Os efeitos da resolução infundada por incumprimento do contrato

Detalhes bibliográficos
Autor(a) principal: Rodrigues, Joana Aurora Farrajota Mendes
Data de Publicação: 2013
Tipo de documento: Dissertação
Idioma: por
Título da fonte: Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos)
Texto Completo: http://hdl.handle.net/10362/18555
Resumo: This study analyses the effects of wrongful termination of long-term contracts, where the unlawfulness arises from the absence of the counterparty’s non-performance. It is divided in two parts. The first part is centered on the analysis of wrongful termination regarded as a party’s action, autonomous from the performance of the contract, directed at its destruction. Considering that the right to terminate is subject to a requirement of existence of a breach of contract, its absence results in the unlawfulness of the termination and, as a general rule, in its invalidity. The analysis of the few existing legal provisions regarding unlawful termination, applicable to a definite set of contracts, shows us that despite the existence of a relation between the unlawfulness of the termination and its invalidity, there are situations where said termination does bring the contract to an end. Such exceptions are justified by the prevalence of other interests that the law chooses, in casu, to protect at the expense of legal certainty. Based on the above we conclude that there is not a single answer to the question of the effectiveness of wrongful termination. The second part of this dissertation addresses the effects of wrongful termination as part of the contract’s performance by one of the parties, as a conduct indicating that said party will not perform. We argue that the seriousness of the statement – regarded as an action contrary to the natural course of the obligational relationship, i.e., towards its completion – entitles the innocent party to have resort to all legal remedies for breach of contract. Infringement of an ancillary good-faith duty to refrain from actions contrary to the contract’s performance, breach of trust essential to the contract, violation of a primary obligation or creditor’s protection from fear of prospective non-performance shall constitute the necessary grounds for the use of the above mentioned remedies. The relevance of each of these elements – as the basis for the exercise of said remedies – shall depend from case to case and, in particular, from the relevant contractual type. In light of the hypothesis under analysis, where one of the parties indicated that it no longer wishes to be bound by the contract and its long-term nature, the power of the creditor to keep the contract alive is amongst all of the available remedies of particular interest. The right to affirm the contract is limited by the weighing of other legally protected interests such as the parties’ freedom to bring the contract to an end, the parties’ reasonable expectations, as well as the contractual equilibrium agreed at the time the contract was entered into. We hold that the reasoning used to determine the limits of the right to keep the contract alive, dictated by the need to safeguard the above mentioned interests, is in every way similar to the one used to assess whether the creditor can reasonably be expected to continue to be bound to the contract in the context of termination for just cause. It consists in determining whether in light of the relevant circumstances and the good-faith principle the debtor who stated his will to put an end to the contract can reasonably be held to it. In such reasoning one has to balance on the one hand the creditor’s interest in the contract’s performance and on the other the debtor’s effort to perform. This effort is not necessarily measurable in mere economical terms. The assessment should take into account not only the increase of the performance’s financial cost, but also the moral effort required for the defaulting debtor to be kept bound by the contract. When appraising this moral effort one should have regard not only to the grounds underlying the wrongful termination, but also to the effects of the termination in the parties’ relationship, as the events triggered by such a conduct may have rendered the contract’s maintenance intolerable.
