Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015

Detalhes bibliográficos
Autor(a) principal: Simionatto, Yrlanna Borges de Carvalho
Data de Publicação: 2020
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Biblioteca Digital de Teses e Dissertações da PUC_SP
Texto Completo: https://repositorio.pucsp.br/jspui/handle/handle/32601
Resumo: This work is dedicated to the study of adjustment, regarding their new facet and considering a temporal aspect, according to article 927, 3rd paragraph, of the 2015 Brazilian Code of Civil Procedure. It is with regard to a consistent technique in the possibility of manipulating or calibrating the effectiveness ofthe normative burden ofjudicial decisions over time, in the name of the principle of the protection of legitimate expectations, a subjective dimension from the canon of legal certainty. Judicial decisions, once playing a guiding role, are embodied in conduct guidelines for the jurisdictional, being law in its meaning as the laws, interpreted by the courts, in the light of the doctrine. Therefore, having recognized their normative burden, they, to some extent, become legal provisions, spreading their effects beyond the concrete case they solve. The new facet for an adjustment is broader than the one found in article 27 of Law n. 9868/99, restricted to the concentrated control of constitutionality, meehanism where the origins for the institute of adjustment can be found. However, even the older facet goes beyond its express provision, encompassing diffuse control. Moreover, being an institute that intends to deliver constitutional principles, an adjustment does not necessarily depend on any express provision, nor is it limited to it. Also, unless there is an adjustment, both the ehange of jurisprudence and the precedent have a naturally retroactive vocation. Flhus, such an institute grants flexibility to the matter of decision effects, given that they are temporally ex tunc, ex nunc or pro futuro. Nonetheless, the usage of this technique, given a concrete case, must be based on the Constitution. Regarding the legal cases of adequacy, the legislator expressly provided in the already mentioned 3rd paragraph, as a general rule, the possibility of an adjustment in the (i) alteration ofthe majority opinion ofthe Federal Supreme Court and ofthe superior courts and (ii) alteration originating in the trial of multiple elaims on the same point of law and decision of multiple appeals on the same point of law. However, we believe that it is possible, in theory, to modulate the effeets of any situational change, provided that the previous situation was able to generate confidence and that the necessary context exists (z reasons of legal certainty and social interest) to the application of the technique, which character is of exceptionality. lherefore, not only the decisions made by the higher courts, but also the ones made by the high courts can be cases ofreliable conduct, being their jurisprudence consolidated, predominant, pacified, iterative etc. Moreover, in all items from article 927 of the 2015 Brazilian Code of Civil Procedure, there is the possibility of an adjustment, if applicable. Having clarified definitions, undamentals, origins and cases regarding adjustment, in the final part ofthe paper we Will expose, in a more practical bias, characteristics (in particular the types prospective-prospective/purely prospective and almost prospective), "preventive" techniques Gudgment-warning and signaling), transition rules, proeedural features (around competence and the interested in the adjustment) and criteria related to the application of the teehnique, according to the 2015 Brazilian Code of Civil Procedure, concluding towards being a flexible institute regarding the possibilities of effects manipulation over time, but exceptional as to its usage, result of a dense foundation and supported by constitutional principles
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spelling Alvim, Thereza Celina Diniz de Arrudahttp://lattes.cnpq.br/20423499166624466http://lattes.cnpq.br/7056678272129002Simionatto, Yrlanna Borges de Carvalho2023-06-01T18:09:13Z2024-01-242023-06-01T18:09:13Z2020-06-19Simionatto, Yrlanna Borges de Carvalho. Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015. 2020. Dissertação (Mestrado em Direito) - Programa de Estudos Pós-Graduados em Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2020.https://repositorio.pucsp.br/jspui/handle/handle/32601This work is dedicated to the study of adjustment, regarding their new facet and considering a temporal aspect, according to article 927, 3rd paragraph, of the 2015 Brazilian Code of Civil Procedure. It is with regard to a consistent technique in the possibility of manipulating or calibrating the effectiveness ofthe normative burden ofjudicial decisions over time, in the name of the principle of the protection of legitimate expectations, a subjective dimension from the canon of legal certainty. Judicial decisions, once playing a guiding role, are embodied in conduct guidelines for the jurisdictional, being law in its meaning as the