Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros

Detalhes bibliográficos
Autor(a) principal: Vieira, Alexandre Sérgio Alves
Data de Publicação: 2015
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Repositório Institucional do FGV (FGV Repositório Digital)
Texto Completo: http://hdl.handle.net/10438/13715
Resumo: This study analyzes profiles and career paths of directors and counselors from the following federal agencies: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, ANTAQ, ANTT e ANAC. We observe dimensions relating with conditions which, in theory, allow more decision-making autonomy to Brazilian federal regulators: 1) regulator’s level of expertise and skilled knowledge, watching his trainig area, level of education and previous experience in the regulated sector; 2) the existence of party affiliation before his appointment to the post at the agency; 3) the existence of cases of renewal regulators, beyond the government mandates of different presidents; 4) the professional origin of regulators and destination after their performance in regulatory agencies. At the same time, it is observed the institutional design of these Brazilian agencies and how some aspects of its structure and process can interfere with the outcome of the regulatory process, specially in regard to how regulators are indicated. Among the main results of this work, we highlight the strong connection between the training area of regulators and the playing field of regulatory agencies; the recovery of post-graduate courses in qualifying a candidate for a federal regulatory agency; and the proof of previous professional experience in the regulated sector, indicating that Brazilian regulators have relevant indicators of specialization and expertise in the sector. There have also been cases of indicated and reappointed regulators by different presidents, reinforcing the hypothesis that value expertise. Regarding political capture, stands out that just under a third of tregulators had previous party affiliation before their appointments. Most regulators are selected within the public service, but most of them will work in the private industry sphere, reinforcing the evidence that there may have been capture during their mandates in the agency. It is clear, also, a trend of strengthening of agencies’ bureaucracy from the end of the first term of President Lula, movement wich has increased in President Dilma Rousseff’s first term.
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spelling Vieira, Alexandre Sérgio AlvesEscolas::EBAPEOliveira, Luiz Guilherme Schymura deCabral, SandroPeci, Alketa2015-05-21T18:08:07Z2015-05-21T18:08:07Z2015-04-16VIEIRA, Alexandre Sérgio Alves. Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros. Dissertação (Mestrado Profissional em Administração Pública) - FGV - Fundação Getúlio Vargas, Rio de Janeiro, 2015.http://hdl.handle.net/10438/13715This study analyzes profiles and career paths of directors and counselors from the following federal agencies: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, ANTAQ, ANTT e ANAC. We observe dimensions relating with conditions which, in theory, allow more decision-making autonomy to Brazilian federal regulators: 1) regulator’s level of expertise and skilled knowledge, watching his trainig area, level of education and previous experience in the regulated sector; 2) the existence of party affiliation before his appointment to the post at the agency; 3) the existence of cases of renewal regulators, beyond the government mandates of different presidents; 4) the professional origin of regulators and destination after their performance in regulatory agencies. At the same time, it is observed the institutional design of these Brazilian agencies and how some aspects of its structure and process can interfere with the outcome of the regulatory process, specially in regard to how regulators are indicated. Among the main results of this work, we highlight the strong connection between the training area of regulators and the playing field of regulatory agencies; the recovery of post-graduate courses in qualifying a candidate for a federal regulatory agency; and the proof of previous professional experience in the regulated sector, indicating that Brazilian regulators have relevant indicators of specialization and expertise in the sector. There have also been cases of indicated and reappointed regulators by different presidents, reinforcing the hypothesis that value expertise. Regarding political capture, stands out that just under a third of tregulators had previous party affiliation before their appointments. Most regulators are selected within the public service, but most of them will work in the private industry sphere, reinforcing the evidence that there may have been capture during their mandates in the agency. It is clear, also, a trend of strengthening of agencies’ bureaucracy from the end of the first term of President Lula, movement wich has increased in President Dilma Rousseff’s first term.Este trabalho analisa o perfil e as trajetórias de carreira dos diretores e conselheiros das se-guintes agências federais: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, AN-TAQ, ANTT e ANAC. São observadas algumas dimensões que se relacionam com condicio-nantes que, em tese, permitiriam uma maior autonomia decisória do regulador brasileiro federal: 1) o nível de expertise e conhecimento especializado do regulador, observando sua área de formação, nível de escolaridade e sua experiência prévia no setor regulado; 2) a existência ou não de filiação partidária antes de sua indicação para o cargo na agência; 3) a existência ou não de casos de recondução de reguladores, além dos mandados governamentais de diferentes presidentes; e 4) a origem e o destino profissional do regulador após sua atuação na agência reguladora. Paralelamente, observa-se como foi elaborado o desenho institucional destas agências brasileiras e como algumas características de sua estrutura e processo podem interferir com o resultado do processo regulatório, especialmente no que se refere à forma como os reguladores são indicados. Entre os principais resultados do trabalho, destacam-se a forte co-nexão entre a área de formação dos reguladores e o campo de atuação das agências reguladores; a valorização de cursos de pós-graduação na qualificação de um candidato para uma agência reguladora federal; e a comprovação de experiência profissional prévia no setor regulado, indicando que os reguladores brasileiros apresentam indicadores relevantes de especialização e expertise no