Regime jurídico do risco nos contratos de concessão
Autor(a) principal: | |
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Data de Publicação: | 2020 |
Tipo de documento: | Dissertação |
Idioma: | por |
Título da fonte: | Biblioteca Digital de Teses e Dissertações da PUC_SP |
Texto Completo: | https://tede2.pucsp.br/handle/handle/22966 |
Resumo: | The current paper addresses risk allocation in public-private partnerships taken in the broad sense (including traditional “concessions”) from the logical-semantic and legal concretism perspectives regarding interpretation of the Law in order to determine whether the matter is governed by a legal rule, as definitive conduct prescription, which could be enforced equally to all cases regardless of its particular circumstances, or by a legal principle, as a prima facie conduct prescription to be enforced via ponderation method and taking into account the specific circumstances of the specific matter at hand. This paper adopts the assumption that risk allocation is the product of an administrative decision produced via the administrative decision procedure that will enforce the regulatory provisions regarding risk allocation for a given PPP or “concession” agreement. This study adopts the analytic method based on legal dogmatic in order to determine which are the norms governing risk allocation and aims to demonstrate that in Brazilian legal system enacted by the Federal Constitution of 1988, not only legal principles should be enforced through a ponderation decision, but that legal rules can also be subject to ponderation. The core issue is to determine whether risk allocation is governed by a legal principle and thus is subject to be pondered in light of the specific facts and circumstances of any given case in order to achieve optimum balance between the interests at stake or a legal rule applicable to all cases in the same way regardless of concrete circumstances. This paper reaches its closing by presenting the mechanisms available to deal with future events taking place due to risks allocated under the theory of administrative decision |
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Martins, Ricardo Marcondeshttp://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K8972115A4Facchinatto, Renan Marcondes2020-02-21T11:59:46Z2022-02-062020-02-06Facchinatto, Renan Marcondes. Regime jurídico do risco nos contratos de concessão. 2019. 190 f. Dissertação (Mestrado em Direito) - Programa de Estudos Pós-Graduados em Direito, Pontifícia Universidade Católica de São Paulo, São Paulo, 2019.https://tede2.pucsp.br/handle/handle/22966The current paper addresses risk allocation in public-private partnerships taken in the broad sense (including traditional “concessions”) from the logical-semantic and legal concretism perspectives regarding interpretation of the Law in order to determine whether the matter is governed by a legal rule, as definitive conduct prescription, which could be enforced equally to all cases regardless of its particular circumstances, or by a legal principle, as a prima facie conduct prescription to be enforced via ponderation method and taking into account the specific circumstances of the specific matter at hand. This paper adopts the assumption that risk allocation is the product of an administrative decision produced via the administrative decision procedure that will enforce the regulatory provisions regarding risk allocation for a given PPP or “concession” agreement. This study adopts the analytic method based on legal dogmatic in order to determine which are the norms governing risk allocation and aims to demonstrate that in Brazilian legal system enacted by the Federal Constitution of 1988, not only legal principles should be enforced through a ponderation decision, but that legal rules can also be subject to ponderation. The core issue is to determine whether risk allocation is governed by a legal principle and thus is subject to be pondered in light of the specific facts and circumstances of any given case in order to achieve optimum balance between the interests at stake or a legal rule applicable to all cases in the same way regardless of concrete circumstances. This paper reaches its closing by presenting the mechanisms available to deal with future events taking place due to risks allocated under the theory of administrative decisionA