laws, interpreted by the courts, in the light of the doctrine. Therefore, having recognized their normative burden, they, to some extent, become legal provisions, spreading their effects beyond the concrete case they solve. The new facet for an adjustment is broader than the one found in article 27 of Law n. 9868/99, restricted to the concentrated control of constitutionality, meehanism where the origins for the institute of adjustment can be found. However, even the older facet goes beyond its express provision, encompassing diffuse control. Moreover, being an institute that intends to deliver constitutional principles, an adjustment does not necessarily depend on any express provision, nor is it limited to it. Also, unless there is an adjustment, both the ehange of jurisprudence and the precedent have a naturally retroactive vocation. Flhus, such an institute grants flexibility to the matter of decision effects, given that they are temporally ex tunc, ex nunc or pro futuro. Nonetheless, the usage of this technique, given a concrete case, must be based on the Constitution. Regarding the legal cases of adequacy, the legislator expressly provided in the already mentioned 3rd paragraph, as a general rule, the possibility of an adjustment in the (i) alteration ofthe majority opinion ofthe Federal Supreme Court and ofthe superior courts and (ii) alteration originating in the trial of multiple elaims on the same point of law and decision of multiple appeals on the same point of law. However, we believe that it is possible, in theory, to modulate the effeets of any situational change, provided that the previous situation was able to generate confidence and that the necessary context exists (z reasons of legal certainty and social interest) to the application of the technique, which character is of exceptionality. lherefore, not only the decisions made by the higher courts, but also the ones made by the high courts can be cases ofreliable conduct, being their jurisprudence consolidated, predominant, pacified, iterative etc. Moreover, in all items from article 927 of the 2015 Brazilian Code of Civil Procedure, there is the possibility of an adjustment, if applicable. Having clarified definitions, undamentals, origins and cases regarding adjustment, in the final part ofthe paper we Will expose, in a more practical bias, characteristics (in particular the types prospective-prospective/purely prospective and almost prospective), "preventive" techniques Gudgment-warning and signaling), transition rules, proeedural features (around competence and the interested in the adjustment) and criteria related to the application of the teehnique, according to the 2015 Brazilian Code of Civil Procedure, concluding towards being a flexible institute regarding the possibilities of effects manipulation over time, but exceptional as to its usage, result of a dense foundation and supported by constitutional principlesO presente trabalho é dedicado ao estudo da modulação, cm sua nova faceta c sob o aspecto temporal, de acordo com o art. 927, 30, do CPC/2015. Trata-se de uma técnica consistente na possibilidade de manipular ou calibrar no tempo a eficácia da carga normativa das decisões judiciais, em nome do princípio da confiança, dimensão subjetiva do cânone da segurança jurídica. As decisões judiciais, uma vez desempenhando função orientadora, consubstanciam- se em pautas de conduta para o jurisdicionado, sendo direito na acepção deste como a lei, interpretada pelos tribunais, à luz da doutrina. Logo, reconhecida a sua carga normativa, elas, cm alguma medida, transformam-se cm normas jurídicas, espraiando os seus efeitos para além do caso concreto que resolvem. A nova faceta da modulação é mais ampla do que a constante do art. 27 da Lei n. 9.868/1999, adstrita ao controle concentrado de constitucionalidade, mecanismo onde se encontram as origens do instituto da modulação. Porém, mesmo essa faceta mais antiga vai além da sua previsão expressa, abarcando o controle difuso. Inclusive, por ser um instituto que se presta a concretizar princípios constitucionais, a modulação, na verdade, e necessariamente de qualquer previsão expressa, tampouco fica a ela limitada. Outrossim, salvo se houver modulação, tanto a alteração de jurisprudência, quanto a de precedente possuem vocação naturalmente retroativa. Deste modo, tal instituto confere flexibilidade à questão dos efeitos das decisões, tendo cm conta que estes, temporalmente, são ex tunc, ex nunc ou pro futuro. Mas o uso dessa técnica, ante o caso concreto, deve estar embasado na Constituição. A respeito das hipóteses legais de cabimento, o legislador previu expressamente no aludido 30, como regra geral, a possibilidade de modulação na (i) alteração da jurisprudência dominante do Supremo Tribunal Federal c dos outros tribunais superiores c na (ii) alteração do entendimento firmado no julgamento de casos repetitivos. Todavia, acreditamos ser possível, em tese, modular os efeitos de qualquer mudança de situação, desde que a situação anterior tenha sido apta a gerar confiança c que haja o contexto necessário razões de segurança jurídica