The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen

Detalhes bibliográficos
Autor(a) principal: Zhou Lin
Data de Publicação: 2022
Idioma: eng
Título da fonte: Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos)
Texto Completo: http://hdl.handle.net/10071/28536
Resumo: The recent two decades have seen a surge in patent and trademark applications by Chinese enterprises. But the volume increase has not effectively resulted in enhanced enterprise competitiveness. This unsatisfactory reality has drawn widespread attention to intellectual property (IP) capabilities. Based on a review of the existing literature on industry positioning, resource-based view, capability-based view and IP as a resource, this Thesis constructs a theoretical model of the relationship between IP capabilities and business performance. Specifically, IP capabilities consist of patent capabilities and trademark capabilities in the scope of this Thesis, and business performance is measured by competitive position and profitability. Then measurement formulas are designed to measure the relationships between the independent variables, control variables and dependent variables of the model. To test the reliability and validity of the proposed model, an empirical study of 204 companies with a government-recognised IP management system in Shenzhen was carried out. Statistical analyses results suggested that both patent capabilities and trademark capabilities are significantly and positively associated with business competitiveness, validating the applicability of the model. Following the empirical study, Huawei and ZTE were selected as cases for a qualitative study. The results turned out consistent with the empirical study. Besides, how the IP capabilities of the two case companies affect their business competitiveness is discussed. Finally, suggestions on how to optimize patent and trademark strategies, including application, commercialisation and protection, are put forward for Chinese enterprises to enhance their competitiveness.
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spelling The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in ShenzhenIP capabilitiesPatent capabilitiesTrademark capabilitiesResource-based viewCapability-based viewCapacidades de PICapacidades em patentesCapacidades em marcasVantagem competitiva -- Competitive advantageVisão baseada em recursosVisão baseada em capacidadesThe recent two decades have seen a surge in patent and trademark applications by Chinese enterprises. But the volume increase has not effectively resulted in enhanced enterprise competitiveness. This unsatisfactory reality has drawn widespread attention to intellectual property (IP) capabilities. Based on a review of the existing literature on industry positioning, resource-based view, capability-based view and IP as a resource, this Thesis constructs a theoretical model of the relationship between IP capabilities and business performance. Specifically, IP capabilities consist of patent capabilities and trademark capabilities in the scope of this Thesis, and business performance is measured by competitive position and profitability. Then measurement formulas are designed to measure the relationships between the independent variables, control variables and dependent variables of the model. To test the reliability and validity of the proposed model, an empirical study of 204 companies with a government-recognised IP management system in Shenzhen was carried out. Statistical analyses results suggested that both patent capabilities and trademark capabilities are significantly and positively associated with business competitiveness, validating the applicability of the model. Following the empirical study, Huawei and ZTE were selected as cases for a qualitative study. The results turned out consistent with the empirical study. Besides, how the IP capabilities of the two case companies affect their business competitiveness is discussed. Finally, suggestions on how to optimize patent and trademark strategies, including application, commercialisation and protection, are put forward for Chinese enterprises to enhance their competitiveness.Nas últimas duas décadas assistiu-se a um aumento nos pedidos de patentes e marcas registradas por empresas chinesas. Mas o aumento de volume não resultou efectivamente em maior competitividade empresarial. Esta realidade atraiu ampla atenção para os recursos que tinham sido alocados à propriedade intelectual (PI). Com base em uma revisão da literatura existente sobre posicionamento da indústria, visão baseada em recursos, empresas assentes em capacidades dinâmicas e PI como activo, esta Tese propõe um modelo conceptual da relação entre as capacidades de PI e o desempenho empresarial. Especificamente, os recursos de PI consistem aqui em recursos de patentes e recursos de marcas registadas e o desempenho do negócio, medido pela posição competitiva e rentabilidade. Em seguida, abordagens de medição são avançadas para medir as relações entre as variáveis independentes, variáveis de controle e variáveis dependentes do modelo. Para testar a validade do modelo proposto, foi realizado um estudo empírico de 204 empresas com um sistema de gestão de PI reconhecido pelo governo em Shenzhen. Os resultados das análises estatísticas sugerem que tanto a capacidade em patentes quanto a capacidade em marcas estão significativa e positivamente associadas à competitividade empresarial, demonstrando a aplicabilidade do modelo proposto nesta Tese. Após o estudo empírico quantitativo, a