presente dissertação objetiva abordar o tema da alocação de riscos nos contratos de concessão em sentido amplo partir de uma abordagem lógico-semântica e concretista da interpretação do Direito. O propósito é investigar se tal regime é governado por uma regra jurídica, correspondente a um dever definitivo, aplicável por subsunção em todos os casos indistintamente, ou por um princípio jurídico, correspondente a um dever prima facie e aplicável por ponderação à luz das circunstâncias fáticas e jurídicas do caso concreto. A perspectiva a ser enfocada é no sentido de que a distribuição de riscos nos contratos de concessão é objeto de um ato administrativo produzido por meio do procedimento de decisão administrativa que estabelece as condições regulamentares do contrato de concessão. O estudo proposto se funda no método analítico da dogmática jurídica para determinar o regime jurídico sob a perspectiva deôntica, e procura demonstrar que, no ordenamento jurídico brasileiro inaugurado por e vigente sob a Constituição Federal de 1988, não apenas os princípios, mas também as regras devem ser aplicadas pelo método da ponderação por meio do procedimento de decisão. A partir disso, busca-se definir se o regime jurídico da alocação de risco é regido por um princípio jurídico e, por isso, sempre deve ser aplicado por meio de ponderação tendo em vista a realização ótima de todos os interesses em jogo em um dado caso concreto, ou por uma regra, aplicável por subsunção. Por fim, o trabalho busca evidenciar os mecanismos, extraídos da teoria do ato administrativo, para lidar com eventos futuros decorrentes da materialização dos riscos alocados no contrato de concessãoapplication/pdfhttp://tede2.pucsp.br/tede/retrieve/51489/Renan%20Marcondes%20Facchinatto.pdf.jpgporPontifícia Universidade Católica de São PauloPrograma de Estudos Pós-Graduados em DireitoPUC-SPBrasilFaculdade de DireitoConcessões administrativasContratos administrativosParceria público-privadaEstadoConcessionsPublic contractsPublic-private sector cooperationStateCNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITORegime jurídico do risco nos contratos de concessãoinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisinfo:eu-repo/semantics/embargoedAccessreponame:Biblioteca Digital de Teses e Dissertações da PUC_SPinstname:Pontifícia Universidade Católica de São Paulo (PUC-SP)instacron:PUC_SPTEXTRenan Marcondes Facchinatto.pdf.txtRenan Marcondes Facchinatto.pdf.txtExtracted texttext/plain526609https://repositorio.pucsp.br/xmlui/bitstream/handle/22966/4/Renan%20Marcondes%20Facchinatto.pdf.txt18103f2a3ea551b22a59623bc015dcd6MD54LICENSElicense.txtlicense.txttext/plain; charset=utf-82165https://repositorio.pucsp.br/xmlui/bitstream/handle/22966/1/license.txtbd3efa91386c1718a7f26a329fdcb468MD51ORIGINALRenan Marcondes Facchinatto.pdfRenan Marcondes Facchinatto.pdfapplication/pdf1649006https://repositorio.pucsp.br/xmlui/bitstream/handle/22966/2/Renan%20Marcondes%20Facchinatto.pdfa74cb01c25c636cf48a5c1f2490de076MD52THUMBNAILRenan Marcondes Facchinatto.pdf.jpgRenan Marcondes Facchinatto.pdf.jpgGenerated Thumbnailimage/jpeg2874https://repositorio.pucsp.br/xmlui/bitstream/handle/22966/3/Renan%20Marcondes%20Facchinatto.pdf.jpg30329690e4f0a9f67536094f08e985c0MD53handle/229662022-08-22 18:11:51.081oai:repositorio.pucsp.br: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Biblioteca Digital de Teses e Dissertaçõeshttps://sapientia.pucsp.br/https://sapientia.pucsp.br/oai/requestbngkatende@pucsp.br||rapassi@pucsp.bropendoar:2022-08-22T21:11:51Biblioteca Digital de Teses e Dissertações da PUC_SP - Pontifícia Universidade Católica de São Paulo (PUC-SP)false |
dc.title.por.fl_str_mv |
Regime jurídico do risco nos contratos de concessão |
title |
Regime jurídico do risco nos contratos de concessão |
spellingShingle |
Regime jurídico do risco nos contratos de concessão Facchinatto, Renan Marcondes Concessões administrativas Contratos administrativos Parceria público-privada Estado Concessions Public contracts Public-private sector cooperation State CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO |
title_short |
Regime jurídico do risco nos contratos de concessão |
title_full |
Regime jurídico do risco nos contratos de concessão |
title_fullStr |
Regime jurídico do risco nos contratos de concessão |
title_full_unstemmed |
Regime jurídico do risco nos contratos de concessão |