e interesse social) à aplicação da técnica, cujo caráter é de excepcionalidade. Dito isso, não apenas as decisões dos tribunais superiores, mas também as dos tribunais de 20 grau podem ser pauta de conduta confiável, c sendo a jurisprudência consolidada, predominante, pacificada, iterativa etc. Ademais, cm todos os incisos do art. 927 do CPC/2015 existe a possibilidade de modulação, se for o caso. Bem explicitados definições, fundamentos, origens e hipóteses referentes à modulação, na parte final do trabalho exporemos, num viés mais prático, características (em especial as espécies prospectiva- prospectiva/puramente prospectiva e quase prospectiva), técnicas "preventivas" (julgamento- alerta e sinalização), regras de transição, traços procedimentais (em torno da competência e do interessado na modulação) e critérios relacionados à aplicação da técnica, nos moldes do CPC de 2015, concluindo na direção de ser um instituto flexível no que concerne às possibilidades de manipulação de efeitos no tempo, mas excepcional quanto ao seu emprego, fruto de densa fundamentação e com apoio com princípios constitucionaisporPontifícia Universidade Católica de São PauloPrograma de Estudos Pós-Graduados em DireitoPUC-SPBrasilFaculdade de DireitoCNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITOControle de constitucionalidadePrincípio da segurança jurídicaPrincipio da proteção à confiançaEficácia temporal das decisões judiciaisEfeitos prospectivosTécnica da modulaçãoControl of constitutionalityPrinciple of legal certaintyPrinciple of the protection of legitimate expectationsTemporal effectiveness of judicial decisionsProspective effectsAdjustment techniqueModulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015info:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisinfo:eu-repo/semantics/embargoedAccessreponame:Biblioteca Digital de Teses e Dissertações da PUC_SPinstname:Pontifícia Universidade Católica de São Paulo (PUC-SP)instacron:PUC_SPORIGINALYrlanna Borges de Carvalho Simionatto - Dissertação (Mestrado).pdfapplication/pdf2414551https://repositorio.pucsp.br/xmlui/bitstream/handle/32601/1/Yrlanna%20Borges%20de%20Carvalho%20Simionatto%20-%20Disserta%c3%a7%c3%a3o%20%28Mestrado%29.pdf1e32bbfd6d82c7c7c2f392e3bfaea4fdMD51TEXTYrlanna Borges de Carvalho Simionatto - Dissertação (Mestrado).pdf.txtYrlanna Borges de Carvalho Simionatto - Dissertação (Mestrado).pdf.txtExtracted texttext/plain1108443https://repositorio.pucsp.br/xmlui/bitstream/handle/32601/2/Yrlanna%20Borges%20de%20Carvalho%20Simionatto%20-%20Disserta%c3%a7%c3%a3o%20%28Mestrado%29.pdf.txtf63ad8953ab0e87e165670d6e23f570cMD52THUMBNAILYrlanna Borges de Carvalho Simionatto - Dissertação (Mestrado).pdf.jpgYrlanna Borges de Carvalho Simionatto - Dissertação (Mestrado).pdf.jpgGenerated Thumbnailimage/jpeg1218https://repositorio.pucsp.br/xmlui/bitstream/handle/32601/3/Yrlanna%20Borges%20de%20Carvalho%20Simionatto%20-%20Disserta%c3%a7%c3%a3o%20%28Mestrado%29.pdf.jpg3d976e280a73ed1f083bcf90f97df261MD53handle/326012023-06-15 08:58:02.013oai:repositorio.pucsp.br:handle/32601Biblioteca Digital de Teses e Dissertaçõeshttps://sapientia.pucsp.br/https://sapientia.pucsp.br/oai/requestbngkatende@pucsp.br||rapassi@pucsp.bropendoar:2023-06-15T11:58:02Biblioteca Digital de Teses e Dissertações da PUC_SP - Pontifícia Universidade Católica de São Paulo (PUC-SP)false
dc.title.pt_BR.fl_str_mv Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
title Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
spellingShingle Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
Simionatto, Yrlanna Borges de Carvalho
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO
Controle de constitucionalidade
Princípio da segurança jurídica
Principio da proteção à confiança
Eficácia temporal das decisões judiciais
Efeitos prospectivos
Técnica da modulação
Control of constitutionality
Principle of legal certainty
Principle of the protection of legitimate expectations
Temporal effectiveness of judicial decisions
Prospective effects
Adjustment technique
title_short Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
title_full Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
title_fullStr Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
title_full_unstemmed Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
title_sort Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015
author Simionatto, Yrlanna Borges de Carvalho
author_facet Simionatto, Yrlanna Borges de Carvalho
author_role author
dc.contributor.advisor1.fl_str_mv Alvim, Thereza Celina Diniz de Arruda
dc.contributor.advisor1Lattes.fl_str_mv http://lattes.cnpq.br/20423499166624466
dc.contributor.authorLattes.fl_str_mv http://lattes.cnpq.br/7056678272129002
dc.contributor.author.fl_str_mv Simionatto, Yrlanna Borges de Carvalho
contributor_str_mv Alvim, Thereza Celina Diniz de Arruda
dc.subject.cnpq.fl_str_mv CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO
topic CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO
Controle de constitucionalidade
Princípio da segurança jurídica
Principio da proteção à confiança
Eficácia temporal das decisões judiciais
