Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE

Detalhes bibliográficos
Autor(a) principal: Marques, Lara Cristina Ribeiro Piau
Data de Publicação: 2018
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Repositório Institucional do FGV (FGV Repositório Digital)
Texto Completo: https://hdl.handle.net/10438/20310
Resumo: The legitimacy and autonomy of the decisions that guide and define the regulatory action are supported by a regulatory model designed by the Federal Constitution, laws and principles that configure the so-called regulatory framework. It is therefore within the perimeter of the regulatory framework that the decisions and regulatory choices of the Brazilian Electricity Sector must be defined and adopted. These presuppose clear rules, predictability and absence of external interference, always observing the need to preserve an environment that reconciles the investor's confidence and the guarantee of the adequate provision of the service. But the impact and scope of regulatory choices have been increasingly submitted to the Judiciary. Based on the intense judicialization of regulatory choices in the Brazilian Electricity Sector, which impact the settlement and accounting of energy purchase and sale contracts, carried out by the Electric Energy Trading Chamber (CCEE), this work pretend to identify, through the study of CNPE 03/2013 and GSF cases, the factor or the element that is provoking the migration of the discussion of these subjects, of preponderant technical-regulatory nature, to the Judiciary Power. The hypothesis is that the judicialization is responsive and reactive, and stems from the attempt to avoid imbalance and financial burden imposed on agents, with changes in contractual conditions and business plan, by regulatory choices out of alignment with the logic and regulatory structure.
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spelling Marques, Lara Cristina Ribeiro PiauEscolas::DIREITO RIOSampaio, Patrícia Regina PinheiroSaraiva, Joísa Campanher DutraGuerra, Sérgio Antônio Silva2018-03-02T13:09:21Z2018-03-02T13:09:21Z2018-01-29https://hdl.handle.net/10438/20310The legitimacy and autonomy of the decisions that guide and define the regulatory action are supported by a regulatory model designed by the Federal Constitution, laws and principles that configure the so-called regulatory framework. It is therefore within the perimeter of the regulatory framework that the decisions and regulatory choices of the Brazilian Electricity Sector must be defined and adopted. These presuppose clear rules, predictability and absence of external interference, always observing the need to preserve an environment that reconciles the investor's confidence and the guarantee of the adequate provision of the service. But the impact and scope of regulatory choices have been increasingly submitted to the Judiciary. Based on the intense judicialization of regulatory choices in the Brazilian Electricity Sector, which impact the settlement and accounting of energy purchase and sale contracts, carried out by the Electric Energy Trading Chamber (CCEE), this work pretend to identify, through the study of CNPE 03/2013 and GSF cases, the factor or the element that is provoking the migration of the discussion of these subjects, of preponderant technical-regulatory nature, to the Judiciary Power. The hypothesis is that the judicialization is responsive and reactive, and stems from the attempt to avoid imbalance and financial burden imposed on agents, with changes in contractual conditions and business plan, by regulatory choices out of alignment with the logic and regulatory structure.A legitimidade e a autonomia das decisões que orientam e que definem a atuação regulatória são sustentadas por um modelo regulatório desenhado pela Constituição Federal, leis e princípios que configuram o chamado marco regulatório. É, portanto, no perímetro do marco regulatório que devem ser definidas e adotadas as decisões e escolhas regulatórias do Setor Elétrico Brasileiro. Estas pressupõem regras claras, previsibilidade e ausência de interferências externas, observando-se sempre a necessidade de se preservar um ambiente que concilie a confiança do investidor e a garantia da adequada prestação do serviço. Mas o impacto e o alcance das escolhas regulatórias têm sido cada vez submetidos ao Poder Judiciário. A partir da constatação da intensa judicialização de escolhas regulatórias do Setor Elétrico Brasileiro, que impactam a liquidação e contabilização dos contratos de compra e venda de energia, realizadas pela Câmara de Comercialização de Energia Elétrica – CCEE –, este trabalho buscou identificar, pelo estudo dos casos CNPE 03/2013 e GSF, o fator ou o elemento que está provocando a migração da discussão destes temas, de natureza preponderantemente técnica-regulatória, para o Poder Judiciário. A hipótese é que a judicialização é responsiva e reativa, e decorre da tentativa de se evitar desequilíbrio e ônus financeiro impostos aos agentes, com alteração das condições contratuais e do plano de negócio, por escolhas regulatórias desalinhadas com a lógica e com a estrutura regulatóriasporRegulationRegulatory choiceElectricity sectorSystemic effectRegulaçãoEscolha regulatóriaSeto elétrico brasileiroDesalinhamentoCNPE 03GSFDireitoDireito regulatórioPoder judiciárioEnergia elétricaEfeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEEinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisinfo:eu-repo/semantics/openAccessreponame:Repositório Institucional do FGV (FGV Repositório Digital)instname:Fundação Getulio Vargas (FGV)instacron:FGVTEXTDissertação LCRPM.pdf.txtDissertação LCRPM.pdf.txtExtracted 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dc.title.por.fl_str_mv Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
title Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
spellingShingle Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
Marques, Lara Cristina Ribeiro Piau
Regulation
Regulatory choice
Electricity sector
Systemic effect
Regulação
Escolha regulatória
Seto elétrico brasileiro
Desalinhamento
CNPE 03
GSF
Direito
Direito regulatório
Poder judiciário
Energia elétrica
title_short Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
title_full Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
title_fullStr Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
title_full_unstemmed Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
title_sort Efeitos da judicialização das escolhas regulatórias complexas no setor elétrico brasileiro que impactam as liquidações da CCEE
author Marques, Lara Cristina Ribeiro Piau
author_facet Marques, Lara Cristina Ribeiro Piau
author_role author
dc.contributor.unidadefgv.por.fl_str_mv Escolas::DIREITO RIO
dc.contributor.member.none.fl_str_mv Sampaio, Patrícia Regina Pinheiro
Saraiva, Joísa Campanher Dutra
dc.contributor.author.fl_str_mv Marques, Lara Cristina Ribeiro Piau
dc.contributor.advisor1.fl_str_mv Guerra, Sérgio Antônio Silva
contributor_str_mv Guerra, Sérgio Antônio Silva
dc.subject.eng.fl_str_mv Regulation
Regulatory choice
Electricity sector
Systemic effect
topic Regulation
Regulatory choice
Electricity sector
Systemic effect
Regulação
Escolha regulatória
Seto elétrico brasileiro
Desalinhamento
CNPE 03
GSF
Direito
Direito regulatório
Poder judiciário
Energia elétrica
dc.subject.por.fl_str_mv Regulação
Escolha regulatória
Seto elétrico brasileiro
Desalinhamento
CNPE 03
GSF
dc.subject.area.por.fl_str_mv Direito
dc.subject.bibliodata.por.fl_str_mv Direito regulatório
Poder judiciário
Energia elétrica
description The legitimacy and autonomy of the decisions that guide and define the regulatory action are supported by a regulatory model designed by the Federal Constitution, laws and principles that configure the so-called regulatory framework. It is therefore within the perimeter of the regulatory framework that the decisions and regulatory choices of the Brazilian Electricity Sector must be defined and adopted. These presuppose clear rules, predictability and absence of external interference, always observing the need to preserve an environment that reconciles the investor's confidence and the guarantee of the adequate provision of the service. But the impact and scope of regulatory choices have been increasingly submitted to the Judiciary. Based on the intense judicialization of regulatory choices in the Brazilian Electricity Sector, which impact the settlement and accounting of energy purchase and sale contracts, carried out by the Electric Energy Trading Chamber (CCEE), this work pretend to identify, through the study of CNPE 03/2013 and GSF cases, the factor or the element that is provoking the migration of the discussion of these subjects, of preponderant technical-regulatory nature, to the Judiciary Power. The hypothesis is that the judicialization is responsive and reactive, and stems from the attempt to avoid imbalance and financial burden imposed on agents, with changes in contractual conditions and business plan, by regulatory choices out of alignment with the logic and regulatory structure.
publishDate 2018
dc.date.accessioned.fl_str_mv 2018-03-02T13:09:21Z
dc.date.available.fl_str_mv 2018-03-02T13:09:21Z
dc.date.issued.fl_str_mv 2018-01-29
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/masterThesis
format masterThesis
status_str publishedVersion
dc.identifier.uri.fl_str_mv https://hdl.handle.net/10438/20310
url https://hdl.handle.net/10438/20310
dc.language.iso.fl_str_mv por
language por
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.source.none.fl_str_mv reponame:Repositório Institucional do FGV (FGV Repositório Digital)
instname:Fundação Getulio Vargas (FGV)
instacron:FGV
instname_str Fundação Getulio Vargas (FGV)
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institution FGV
reponame_str Repositório Institucional do FGV (FGV Repositório Digital)
collection Repositório Institucional do FGV (FGV Repositório Digital)
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https://repositorio.fgv.br/bitstreams/dd66d5bf-f631-4298-9a22-e841be415205/download
https://repositorio.fgv.br/bitstreams/99d829c2-84ab-4cee-a68b-f5c1e0df91ff/download
https://repositorio.fgv.br/bitstreams/121aaa09-4d44-4810-aa51-bf9a189ae161/download
bitstream.checksum.fl_str_mv 9cab640320cd6eebc5e1fce5d55f8969
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bitstream.checksumAlgorithm.fl_str_mv MD5
MD5
MD5
MD5
MD5
MD5
repository.name.fl_str_mv Repositório Institucional do FGV (FGV Repositório Digital) - Fundação Getulio Vargas (FGV)
repository.mail.fl_str_mv
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