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spelling Os efeitos da resolução infundada por incumprimento do contratoDireitoThis study analyses the effects of wrongful termination of long-term contracts, where the unlawfulness arises from the absence of the counterparty’s non-performance. It is divided in two parts. The first part is centered on the analysis of wrongful termination regarded as a party’s action, autonomous from the performance of the contract, directed at its destruction. Considering that the right to terminate is subject to a requirement of existence of a breach of contract, its absence results in the unlawfulness of the termination and, as a general rule, in its invalidity. The analysis of the few existing legal provisions regarding unlawful termination, applicable to a definite set of contracts, shows us that despite the existence of a relation between the unlawfulness of the termination and its invalidity, there are situations where said termination does bring the contract to an end. Such exceptions are justified by the prevalence of other interests that the law chooses, in casu, to protect at the expense of legal certainty. Based on the above we conclude that there is not a single answer to the question of the effectiveness of wrongful termination. The second part of this dissertation addresses the effects of wrongful termination as part of the contract’s performance by one of the parties, as a conduct indicating that said party will not perform. We argue that the seriousness of the statement – regarded as an action contrary to the natural course of the obligational relationship, i.e., towards its completion – entitles the innocent party to have resort to all legal remedies for breach of contract. Infringement of an ancillary good-faith duty to refrain from actions contrary to the contract’s performance, breach of trust essential to the contract, violation of a primary obligation or creditor’s protection from fear of prospective non-performance shall constitute the necessary grounds for the use of the above mentioned remedies. The relevance of each of these elements – as the basis for the exercise of said remedies – shall depend from case to case and, in particular, from the relevant contractual type. In light of the hypothesis under analysis, where one of the parties indicated that it no longer wishes to be bound by the contract and its long-term nature, the power of the creditor to keep the contract alive is amongst all of the available remedies of particular interest. The right to affirm the contract is limited by the weighing of other legally protected interests such as the parties’ freedom to bring the contract to an end, the parties’ reasonable expectations, as well as the contractual equilibrium agreed at the time the contract was entered into. We hold that the reasoning used to determine the limits of the right to keep the contract alive, dictated by the need to safeguard the above mentioned interests, is in every way similar to the one used to assess whether the creditor can reasonably be expected to continue to be bound to the contract in the context of termination for just cause. It consists in determining whether in light of the relevant circumstances and the good-faith principle the debtor who stated his will to put an end to the contract can reasonably be held to it. In such reasoning one has to balance on the one hand the creditor’s interest in the contract’s performance and on the other the debtor’s effort to perform. This effort is not necessarily measurable in mere economical terms. The assessment should take into account not only the increase of the performance’s financial cost, but also the moral effort required for the defaulting debtor to be kept bound by the contract. When appraising this moral effort one should have regard not only to the grounds underlying the wrongful termination, but also to the effects of the termination in the parties’ relationship, as the events triggered by such a conduct may have rendered the contract’s maintenance intolerable.O presente estudo tem como objecto os efeitos da declaração de resolução (por incumprimento) infundada no universo dos contratos que criam relações de carácter duradouro. Divide-se em duas grandes partes. A primeira incide sobre os efeitos da declaração de resolução sem fundamento enquanto acto autonomizável da execução do contrato, dirigido à sua destruição. Concluímos que, dependendo o surgimento do direito de resolução da verificação de um fundamento, a inexistência deste determina a ilicitude da declaração pretensamente resolutiva e, em regra, a invalidade desta. A análise das escassas disposições normativas que abordam a questão da ilicitude da resolução num conjunto de tipos contratuais revela-nos que, apesar desta tendencial relação entre ilicitude e invalidade da resolução infundada, casos há em que o efeito extintivo se produz. Trata-se de desvios à regra geral, justificados pela tutela de outros interesses aos quais o Direito, in casu, opta por atribuir uma protecção acrescida em detrimento da estabilidade e segurança. Conclui-se pois que a questão da eficácia da declaração resolutiva infundada não tem necessariamente uma resposta única. A segunda parte do estudo centra-se na determinação dos efeitos da declaração de resolução sem fundamento como acto de execução do contrato, atendendo, em particular, ao respectivo valor sintomático, enquanto manifestação de uma intenção de não cumprimento. Defendemos que a gravidade desta declaração, enquanto conduta profundamente contrária à tendência natural da relação obrigacional para o cumprimento, impõe a disponibilização ao declaratário das faculdades previstas na lei para o inadimplemento. Na base do accionar destes instrumentos encontrar-se-á a violação de um dever de conduta de abstenção de comportamentos contrários à execução do contrato