Efeitos prospectivos
Técnica da modulação
Control of constitutionality
Principle of legal certainty
Principle of the protection of legitimate expectations
Temporal effectiveness of judicial decisions
Prospective effects
Adjustment technique
dc.subject.por.fl_str_mv Controle de constitucionalidade
Princípio da segurança jurídica
Principio da proteção à confiança
Eficácia temporal das decisões judiciais
Efeitos prospectivos
Técnica da modulação
dc.subject.eng.fl_str_mv Control of constitutionality
Principle of legal certainty
Principle of the protection of legitimate expectations
Temporal effectiveness of judicial decisions
Prospective effects
Adjustment technique
description This work is dedicated to the study of adjustment, regarding their new facet and considering a temporal aspect, according to article 927, 3rd paragraph, of the 2015 Brazilian Code of Civil Procedure. It is with regard to a consistent technique in the possibility of manipulating or calibrating the effectiveness ofthe normative burden ofjudicial decisions over time, in the name of the principle of the protection of legitimate expectations, a subjective dimension from the canon of legal certainty. Judicial decisions, once playing a guiding role, are embodied in conduct guidelines for the jurisdictional, being law in its meaning as the laws, interpreted by the courts, in the light of the doctrine. Therefore, having recognized their normative burden, they, to some extent, become legal provisions, spreading their effects beyond the concrete case they solve. The new facet for an adjustment is broader than the one found in article 27 of Law n. 9868/99, restricted to the concentrated control of constitutionality, meehanism where the origins for the institute of adjustment can be found. However, even the older facet goes beyond its express provision, encompassing diffuse control. Moreover, being an institute that intends to deliver constitutional principles, an adjustment does not necessarily depend on any express provision, nor is it limited to it. Also, unless there is an adjustment, both the ehange of jurisprudence and the precedent have a naturally retroactive vocation. Flhus, such an institute grants flexibility to the matter of decision effects, given that they are temporally ex tunc, ex nunc or pro futuro. Nonetheless, the usage of this technique, given a concrete case, must be based on the Constitution. Regarding the legal cases of adequacy, the legislator expressly provided in the already mentioned 3rd paragraph, as a general rule, the possibility of an adjustment in the (i) alteration ofthe majority opinion ofthe Federal Supreme Court and ofthe superior courts and (ii) alteration originating in the trial of multiple elaims on the same point of law and decision of multiple appeals on the same point of law. However, we believe that it is possible, in theory, to modulate the effeets of any situational change, provided that the previous situation was able to generate confidence and that the necessary context exists (z reasons of legal certainty and social interest) to the application of the technique, which character is of exceptionality. lherefore, not only the decisions made by the higher courts, but also the ones made by the high courts can be cases ofreliable conduct, being their jurisprudence consolidated, predominant, pacified, iterative etc. Moreover, in all items from article 927 of the 2015 Brazilian Code of Civil Procedure, there is the possibility of an adjustment, if applicable. Having clarified definitions, undamentals, origins and cases regarding adjustment, in the final part ofthe paper we Will expose, in a more practical bias, characteristics (in particular the types prospective-prospective/purely prospective and almost prospective), "preventive" techniques Gudgment-warning and signaling), transition rules, proeedural features (around competence and the interested in the adjustment) and criteria related to the application of the teehnique, according to the 2015 Brazilian Code of Civil Procedure, concluding towards being a flexible institute regarding the possibilities of effects manipulation over time, but exceptional as to its usage, result of a dense foundation and supported by constitutional principles
publishDate 2020
dc.date.issued.fl_str_mv 2020-06-19
dc.date.accessioned.fl_str_mv 2023-06-01T18:09:13Z
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dc.identifier.citation.fl_str_mv Simionatto, Yrlanna Borges de Carvalho. Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015. 2020. Dissertação (Mestrado em Direito) - Programa de Estudos Pós-Graduados em Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2020.
dc.identifier.uri.fl_str_mv https://repositorio.pucsp.br/jspui/handle/handle/32601
identifier_str_mv Simionatto, Yrlanna Borges de Carvalho. Modulação, sob o aspecto temporal, de acordo com 0 artigo 927, 30, do Código de Processo Civil de 2015. 2020. Dissertação (Mestrado em Direito) - Programa de Estudos Pós-Graduados em Direito da Pontifícia Universidade Católica de São Paulo, São Paulo, 2020.
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