Huawei e a ZTE são estudadas como casos com vista a um estudo qualitativo complementar para reforço da validação e aprofundamento granular dos argumentos esboçados nesta Tese. Os resultados mostraram-se consistentes com o estudo quantitativo. Além disso, discute-se como as capacidades de PI das duas empresas do caso afectam a competitividade nos seus negócios. Por fim, são apresentadas sugestões sobre como optimizar as estratégias de patentes e marcas, incluindo aplicação, comercialização e protecção, para que as empresas chinesas aumentem sua competitividade.2024-03-03T00:00:00Z2023-03-03T00:00:00Z2023-03-032022-07doctoral thesisinfo:eu-repo/semantics/publishedVersionapplication/pdfapplication/octet-streamhttp://hdl.handle.net/10071/28536TID:101599633eng978-989-781-836-3Zhou Lininfo:eu-repo/semantics/openAccessreponame:Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos)instname:Agência para a Sociedade do Conhecimento (UMIC) - FCT - Sociedade da Informaçãoinstacron:RCAAP2024-07-07T03:23:14Zoai:repositorio.iscte-iul.pt:10071/28536Portal AgregadorONGhttps://www.rcaap.pt/oai/openairemluisa.alvim@gmail.comopendoar:71602024-07-07T03:23:14Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos) - Agência para a Sociedade do Conhecimento (UMIC) - FCT - Sociedade da Informaçãofalse
dc.title.none.fl_str_mv The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
title The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
spellingShingle The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
Zhou Lin
IP capabilities
Patent capabilities
Trademark capabilities
Resource-based view
Capability-based view
Capacidades de PI
Capacidades em patentes
Capacidades em marcas
Vantagem competitiva -- Competitive advantage
Visão baseada em recursos
Visão baseada em capacidades
title_short The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
title_full The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
title_fullStr The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
title_full_unstemmed The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
title_sort The changing Chinese intellectual property landscape in the new era: Understanding the connections between corporate IP practices and business performance in Shenzhen
author Zhou Lin
author_facet Zhou Lin
author_role author
dc.contributor.author.fl_str_mv Zhou Lin
dc.subject.por.fl_str_mv IP capabilities
Patent capabilities
Trademark capabilities
Resource-based view
Capability-based view
Capacidades de PI
Capacidades em patentes
Capacidades em marcas
Vantagem competitiva -- Competitive advantage
Visão baseada em recursos
Visão baseada em capacidades
topic IP capabilities
Patent capabilities
Trademark capabilities
Resource-based view
Capability-based view
Capacidades de PI
Capacidades em patentes
Capacidades em marcas
Vantagem competitiva -- Competitive advantage
Visão baseada em recursos
Visão baseada em capacidades
description The recent two decades have seen a surge in patent and trademark applications by Chinese enterprises. But the volume increase has not effectively resulted in enhanced enterprise competitiveness. This unsatisfactory reality has drawn widespread attention to intellectual property (IP) capabilities. Based on a review of the existing literature on industry positioning, resource-based view, capability-based view and IP as a resource, this Thesis constructs a theoretical model of the relationship between IP capabilities and business performance. Specifically, IP capabilities consist of patent capabilities and trademark capabilities in the scope of this Thesis, and business performance is measured by competitive position and profitability. Then measurement formulas are designed to measure the relationships between the independent variables, control variables and dependent variables of the model. To test the reliability and validity of the proposed model, an empirical study of 204 companies with a government-recognised IP management system in Shenzhen was carried out. Statistical analyses results suggested that both patent capabilities and trademark capabilities are significantly and positively associated with business competitiveness, validating the applicability of the model. Following the empirical study, Huawei and ZTE were selected as cases for a qualitative study. The results turned out consistent with the empirical study. Besides, how the IP capabilities of the two case companies affect their business competitiveness is discussed. Finally, suggestions on how to optimize patent and trademark strategies, including application, commercialisation and protection, are put forward for Chinese enterprises to enhance their competitiveness.
publishDate 2022
dc.date.none.fl_str_mv 2022-07
2023-03-03T00:00:00Z
2023-03-03
2024-03-03T00:00:00Z
dc.type.driver.fl_str_mv doctoral thesis
dc.type.status.fl_str_mv info:eu-repo/semantics/publishedVersion
status_str publishedVersion
dc.identifier.uri.fl_str_mv http://hdl.handle.net/10071/28536
TID:101599633
url http://hdl.handle.net/10071/28536
identifier_str_mv TID:101599633
dc.language.iso.fl_str_mv eng
language eng
dc.relation.none.fl_str_mv 978-989-781-836-3
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application/octet-stream
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collection Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos)
repository.name.fl_str_mv Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos) - Agência para a Sociedade do Conhecimento (UMIC) - FCT - Sociedade da Informação
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