decorrente do princípio da boa fé, a quebra da confiança base do contrato, a violação da obrigação principal ou ainda a tutela do receio de incumprimento, variando a relevância destes elementos consoante o caso e, em particular, o tipo contratual em questão. De entre aquelas faculdades, reveste especial interesse, face à hipótese em análise caracterizada pela manifestação, por uma das partes, de uma vontade de desvinculação e pela natureza duradoura do contrato, o direito à manutenção do contrato. Este direito à manutenção encontra-se limitado pela ponderação de outros interesses igualmente tutelados pela ordem jurídica, designadamente a protecção da liberdade de desvinculação e das expectativas legítimas das partes, bem como do equilíbrio construído por estas aquando da celebração do contrato. Entendemos que o juízo de determinação do ponto em que o direito à manutenção deve ceder em nome de preocupações relacionadas com a tutela daqueles outros interesses é em tudo semelhante ao realizado em sede de apreciação dos limites da vinculação do credor, no quadro da justa causa. Trata-se de avaliar se, atendendo às circunstâncias do caso concreto e à luz do princípio da boa fé, é exigível ao devedor, que exprimiu a sua vontade de pôr termo ao contrato, que se mantenha vinculado ao mesmo. Neste juízo há que ponderar, por um lado, o interesse do credor no cumprimento e, por outro, o esforço de cumprimento do devedor. Este esforço, note-se, não é necessariamente mensurável apenas em termos meramente económicos. Não se trata aqui de apreciar somente o agravamento do custo financeiro da execução da prestação, mas também o esforço moral da manutenção do contrato pelo devedor inadimplente. Na avaliação deste, dever-se-á atender não só aos fundamentos subjacentes à declaração de resolução infundada, mas igualmente ao impacto que a própria declaração tenha tido na relação entre as partes, já que os próprios acontecimentos desencadeados por aquela podem ter tornado insustentável a manutenção do vínculo.La présente étude a pour objet l’analyse des effets de la déclaration de résolution, pour inexécution, dépourvue de fondement, dans l’univers des contrats à exécution successive. Elle se trouve organisée en deux grandes parties. La première partie est consacrée aux effets de la déclaration de résolution injustifiée en tant qu’acte autonome de l’exécution du contrat, dirigé à son anéantissement. Étant donné que l’émergence du droit à résoudre dépend de l’existence d’un fondement, nous concluons que son inexistence engendre l’illicéité de la déclaration qui se voulait de résolution et, pour norme, son invalidité. L’analyse des rares dispositions légales qui traitent la question de l’illicéité de la résolution dans un groupe particulier de types contractuels nous révèle que, malgré cette relation tendancielle entre illicéité et invalidité de la résolution injustifiée, dans certains cas l’effet extinctif se produit. Ce sont des écarts à la règle générale justifiés par la protection d’autres intérêts auxquels le Droit décide, in casu, d’accorder une protection additionnelle au détriment de la stabilité et de la sécurité. Nous concluons donc que la question de l’efficacité de la déclaration de résolution injustifiée n’a pas nécessairement une seule réponse. La deuxième partie de l’étude se centre sur la détermination des effets de la déclaration de résolution sans fondement en tant qu’acte d’exécution du contrat, ayant regard, en particulier, à sa valeur symptomatique comme manifestation d’une intention d’inexécution. Nous défendons que la gravité de cette déclaration, en tant que conduite profondément contraire à la tendance naturelle de la relation obligationnelle vers l’exécution, impose la disponibilization au déclarataire des instruments prévus dans la loi pour l’inexécution. L’exercice de ces instruments aura pour fondement le manquement à un devoir de conduite de s’abstenir de comportements contraires à l’exécution du contrat issu du principe de la bonne-foi, la rupture de la confiance base du contrat, la violation de l’obligation principale ou encore la protection de la crainte d’inexécution, l’importance de chacun de ces éléments dépendant du cas et, en particulier, du type de contrat en question. Face à l’hypothèse en analyse, caractérisée par la manifestation d’une des parties d’une volonté de se libérer du lien contractuel et par la nature successive de l’exécution du contrat, le droit à maintenir le contrat acquiert un intérêt particulier entre les instruments susmentionnés. Ce droit à maintenir le contrat se trouve limité par la mise en balance d’autres intérêts également protégés par l’ordre juridique, tels que la protection de la liberté de se délier du lien contractuel et des attentes légitimes des parties, aussi bien que de l’équilibre construit par celles-ci au moment de la conclusion du contrat. Nous sommes de l’avis que le raisonnement d’identification du point où le droit au maintien du contrat doit céder sa place en raison de soucis liés à la protection de ces autres intérêts est en tout analogue à celui effectué au moment de l’appréciation des limites du lien du créancier au contrat dans le cadre du juste motif. Il s’agit de déterminer si, face aux circonstances du cas concret et à la lumière du principe de la bonne-foi, il est raisonnable d’exiger au débiteur, qui a manifesté sa volonté de mettre fin au contrat, de se maintenir lié à celui-ci. Dans ce jugement, il faut peser, d’un côté, l’intérêt du créancier à l’exécution et, de l’autre, l’effort d’exécution du débiteur. Cet effort n’est pas nécessairement mesurable en termes purement économiques. Il ne s’agit pas seulement d’apprécier l’alourdissement du coût financier de l’exécution de la prestation, mais aussi l’effort moral du maintien du contrat par le débiteur défaillant. Dans l’évaluation de celui-ci, il faudra prendre en considération