Alienação fiduciária de ações e regime jurídico da alienação fiduciária em garantia

• Autor(a) principal: Faro, Alexandre Gereto de Mello
• Data de Publicação: 2017
• Tipo de documento: Dissertação
• Idioma: por
• Título da fonte: Biblioteca Digital de Teses e Dissertações da PUC_SP
• Texto Completo: https://tede2.pucsp.br/handle/handle/19902
• topic: Alienação fiduciária; Garantia; Ações; Negócio jurídico; Fiduciary transfer; Collateral; Shares; CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO

system – is to establish practical and effectiveness rules in order to avoid the instability of the law and facilitate the relations. This mission considered the velocity of relations’ development vis a vis the le giiss laetivveen phroacreddeur reif that, according to the Brazilian reality, tends to be very slow. In this context it is important to point out the development of contracts and legal business on the financial and capital markets, that are an example of complexity and creativity (even more considering sophisticated structured operations). Thus, this study analyses the stock fiduciary collateral and, based on the legal regime of the general fiduciary collateral, develop the law and concepts regarding this collateral when involved stocks. The fiduciary collateral is regulated by several rules, such as (i) Law n. 4.728/1965, that regulates the fiduciary collateral involving movable (fungible and non-fungible assets), and also the fiduciary assignment of writs and credit notes. This law is only applicable for purposes of the financial and capital market; (ii) decree law n. 911/1969 that have amended the Law n. 4.728/1965 and also establishes the procedure to foreclose the fiduciary collateral; (iii) Law 8.514/1997, that stablishes the fiduciary collateral involving real state; and (iv) the Brazilian Civil Code (articles 1.360 and f.), that regulates the fiduciary collateral of movable an non-fungible assets (there is no restriction of parties or environment of appliance of the Civil Code). Based on this general analysis of the fiduciary collateral (according to the parties involved, nature of the assets and contractual arrangements) it is possible to establish the structures of the stocks fiduciary collateral cumulating the Law n. 4p.r7o2p8o/s1it9io6n5 tahnadt /sotro tchkes Bcraanz ibliaen c oCnivsiild Ceoredde manodv atbhlee Lnaown -nfu. n6g.4ib0le4 /a1s9s7e6t,s a asnsdu,m inin gm tohset of cases, incorporeal assets. In other words, the analysis of the general regime of the fiduciary collateral allows to establish the stock fiduciary collateral structure. Notwithstanding, this study brings considerations regarding the procedure to foreclose this collateral, once the absence of specific rules for purposes of the fiduciary collateral involving stocks and incorporeal assets. For that matter, this study contains the analysis of the possibility of extrajudicial foreclose of the collateral and also the judicial actions that could be taken by the creditor according to the interpretation of the general rules of fiduciary collateral. Finally, the intention of this study is to present conclusions regarding the existing law system involving the stocks fiduciary collateral, raising the main discussions and, as possible, establishing solutions based on revision of law, legal-writings and case-law