Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros
Autor(a) principal: | |
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Data de Publicação: | 2015 |
Tipo de documento: | Dissertação |
Idioma: | por |
Título da fonte: | Repositório Institucional do FGV (FGV Repositório Digital) |
Texto Completo: | http://hdl.handle.net/10438/13715 |
Resumo: | This study analyzes profiles and career paths of directors and counselors from the following federal agencies: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, ANTAQ, ANTT e ANAC. We observe dimensions relating with conditions which, in theory, allow more decision-making autonomy to Brazilian federal regulators: 1) regulator’s level of expertise and skilled knowledge, watching his trainig area, level of education and previous experience in the regulated sector; 2) the existence of party affiliation before his appointment to the post at the agency; 3) the existence of cases of renewal regulators, beyond the government mandates of different presidents; 4) the professional origin of regulators and destination after their performance in regulatory agencies. At the same time, it is observed the institutional design of these Brazilian agencies and how some aspects of its structure and process can interfere with the outcome of the regulatory process, specially in regard to how regulators are indicated. Among the main results of this work, we highlight the strong connection between the training area of regulators and the playing field of regulatory agencies; the recovery of post-graduate courses in qualifying a candidate for a federal regulatory agency; and the proof of previous professional experience in the regulated sector, indicating that Brazilian regulators have relevant indicators of specialization and expertise in the sector. There have also been cases of indicated and reappointed regulators by different presidents, reinforcing the hypothesis that value expertise. Regarding political capture, stands out that just under a third of tregulators had previous party affiliation before their appointments. Most regulators are selected within the public service, but most of them will work in the private industry sphere, reinforcing the evidence that there may have been capture during their mandates in the agency. It is clear, also, a trend of strengthening of agencies’ bureaucracy from the end of the first term of President Lula, movement wich has increased in President Dilma Rousseff’s first term. |
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Vieira, Alexandre Sérgio AlvesEscolas::EBAPEOliveira, Luiz Guilherme Schymura deCabral, SandroPeci, Alketa2015-05-21T18:08:07Z2015-05-21T18:08:07Z2015-04-16VIEIRA, Alexandre Sérgio Alves. Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros. Dissertação (Mestrado Profissional em Administração Pública) - FGV - Fundação Getúlio Vargas, Rio de Janeiro, 2015.http://hdl.handle.net/10438/13715This study analyzes profiles and career paths of directors and counselors from the following federal agencies: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, ANTAQ, ANTT e ANAC. We observe dimensions relating with conditions which, in theory, allow more decision-making autonomy to Brazilian federal regulators: 1) regulator’s level of expertise and skilled knowledge, watching his trainig area, level of education and previous experience in the regulated sector; 2) the existence of party affiliation before his appointment to the post at the agency; 3) the existence of cases of renewal regulators, beyond the government mandates of different presidents; 4) the professional origin of regulators and destination after their performance in regulatory agencies. At the same time, it is observed the institutional design of these Brazilian agencies and how some aspects of its structure and process can interfere with the outcome of the regulatory process, specially in regard to how regulators are indicated. Among the main results of this work, we highlight the strong connection between the training area of regulators and the playing field of regulatory agencies; the recovery of post-graduate courses in qualifying a candidate for a federal regulatory agency; and the proof of previous professional experience in the regulated sector, indicating that Brazilian regulators have relevant indicators of specialization and expertise in the sector. There have also been cases of indicated and reappointed regulators by different presidents, reinforcing the hypothesis that value expertise. Regarding political capture, stands out that just under a third of tregulators had previous party affiliation before their appointments. Most regulators are selected within the public service, but most of them will work