribution following the Paris Agreement. However, Brazilian IWT projects remain underdeveloped, and waterway freight transport capacity is underutilized. There is a literature gap on the links between budget performance, policy, politics, and project management. In particular, we know little about the effects of the interactions between governance mechanisms and public budget execution on the procurement of waterway transport infrastructure projects in Brazil. This paper aims to assess Brazilian waterway infrastructure budgetary execution and governance arrangements to determine the influence of these factors on policy failures. We performed a qualitative analysis of policy plans and investments made between 2014 and 2020 through interviews and documental research to examine 109 waterway infrastructure projects. All respondents pointed out the lack of planning as an obstacle to waterway projects, and 74% reported budget shortness. Nevertheless, we found USD 43.2 million available in budgets that were never utilized. The inability to invest is a bigger obstacle for Brazilian waterway projects than budget insufficiency. We recommend an adaptive management approach to allocate investments, in which stakeholders learn together to implement more effective project strategies.
publishDate 2023
dc.date.none.fl_str_mv 2023-10-30
dc.type.driver.fl_str_mv info:eu-repo/semantics/article
info:eu-repo/semantics/publishedVersion
format article
status_str publishedVersion
dc.identifier.uri.fl_str_mv https://periodicos.fgv.br/cadernosebape/article/view/87813
10.1590/1679-395120210135
url https://periodicos.fgv.br/cadernosebape/article/view/87813
identifier_str_mv 10.1590/1679-395120210135
dc.language.iso.fl_str_mv por
eng
language por
eng
dc.relation.none.fl_str_mv https://periodicos.fgv.br/cadernosebape/article/view/87813/84475
https://periodicos.fgv.br/cadernosebape/article/view/87813/84476
dc.rights.driver.fl_str_mv https://creativecommons.org/licenses/by/4.0
info:eu-repo/semantics/openAccess
rights_invalid_str_mv https://creativecommons.org/licenses/by/4.0
eu_rights_str_mv openAccess
dc.format.none.fl_str_mv application/pdf
application/pdf
dc.publisher.none.fl_str_mv Escola Brasileira de Administração Pública e de Empresas da Fundação Getulio Vargas
publisher.none.fl_str_mv Escola Brasileira de Administração Pública e de Empresas da Fundação Getulio Vargas
dc.source.none.fl_str_mv Cadernos EBAPE.BR; Vol. 21 No. 5 (2023); e2021-0135
Cadernos EBAPE.BR; Vol. 21 Núm. 5 (2023); e2021-0135
Cadernos EBAPE.BR; v. 21 n. 5 (2023); e2021-0135
1679-3951
reponame:Cadernos EBAPE.BR
instname:Fundação Getulio Vargas (FGV)
instacron:FGV
instname_str Fundação Getulio Vargas (FGV)
instacron_str FGV
institution FGV
reponame_str Cadernos EBAPE.BR
collection Cadernos EBAPE.BR
repository.name.fl_str_mv Cadernos EBAPE.BR - Fundação Getulio Vargas (FGV)
repository.mail.fl_str_mv cadernosebape@fgv.br||cadernosebape@fgv.br
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