Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração

Detalhes bibliográficos
Autor(a) principal: Aguillar, Rafael Salomão Safe Romano
Data de Publicação: 2019
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Repositório Institucional do FGV (FGV Repositório Digital)
Texto Completo: https://hdl.handle.net/10438/26090
Resumo: The Brazilian 2011 Antitrust Act added to the list of concentration hypotheses that are subject to merger control the so called “associative contracts”. Since this category lacked any legal definition, that provision gave rise to a debate on what kinds of agreements should be submitted ex ante to the Brazilian antitrust authority (CADE), which inspired the issuance of two resolutions to regulate this matter. Out of this background, the present paper discusses if agreements on intellectual property rights fall within such category of “associative contracts” and, consequently, whether the submission of them to CADE would be mandatory. Besides, it also discusses the Brazilian regulation on this topic in view of the international antitrust practice regarding such agreements. In order to achieve these goals, it was verified the pertinent international legislation as well as the Brazilian literature, and it was performed a case law research before CADE. We concluded that, even though Brazil sets forth a category of concentration without parallel in the USA and in the European Union, the current criteria for the submission of “associative contracts” to pre-merger control do not require non-exclusive intellectual property license agreements to be notified to the local antitrust authority, what leaves Brazil in line with such international benchmark.
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spelling Aguillar, Rafael Salomão Safe RomanoEscolas::DIREITO RIOSampaio, Patrícia Regina Pinheiro deRagazzo, Carlos Emmanuel JoppertBagnoli, VicentePorto, Antônio José Maristrello2019-02-18T18:17:22Z2019-02-18T18:17:22Z2019-01-21https://hdl.handle.net/10438/26090The Brazilian 2011 Antitrust Act added to the list of concentration hypotheses that are subject to merger control the so called “associative contracts”. Since this category lacked any legal definition, that provision gave rise to a debate on what kinds of agreements should be submitted ex ante to the Brazilian antitrust authority (CADE), which inspired the issuance of two resolutions to regulate this matter. Out of this background, the present paper discusses if agreements on intellectual property rights fall within such category of “associative contracts” and, consequently, whether the submission of them to CADE would be mandatory. Besides, it also discusses the Brazilian regulation on this topic in view of the international antitrust practice regarding such agreements. In order to achieve these goals, it was verified the pertinent international legislation as well as the Brazilian literature, and it was performed a case law research before CADE. We concluded that, even though Brazil sets forth a category of concentration without parallel in the USA and in the European Union, the current criteria for the submission of “associative contracts” to pre-merger control do not require non-exclusive intellectual property license agreements to be notified to the local antitrust authority, what leaves Brazil in line with such international benchmark.A Lei de Defesa da Concorrência de 2011 inseriu dentre as hipóteses de ato de concentração sujeitas ao controle de estruturas os chamados “contratos associativos”. Por se tratar de categoria que carecia de definição legal, essa previsão ensejou debate a respeito de quais modalidades contratuais deveriam ser notificadas previamente ao Conselho Administrativo de Defesa Econômica – CADE, o que motivou a edição de duas resoluções por esta autarquia para disciplinar a matéria. Nesse contexto, o presente trabalho almeja discutir o enquadramento de contratos envolvendo direitos de propriedade intelectual como associativos e, consequentemente, a obrigatoriedade de notificação dessas operações ao CADE, além da adequação da regulamentação brasileira à prática internacional antitruste relativamente a esses contratos. Para alcançar esses desígnios, verificamos a legislação internacional pertinente, a literatura brasileira e realizamos uma pesquisa jurisprudencial junto ao CADE. Concluímos que, embora o Brasil preveja uma categoria de ato de concentração que não encontra paralelo nos Estados Unidos e na União Europeia, os atuais critérios de notificação dos contratos associativos afastam os contratos de licenciamento não exclusivo de propriedade intelectual da incidência do controle preventivo, o que deixa o ordenamento jurídico brasileiro em linha com esse benchmark internacional.porAntitrust lawIntellectual propertyMerger controlAssociative contractsDireito antitrustePropriedade intelectualControle de estruturasContratos associativosDireitoDireito antitruste - BrasilPropriedade intelectualConcorrênciaContratosDireito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentraçãoinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisinfo:eu-repo/semantics/openAccessreponame:Repositório Institucional do FGV (FGV Repositório Digital)instname:Fundação Getulio Vargas (FGV)instacron:FGVTEXTRafael 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dc.title.por.fl_str_mv Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
title Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
spellingShingle Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
Aguillar, Rafael Salomão Safe Romano
Antitrust law
Intellectual property
Merger control
Associative contracts
Direito antitruste
Propriedade intelectual
Controle de estruturas
Contratos associativos
Direito
Direito antitruste - Brasil
Propriedade intelectual
Concorrência
Contratos
title_short Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
title_full Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
title_fullStr Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
title_full_unstemmed Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
title_sort Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
author Aguillar, Rafael Salomão Safe Romano
author_facet Aguillar, Rafael Salomão Safe Romano
author_role author
dc.contributor.unidadefgv.por.fl_str_mv Escolas::DIREITO RIO
dc.contributor.member.none.fl_str_mv Sampaio, Patrícia Regina Pinheiro de
Ragazzo, Carlos Emmanuel Joppert
Bagnoli, Vicente
dc.contributor.author.fl_str_mv Aguillar, Rafael Salomão Safe Romano
dc.contributor.advisor1.fl_str_mv Porto, Antônio José Maristrello
contributor_str_mv Porto, Antônio José Maristrello
dc.subject.eng.fl_str_mv Antitrust law
Intellectual property
Merger control
Associative contracts
topic Antitrust law
Intellectual property
Merger control
Associative contracts
Direito antitruste
Propriedade intelectual
Controle de estruturas
Contratos associativos
Direito
Direito antitruste - Brasil
Propriedade intelectual
Concorrência
Contratos
dc.subject.por.fl_str_mv Direito antitruste
Propriedade intelectual
Controle de estruturas
Contratos associativos
dc.subject.area.por.fl_str_mv Direito
dc.subject.bibliodata.por.fl_str_mv Direito antitruste - Brasil
Propriedade intelectual
Concorrência
Contratos
description The Brazilian 2011 Antitrust Act added to the list of concentration hypotheses that are subject to merger control the so called “associative contracts”. Since this category lacked any legal definition, that provision gave rise to a debate on what kinds of agreements should be submitted ex ante to the Brazilian antitrust authority (CADE), which inspired the issuance of two resolutions to regulate this matter. Out of this background, the present paper discusses if agreements on intellectual property rights fall within such category of “associative contracts” and, consequently, whether the submission of them to CADE would be mandatory. Besides, it also discusses the Brazilian regulation on this topic in view of the international antitrust practice regarding such agreements. In order to achieve these goals, it was verified the pertinent international legislation as well as the Brazilian literature, and it was performed a case law research before CADE. We concluded that, even though Brazil sets forth a category of concentration without parallel in the USA and in the European Union, the current criteria for the submission of “associative contracts” to pre-merger control do not require non-exclusive intellectual property license agreements to be notified to the local antitrust authority, what leaves Brazil in line with such international benchmark.
publishDate 2019
dc.date.accessioned.fl_str_mv 2019-02-18T18:17:22Z
dc.date.available.fl_str_mv 2019-02-18T18:17:22Z
dc.date.issued.fl_str_mv 2019-01-21
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
dc.type.driver.fl_str_mv info:eu-repo/semantics/masterThesis
format masterThesis
status_str publishedVersion
dc.identifier.uri.fl_str_mv https://hdl.handle.net/10438/26090
url https://hdl.handle.net/10438/26090
dc.language.iso.fl_str_mv por
language por
dc.rights.driver.fl_str_mv info:eu-repo/semantics/openAccess
eu_rights_str_mv openAccess
dc.source.none.fl_str_mv reponame:Repositório Institucional do FGV (FGV Repositório Digital)
instname:Fundação Getulio Vargas (FGV)
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instacron_str FGV
institution FGV
reponame_str Repositório Institucional do FGV (FGV Repositório Digital)
collection Repositório Institucional do FGV (FGV Repositório Digital)
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https://repositorio.fgv.br/bitstreams/dda367a9-412b-49fc-bca9-97d0f2e2bf5b/download
https://repositorio.fgv.br/bitstreams/1acb06e9-dfe6-4ec0-8810-ede27afa5dab/download
https://repositorio.fgv.br/bitstreams/4677f7d7-3d5c-443a-a46a-b6d4d1db65f1/download
bitstream.checksum.fl_str_mv caf3f69eb07c37f43b77d3b35f2ec622
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f04641093a8dd738e03ec12a0aaa763c
bitstream.checksumAlgorithm.fl_str_mv MD5
MD5
MD5
MD5
MD5
MD5
repository.name.fl_str_mv Repositório Institucional do FGV (FGV Repositório Digital) - Fundação Getulio Vargas (FGV)
repository.mail.fl_str_mv
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