in the private industry sphere, reinforcing the evidence that there may have been capture during their mandates in the agency. It is clear, also, a trend of strengthening of agencies’ bureaucracy from the end of the first term of President Lula, movement wich has increased in President Dilma Rousseff’s first term.Este trabalho analisa o perfil e as trajetórias de carreira dos diretores e conselheiros das se-guintes agências federais: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, AN-TAQ, ANTT e ANAC. São observadas algumas dimensões que se relacionam com condicio-nantes que, em tese, permitiriam uma maior autonomia decisória do regulador brasileiro federal: 1) o nível de expertise e conhecimento especializado do regulador, observando sua área de formação, nível de escolaridade e sua experiência prévia no setor regulado; 2) a existência ou não de filiação partidária antes de sua indicação para o cargo na agência; 3) a existência ou não de casos de recondução de reguladores, além dos mandados governamentais de diferentes presidentes; e 4) a origem e o destino profissional do regulador após sua atuação na agência reguladora. Paralelamente, observa-se como foi elaborado o desenho institucional destas agências brasileiras e como algumas características de sua estrutura e processo podem interferir com o resultado do processo regulatório, especialmente no que se refere à forma como os reguladores são indicados. Entre os principais resultados do trabalho, destacam-se a forte co-nexão entre a área de formação dos reguladores e o campo de atuação das agências reguladores; a valorização de cursos de pós-graduação na qualificação de um candidato para uma agência reguladora federal; e a comprovação de experiência profissional prévia no setor regulado, indicando que os reguladores brasileiros apresentam indicadores relevantes de especialização e expertise no setor. Também ocorreram casos de reguladores indicados e reconduzidos por presidentes diferentes, reforçando a hipótese de valorização da especialização. Com relação a captura política, se destaca que pouco menos de um terço dos indicados possuía filiação partidária anterior à nomeação. A maioria dos reguladores é selecionada dentro do serviço público, mas boa parte deles vai trabalhar na esfera privada do setor, reforçando os indícios de que pode ter havido captura durante os mandatos na agência. Percebe-se, ainda, uma forte tendência de fortalecimento da burocracia das agências a partir do final do primeiro mandato do presidente Lula, movimento acentuado no primeiro mandato da presidente Dilma Rousseff.porEspecializaçãoAutonomiaRegulaçãoReguladoresAgência reguladoraCapturaCarreiraBurocraciaANEELANATELANPANSANVISAANCINEANTAQANTTANACANACSpecializationAutonomyRegulationRegulatorsRegulatory agenciesCaptureCareer pathBureaucracyAdministração públicaAgências reguladoras de atividades privadasEspecialistaAutonomia administrativaAgências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileirosinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisreponame:Repositório Institucional do FGV (FGV Repositório Digital)instname:Fundação Getulio Vargas (FGV)instacron:FGVinfo:eu-repo/semantics/openAccessORIGINALDissertação final.pdfDissertação final.pdfDissertação de Mestrado em Administração 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dc.title.por.fl_str_mv |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros |
title |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros |
spellingShingle |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros Vieira, Alexandre Sérgio Alves Especialização Autonomia Regulação Reguladores Agência reguladora Captura Carreira Burocracia ANEEL ANATEL ANP ANS ANVISA ANCINE ANTAQ ANTT ANAC ANAC Specialization Autonomy Regulation Regulators Regulatory agencies Capture Career path Bureaucracy Administração pública Agências reguladoras de atividades privadas Especialista Autonomia administrativa |
title_short |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros |
title_full |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros |
title_fullStr |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros |
title_full_unstemmed |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros |
title_sort |
Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros |
author |
Vieira, Alexandre Sérgio Alves |
author_facet |
Vieira, Alexandre Sérgio Alves |
author_role |
author |
dc.contributor.unidadefgv.por.fl_str_mv |
Escolas::EBAPE |
dc.contributor.member.none.fl_str_mv |
Oliveira, Luiz Guilherme Schymura de Cabral, Sandro |
dc.contributor.author.fl_str_mv |
Vieira, Alexandre Sérgio Alves |
dc.contributor.advisor1.fl_str_mv |
Peci, Alketa |
contributor_str_mv |
Peci, Alketa |
dc.subject.por.fl_str_mv |