setor. Também ocorreram casos de reguladores indicados e reconduzidos por presidentes diferentes, reforçando a hipótese de valorização da especialização. Com relação a captura política, se destaca que pouco menos de um terço dos indicados possuía filiação partidária anterior à nomeação. A maioria dos reguladores é selecionada dentro do serviço público, mas boa parte deles vai trabalhar na esfera privada do setor, reforçando os indícios de que pode ter havido captura durante os mandatos na agência. Percebe-se, ainda, uma forte tendência de fortalecimento da burocracia das agências a partir do final do primeiro mandato do presidente Lula, movimento acentuado no primeiro mandato da presidente Dilma Rousseff.porEspecializaçãoAutonomiaRegulaçãoReguladoresAgência reguladoraCapturaCarreiraBurocraciaANEELANATELANPANSANVISAANCINEANTAQANTTANACANACSpecializationAutonomyRegulationRegulatorsRegulatory agenciesCaptureCareer pathBureaucracyAdministração públicaAgências reguladoras de atividades privadasEspecialistaAutonomia administrativaAgências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileirosinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisreponame:Repositório Institucional do FGV (FGV Repositório Digital)instname:Fundação Getulio Vargas (FGV)instacron:FGVinfo:eu-repo/semantics/openAccessORIGINALDissertação final.pdfDissertação final.pdfDissertação de Mestrado em Administração 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dc.title.por.fl_str_mv Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
title Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
spellingShingle Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
Vieira, Alexandre Sérgio Alves
Especialização
Autonomia
Regulação
Reguladores
Agência reguladora
Captura
Carreira
Burocracia
ANEEL
ANATEL
ANP
ANS
ANVISA
ANCINE
ANTAQ
ANTT
ANAC
ANAC
Specialization
Autonomy
Regulation
Regulators
Regulatory agencies
Capture
Career path
Bureaucracy
Administração pública
Agências reguladoras de atividades privadas
Especialista
Autonomia administrativa
title_short Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
title_full Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
title_fullStr Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
title_full_unstemmed Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
title_sort Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
author Vieira, Alexandre Sérgio Alves
author_facet Vieira, Alexandre Sérgio Alves
author_role author
dc.contributor.unidadefgv.por.fl_str_mv Escolas::EBAPE
dc.contributor.member.none.fl_str_mv Oliveira, Luiz Guilherme Schymura de
Cabral, Sandro
dc.contributor.author.fl_str_mv Vieira, Alexandre Sérgio Alves
dc.contributor.advisor1.fl_str_mv Peci, Alketa
contributor_str_mv Peci, Alketa
dc.subject.por.fl_str_mv Especialização
Autonomia
Regulação
Reguladores
Agência reguladora
Captura
Carreira
Burocracia
ANEEL
ANATEL
ANP
ANS
ANVISA
ANCINE
ANTAQ
ANTT
ANAC
ANAC
topic Especialização
Autonomia
Regulação
Reguladores
Agência reguladora
Captura
Carreira
Burocracia
ANEEL
ANATEL
ANP
ANS
ANVISA
ANCINE
ANTAQ
ANTT
ANAC
ANAC
Specialization
Autonomy
Regulation
Regulators
Regulatory agencies
Capture
Career path
Bureaucracy
Administração pública
Agências reguladoras de atividades privadas
Especialista
Autonomia administrativa
dc.subject.eng.fl_str_mv Specialization
Autonomy
Regulation
Regulators
Regulatory agencies
Capture
Career path
Bureaucracy
dc.subject.area.por.fl_str_mv Administração pública
dc.subject.bibliodata.por.fl_str_mv Agências reguladoras de atividades privadas
Especialista
Autonomia administrativa
description This study analyzes profiles and career paths of directors and counselors from the following federal agencies: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, ANTAQ, ANTT e ANAC. We observe dimensions relating with conditions which, in theory, allow more decision-making autonomy to Brazilian federal regulators: 1) regulator’s level of expertise and skilled knowledge, watching his trainig area, level of education and previous experience in the regulated sector; 2) the existence of party affiliation before his appointment to the post at the agency; 3) the existence of cases of renewal regulators, beyond the government mandates of different presidents; 4) the professional origin of regulators and destination after their performance in regulatory agencies. At the same time, it is observed the institutional design of these Brazilian agencies and how some aspects of its structure and process can interfere with the outcome of the regulatory process, specially in regard to how regulators are indicated. Among the main results of this work, we highlight the strong connection between the training area of regulators and the playing field of regulatory agencies; the recovery of post-graduate courses in qualifying a candidate for a federal regulatory agency; and the proof of previous professional experience in the regulated sector, indicating that Brazilian regulators have relevant indicators of specialization and expertise in the sector. There have also been cases of indicated and reappointed regulators by different presidents, reinforcing the hypothesis that value expertise. Regarding political capture, stands out that just under a third of tregulators had previous party affiliation before their appointments. Most regulators are selected within the public service, but most of them will work in the private industry sphere, reinforcing the evidence that there may have been capture during their mandates in the agency. It is clear, also, a trend of strengthening of agencies’ bureaucracy from the end of the first term of President Lula, movement wich has increased in President Dilma Rousseff’s first term.
publishDate 2015
dc.date.accessioned.fl_str_mv 2015-05-21T18:08:07Z
dc.date.available.fl_str_mv 2015-05-21T18:08:07Z
dc.date.issued.fl_str_mv 2015-04-16
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/masterThesis
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dc.identifier.citation.fl_str_mv VIEIRA, Alexandre Sérgio Alves. Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros. Dissertação (Mestrado Profissional em Administração Pública) - FGV - Fundação Getúlio Vargas, Rio de Janeiro, 2015.
dc.identifier.uri.fl_str_mv http://hdl.handle.net/10438/13715
identifier_str_mv VIEIRA, Alexandre Sérgio Alves. Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros. Dissertação (Mestrado Profissional em Administração Pública) - FGV - Fundação Getúlio Vargas, Rio de Janeiro, 2015.
url http://hdl.handle.net/10438/13715
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