non seulement les fondements de la déclaration de résolution injustifiée, mais aussi évènements déclenchés par celle-ci ont pu rendre le maintien du lien insoutenable.Duarte, Rui PintoRUNRodrigues, Joana Aurora Farrajota Mendes2017-01-01T01:30:14Z20142013-052014-01-01T00:00:00Zinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/masterThesisapplication/pdfhttp://hdl.handle.net/10362/18555TID:101254580porinfo:eu-repo/semantics/embargoedAccessreponame:Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos)instname:Agência para a Sociedade do Conhecimento (UMIC) - FCT - Sociedade da Informaçãoinstacron:RCAAP2024-03-11T03:57:48Zoai:run.unl.pt:10362/18555Portal AgregadorONGhttps://www.rcaap.pt/oai/openaireopendoar:71602024-03-20T03:24:49.923375Repositório Científico de Acesso Aberto de Portugal (Repositórios Cientìficos) - Agência para a Sociedade do Conhecimento (UMIC) - FCT - Sociedade da Informaçãofalse
dc.title.none.fl_str_mv Os efeitos da resolução infundada por incumprimento do contrato
title Os efeitos da resolução infundada por incumprimento do contrato
spellingShingle Os efeitos da resolução infundada por incumprimento do contrato
Rodrigues, Joana Aurora Farrajota Mendes
Direito
title_short Os efeitos da resolução infundada por incumprimento do contrato
title_full Os efeitos da resolução infundada por incumprimento do contrato
title_fullStr Os efeitos da resolução infundada por incumprimento do contrato
title_full_unstemmed Os efeitos da resolução infundada por incumprimento do contrato
title_sort Os efeitos da resolução infundada por incumprimento do contrato
author Rodrigues, Joana Aurora Farrajota Mendes
author_facet Rodrigues, Joana Aurora Farrajota Mendes
author_role author
dc.contributor.none.fl_str_mv Duarte, Rui Pinto
RUN
dc.contributor.author.fl_str_mv Rodrigues, Joana Aurora Farrajota Mendes
dc.subject.por.fl_str_mv Direito
topic Direito
description This study analyses the effects of wrongful termination of long-term contracts, where the unlawfulness arises from the absence of the counterparty’s non-performance. It is divided in two parts. The first part is centered on the analysis of wrongful termination regarded as a party’s action, autonomous from the performance of the contract, directed at its destruction. Considering that the right to terminate is subject to a requirement of existence of a breach of contract, its absence results in the unlawfulness of the termination and, as a general rule, in its invalidity. The analysis of the few existing legal provisions regarding unlawful termination, applicable to a definite set of contracts, shows us that despite the existence of a relation between the unlawfulness of the termination and its invalidity, there are situations where said termination does bring the contract to an end. Such exceptions are justified by the prevalence of other interests that the law chooses, in casu, to protect at the expense of legal certainty. Based on the above we conclude that there is not a single answer to the question of the effectiveness of wrongful termination. The second part of this dissertation addresses the effects of wrongful termination as part of the contract’s performance by one of the parties, as a conduct indicating that said party will not perform. We argue that the seriousness of the statement – regarded as an action contrary to the natural course of the obligational relationship, i.e., towards its completion – entitles the innocent party to have resort to all legal remedies for breach of contract. Infringement of an ancillary good-faith duty to refrain from actions contrary to the contract’s performance, breach of trust essential to the contract, violation of a primary obligation or creditor’s protection from fear of prospective non-performance shall constitute the necessary grounds for the use of the above mentioned remedies. The relevance of each of these elements – as the basis for the exercise of said remedies – shall depend from case to case and, in particular, from the relevant contractual type. In light of the hypothesis under analysis, where one of the parties indicated that it no longer wishes to be bound by the contract and its long-term nature, the power of the creditor to keep the contract alive is amongst all of the available remedies of particular interest. The right to affirm the contract is limited by the weighing of other legally protected interests such as the parties’ freedom to bring the contract to an end, the parties’ reasonable expectations, as well as the contractual equilibrium agreed at the time the contract was entered into. We hold that the reasoning used to determine the limits of the right to keep the contract alive, dictated by the need to safeguard the above mentioned interests, is in every way similar to the one used to assess whether the creditor can reasonably be expected to continue to be bound to the contract in the context of termination for just cause. It consists in determining whether in light of the relevant circumstances and the good-faith principle the debtor who stated his will to put an end to the contract can reasonably be held to it. In such reasoning one has to balance on the one hand the creditor’s interest in the contract’s performance and on the other the debtor’s effort to perform. This effort is not necessarily measurable in mere economical terms. The assessment should take into account not only the increase of the performance’s financial cost, but also the moral effort required for the defaulting debtor to be kept bound by the contract. When appraising this moral effort one should have regard not only to the grounds underlying the wrongful termination, but also to the effects of the termination in the parties’ relationship, as the events triggered by such a conduct may have rendered the contract’s maintenance intolerable.
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