title_sort |
Regime jurídico do risco nos contratos de concessão |
author |
Facchinatto, Renan Marcondes |
author_facet |
Facchinatto, Renan Marcondes |
author_role |
author |
dc.contributor.advisor1.fl_str_mv |
Martins, Ricardo Marcondes |
dc.contributor.authorLattes.fl_str_mv |
http://buscatextual.cnpq.br/buscatextual/visualizacv.do?id=K8972115A4 |
dc.contributor.author.fl_str_mv |
Facchinatto, Renan Marcondes |
contributor_str_mv |
Martins, Ricardo Marcondes |
dc.subject.por.fl_str_mv |
Concessões administrativas Contratos administrativos Parceria público-privada |
topic |
Concessões administrativas Contratos administrativos Parceria público-privada Estado Concessions Public contracts Public-private sector cooperation State CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO |
dc.subject.eng.fl_str_mv |
Estado Concessions Public contracts Public-private sector cooperation State |
dc.subject.cnpq.fl_str_mv |
CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO |
description |
The current paper addresses risk allocation in public-private partnerships taken in the broad sense (including traditional “concessions”) from the logical-semantic and legal concretism perspectives regarding interpretation of the Law in order to determine whether the matter is governed by a legal rule, as definitive conduct prescription, which could be enforced equally to all cases regardless of its particular circumstances, or by a legal principle, as a prima facie conduct prescription to be enforced via ponderation method and taking into account the specific circumstances of the specific matter at hand. This paper adopts the assumption that risk allocation is the product of an administrative decision produced via the administrative decision procedure that will enforce the regulatory provisions regarding risk allocation for a given PPP or “concession” agreement. This study adopts the analytic method based on legal dogmatic in order to determine which are the norms governing risk allocation and aims to demonstrate that in Brazilian legal system enacted by the Federal Constitution of 1988, not only legal principles should be enforced through a ponderation decision, but that legal rules can also be subject to ponderation. The core issue is to determine whether risk allocation is governed by a legal principle and thus is subject to be pondered in light of the specific facts and circumstances of any given case in order to achieve optimum balance between the interests at stake or a legal rule applicable to all cases in the same way regardless of concrete circumstances. This paper reaches its closing by presenting the mechanisms available to deal with future events taking place due to risks allocated under the theory of administrative decision |
publishDate |
2020 |
dc.date.accessioned.fl_str_mv |
2020-02-21T11:59:46Z |
dc.date.issued.fl_str_mv |
2020-02-06 |
dc.date.available.fl_str_mv |
2022-02-06 |
dc.type.status.fl_str_mv |
info:eu-repo/semantics/publishedVersion |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/masterThesis |
format |
masterThesis |
status_str |
publishedVersion |
dc.identifier.citation.fl_str_mv |
Facchinatto, Renan Marcondes. Regime jurídico do risco nos contratos de concessão. 2019. 190 f. Dissertação (Mestrado em Direito) - Programa de Estudos Pós-Graduados em Direito, Pontifícia Universidade Católica de São Paulo, São Paulo, 2019. |
dc.identifier.uri.fl_str_mv |
https://tede2.pucsp.br/handle/handle/22966 |
identifier_str_mv |
Facchinatto, Renan Marcondes. Regime jurídico do risco nos contratos de concessão. 2019. 190 f. Dissertação (Mestrado em Direito) - Programa de Estudos Pós-Graduados em Direito, Pontifícia Universidade Católica de São Paulo, São Paulo, 2019. |
url |
https://tede2.pucsp.br/handle/handle/22966 |
dc.language.iso.fl_str_mv |
por |
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Pontifícia Universidade Católica de São Paulo |
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Programa de Estudos Pós-Graduados em Direito |
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PUC-SP |
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Brasil |
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Faculdade de Direito |
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Pontifícia Universidade Católica de São Paulo |
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