Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração
Autor(a) principal: | |
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Data de Publicação: | 2019 |
Tipo de documento: | Dissertação |
Idioma: | por |
Título da fonte: | Repositório Institucional do FGV (FGV Repositório Digital) |
Texto Completo: | https://hdl.handle.net/10438/26090 |
Resumo: | The Brazilian 2011 Antitrust Act added to the list of concentration hypotheses that are subject to merger control the so called “associative contracts”. Since this category lacked any legal definition, that provision gave rise to a debate on what kinds of agreements should be submitted ex ante to the Brazilian antitrust authority (CADE), which inspired the issuance of two resolutions to regulate this matter. Out of this background, the present paper discusses if agreements on intellectual property rights fall within such category of “associative contracts” and, consequently, whether the submission of them to CADE would be mandatory. Besides, it also discusses the Brazilian regulation on this topic in view of the international antitrust practice regarding such agreements. In order to achieve these goals, it was verified the pertinent international legislation as well as the Brazilian literature, and it was performed a case law research before CADE. We concluded that, even though Brazil sets forth a category of concentration without parallel in the USA and in the European Union, the current criteria for the submission of “associative contracts” to pre-merger control do not require non-exclusive intellectual property license agreements to be notified to the local antitrust authority, what leaves Brazil in line with such international benchmark. |
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Aguillar, Rafael Salomão Safe RomanoEscolas::DIREITO RIOSampaio, Patrícia Regina Pinheiro deRagazzo, Carlos Emmanuel JoppertBagnoli, VicentePorto, Antônio José Maristrello2019-02-18T18:17:22Z2019-02-18T18:17:22Z2019-01-21https://hdl.handle.net/10438/26090The Brazilian 2011 Antitrust Act added to the list of concentration hypotheses that are subject to merger control the so called “associative contracts”. Since this category lacked any legal definition, that provision gave rise to a debate on what kinds of agreements should be submitted ex ante to the Brazilian antitrust authority (CADE), which inspired the issuance of two resolutions to regulate this matter. Out of this background, the present paper discusses if agreements on intellectual property rights fall within such category of “associative contracts” and, consequently, whether the submission of them to CADE would be mandatory. Besides, it also discusses the Brazilian regulation on this topic in view of the international antitrust practice regarding such agreements. In order to achieve these goals, it was verified the pertinent international legislation as well as the Brazilian literature, and it was performed a case law research before CADE. We concluded that, even though Brazil sets forth a category of concentration without parallel in the USA and in the European Union, the current criteria for the submission of “associative contracts” to pre-merger control do not require non-exclusive intellectual property license agreements to be notified to the local antitrust authority, what leaves Brazil in line with such international benchmark.A Lei de Defesa da Concorrência de 2011 inseriu dentre as hipóteses de ato de concentração sujeitas ao controle de estruturas os chamados “contratos associativos”. Por se tratar de categoria que carecia de definição legal, essa previsão ensejou debate a respeito de quais modalidades contratuais deveriam ser notificadas previamente ao Conselho Administrativo de Defesa Econômica – CADE, o que motivou a edição de duas resoluções por esta autarquia para disciplinar a matéria. Nesse contexto, o presente trabalho almeja discutir o enquadramento de contratos envolvendo direitos de propriedade intelectual como associativos e, consequentemente, a obrigatoriedade de notificação dessas operações ao CADE, além da adequação da regulamentação brasileira à prática internacional antitruste relativamente a esses contratos. Para alcançar esses desígnios, verificamos a legislação internacional pertinente, a literatura brasileira e realizamos uma pesquisa jurisprudencial junto ao CADE. Concluímos que, embora o Brasil preveja uma categoria de ato de concentração que não encontra paralelo nos Estados Unidos e na União Europeia, os atuais critérios de notificação dos contratos associativos afastam os contratos de licenciamento não exclusivo de propriedade intelectual da incidência do controle preventivo, o que deixa o ordenamento jurídico brasileiro em linha com esse benchmark internacional.porAntitrust lawIntellectual propertyMerger controlAssociative contractsDireito antitrustePropriedade intelectualControle de estruturasContratos associativosDireitoDireito antitruste - BrasilPropriedade intelectualConcorrênciaContratosDireito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentraçãoinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisinfo:eu-repo/semantics/openAccessreponame:Repositório Institucional do FGV (FGV Repositório Digital)instname:Fundação Getulio Vargas (FGV)instacron:FGVTEXTRafael 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dc.title.por.fl_str_mv |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração |
title |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração |
spellingShingle |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração Aguillar, Rafael Salomão Safe Romano Antitrust law Intellectual property Merger control Associative contracts Direito antitruste Propriedade intelectual Controle de estruturas Contratos associativos Direito Direito antitruste - Brasil Propriedade intelectual Concorrência Contratos |
title_short |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração |
title_full |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração |
title_fullStr |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração |
title_full_unstemmed |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração |
title_sort |
Direito antitruste e propriedade intelectual: o caso da notificação de contratos associativos como atos de concentração |
author |
Aguillar, Rafael Salomão Safe Romano |
author_facet |
Aguillar, Rafael Salomão Safe Romano |
author_role |
author |
dc.contributor.unidadefgv.por.fl_str_mv |
Escolas::DIREITO RIO |
dc.contributor.member.none.fl_str_mv |
Sampaio, Patrícia Regina Pinheiro de Ragazzo, Carlos Emmanuel Joppert Bagnoli, Vicente |
dc.contributor.author.fl_str_mv |
Aguillar, Rafael Salomão Safe Romano |
dc.contributor.advisor1.fl_str_mv |
Porto, Antônio José Maristrello |
contributor_str_mv |
Porto, Antônio José Maristrello |
dc.subject.eng.fl_str_mv |
Antitrust law Intellectual property Merger control Associative contracts |
topic |
Antitrust law Intellectual property Merger control Associative contracts Direito antitruste Propriedade intelectual Controle de estruturas Contratos associativos Direito Direito antitruste - Brasil Propriedade intelectual Concorrência Contratos |
dc.subject.por.fl_str_mv |
Direito antitruste Propriedade intelectual Controle de estruturas Contratos associativos |
dc.subject.area.por.fl_str_mv |
Direito |
dc.subject.bibliodata.por.fl_str_mv |
Direito antitruste - Brasil Propriedade intelectual Concorrência Contratos |
description |
The Brazilian 2011 Antitrust Act added to the list of concentration hypotheses that are subject to merger control the so called “associative contracts”. Since this category lacked any legal definition, that provision gave rise to a debate on what kinds of agreements should be submitted ex ante to the Brazilian antitrust authority (CADE), which inspired the issuance of two resolutions to regulate this matter. Out of this background, the present paper discusses if agreements on intellectual property rights fall within such category of “associative contracts” and, consequently, whether the submission of them to CADE would be mandatory. Besides, it also discusses the Brazilian regulation on this topic in view of the international antitrust practice regarding such agreements. In order to achieve these goals, it was verified the pertinent international legislation as well as the Brazilian literature, and it was performed a case law research before CADE. We concluded that, even though Brazil sets forth a category of concentration without parallel in the USA and in the European Union, the current criteria for the submission of “associative contracts” to pre-merger control do not require non-exclusive intellectual property license agreements to be notified to the local antitrust authority, what leaves Brazil in line with such international benchmark. |
publishDate |
2019 |
dc.date.accessioned.fl_str_mv |
2019-02-18T18:17:22Z |
dc.date.available.fl_str_mv |
2019-02-18T18:17:22Z |
dc.date.issued.fl_str_mv |
2019-01-21 |
dc.type.status.fl_str_mv |
info:eu-repo/semantics/publishedVersion |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/masterThesis |
format |
masterThesis |
status_str |
publishedVersion |
dc.identifier.uri.fl_str_mv |
https://hdl.handle.net/10438/26090 |
url |
https://hdl.handle.net/10438/26090 |
dc.language.iso.fl_str_mv |
por |
language |
por |
dc.rights.driver.fl_str_mv |
info:eu-repo/semantics/openAccess |
eu_rights_str_mv |
openAccess |
dc.source.none.fl_str_mv |
reponame:Repositório Institucional do FGV (FGV Repositório Digital) instname:Fundação Getulio Vargas (FGV) instacron:FGV |
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Fundação Getulio Vargas (FGV) |
instacron_str |
FGV |
institution |
FGV |
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Repositório Institucional do FGV (FGV Repositório Digital) |
collection |
Repositório Institucional do FGV (FGV Repositório Digital) |
bitstream.url.fl_str_mv |
https://repositorio.fgv.br/bitstreams/67b0f9f0-a57d-4086-93b6-2affb04632d9/download https://repositorio.fgv.br/bitstreams/f4edc5bc-1359-43f1-a0c6-63f955d704a1/download https://repositorio.fgv.br/bitstreams/10a4913d-44c2-42b4-80a6-50bf266f4e8b/download https://repositorio.fgv.br/bitstreams/dda367a9-412b-49fc-bca9-97d0f2e2bf5b/download https://repositorio.fgv.br/bitstreams/1acb06e9-dfe6-4ec0-8810-ede27afa5dab/download https://repositorio.fgv.br/bitstreams/4677f7d7-3d5c-443a-a46a-b6d4d1db65f1/download |
bitstream.checksum.fl_str_mv |
caf3f69eb07c37f43b77d3b35f2ec622 caf3f69eb07c37f43b77d3b35f2ec622 76edc1e2c98b39a45fec9029f6026b3f dfb340242cced38a6cca06c627998fa1 f04641093a8dd738e03ec12a0aaa763c f04641093a8dd738e03ec12a0aaa763c |
bitstream.checksumAlgorithm.fl_str_mv |
MD5 MD5 MD5 MD5 MD5 MD5 |
repository.name.fl_str_mv |
Repositório Institucional do FGV (FGV Repositório Digital) - Fundação Getulio Vargas (FGV) |
repository.mail.fl_str_mv |
|
_version_ |
1813797823438651392 |