Especialização Autonomia Regulação Reguladores Agência reguladora Captura Carreira Burocracia ANEEL ANATEL ANP ANS ANVISA ANCINE ANTAQ ANTT ANAC ANAC |
topic |
Especialização Autonomia Regulação Reguladores Agência reguladora Captura Carreira Burocracia ANEEL ANATEL ANP ANS ANVISA ANCINE ANTAQ ANTT ANAC ANAC Specialization Autonomy Regulation Regulators Regulatory agencies Capture Career path Bureaucracy Administração pública Agências reguladoras de atividades privadas Especialista Autonomia administrativa |
dc.subject.eng.fl_str_mv |
Specialization Autonomy Regulation Regulators Regulatory agencies Capture Career path Bureaucracy |
dc.subject.area.por.fl_str_mv |
Administração pública |
dc.subject.bibliodata.por.fl_str_mv |
Agências reguladoras de atividades privadas Especialista Autonomia administrativa |
description |
This study analyzes profiles and career paths of directors and counselors from the following federal agencies: ANEEL, ANATEL, ANP, ANVISA, ANS, ANA, ANCINE, ANTAQ, ANTT e ANAC. We observe dimensions relating with conditions which, in theory, allow more decision-making autonomy to Brazilian federal regulators: 1) regulator’s level of expertise and skilled knowledge, watching his trainig area, level of education and previous experience in the regulated sector; 2) the existence of party affiliation before his appointment to the post at the agency; 3) the existence of cases of renewal regulators, beyond the government mandates of different presidents; 4) the professional origin of regulators and destination after their performance in regulatory agencies. At the same time, it is observed the institutional design of these Brazilian agencies and how some aspects of its structure and process can interfere with the outcome of the regulatory process, specially in regard to how regulators are indicated. Among the main results of this work, we highlight the strong connection between the training area of regulators and the playing field of regulatory agencies; the recovery of post-graduate courses in qualifying a candidate for a federal regulatory agency; and the proof of previous professional experience in the regulated sector, indicating that Brazilian regulators have relevant indicators of specialization and expertise in the sector. There have also been cases of indicated and reappointed regulators by different presidents, reinforcing the hypothesis that value expertise. Regarding political capture, stands out that just under a third of tregulators had previous party affiliation before their appointments. Most regulators are selected within the public service, but most of them will work in the private industry sphere, reinforcing the evidence that there may have been capture during their mandates in the agency. It is clear, also, a trend of strengthening of agencies’ bureaucracy from the end of the first term of President Lula, movement wich has increased in President Dilma Rousseff’s first term. |
publishDate |
2015 |
dc.date.accessioned.fl_str_mv |
2015-05-21T18:08:07Z |
dc.date.available.fl_str_mv |
2015-05-21T18:08:07Z |
dc.date.issued.fl_str_mv |
2015-04-16 |
dc.type.status.fl_str_mv |
info:eu-repo/semantics/publishedVersion |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/masterThesis |
format |
masterThesis |
status_str |
publishedVersion |
dc.identifier.citation.fl_str_mv |
VIEIRA, Alexandre Sérgio Alves. Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros. Dissertação (Mestrado Profissional em Administração Pública) - FGV - Fundação Getúlio Vargas, Rio de Janeiro, 2015. |
dc.identifier.uri.fl_str_mv |
http://hdl.handle.net/10438/13715 |
identifier_str_mv |
VIEIRA, Alexandre Sérgio Alves. Agências reguladoras independentes?: especialização e captura nas trajetórias de carreira dos reguladores federais brasileiros. Dissertação (Mestrado Profissional em Administração Pública) - FGV - Fundação Getúlio Vargas, Rio de Janeiro, 2015. |
url |
http://hdl.handle.net/10438/13715 |
dc.language.iso.fl_str_mv |
por |
language |
por |
dc.rights.driver.fl_str_mv |
info:eu-repo/semantics/openAccess |
eu_rights_str_mv |
openAccess |
dc.source.none.fl_str_mv |
reponame:Repositório Institucional do FGV (FGV Repositório Digital) instname:Fundação Getulio Vargas (FGV) instacron:FGV |
instname_str |
Fundação Getulio Vargas (FGV) |
instacron_str |
FGV |
institution |
FGV |
reponame_str |
Repositório Institucional do FGV (FGV Repositório Digital) |
collection |
Repositório Institucional do FGV (FGV Repositório Digital) |
bitstream.url.fl_str_mv |
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Repositório Institucional do FGV (FGV Repositório Digital) - Fundação Getulio Vargas (FGV) |
repository.mail.fl_str_mv |
|
_version_ |
1819893546259316736 |