Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais
Autor(a) principal: | |
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Data de Publicação: | 2022 |
Outros Autores: | |
Tipo de documento: | Tese |
Idioma: | por |
Título da fonte: | Biblioteca Digital de Teses e Dissertações da UERJ |
Texto Completo: | http://www.bdtd.uerj.br/handle/1/18276 |
Resumo: | This Ph.D. dissertation aims to analyze, in a functional perspective, the legal regime of the review of automated decision-making, provided by the Brazilian General Data Protection Law (Law n. 13,709 of 2018, acronym “LGPD”). A deductive method of qualitative matter was adopted based on Stefano Rodotà, notably on the diagnosis of the "dictatorship of algorithms", with the need to develop prerogatives for the protection of the person. This was done in attention to the premises of civil-constitutional law to investigate whether the review of automated decision-making, as conceived in the LGPD, holds normative bases of a substantial protection mechanism. The evolution of privacy up to the conception of personal data protection as an autonomous fundamental right was addressed. In addition, the need to apprehend the phenomenon from a collective perspective was presented from the collective dimension of privacy and the protection of personal data. This perspective considered the scenario of opacity and asymmetry of information and power between data subjects and processing agents. The protection of the individual, in the field of automated decision-making, demands progressive scrutiny not only of the data input, but, above all, of its processing and output, which must go beyond the categories historically associated with discrimination. To demonstrate that, the insufficiency of the category of sensitive data was presented. Certain topics in the field of artificial intelligence, its applications, and the conception of algorithms were outlined to identify their interface with the regulatory perspective. To summarize the problems posed by the automation of decisions, we used, as an investigative guideline, a map of ethical problems structured based on the following challenges: inconclusive evidence; inscrutable evidence; misguided evidence; discriminatory results; transformative effects; and traceability. Additionally, contributions from the philosophy of language were presented, especially to identify the underlying limits of an automated decision process. The legal regime of automated decision-making in the LGPD was analyzed. The objectives and fundamentals of the law were presented, and its principiology was analyzed in interface with the field of automated decision-making. Aspects of other rights of data subjects were presented, especially those with direct repercussions on the automated decision-making regime. The assumptions for the qualification of a decision as totally automated were examined in comparison with the European model on the theme, as well as the right to explanation, as an assumption for the exercise of the review and for the protection of fundamental rights. The review of an automated decision was analyzed, in light of constitutional legality, concluding with the presentation of three proposals to extract the substantial exercise of the LGPD review: (i) the importance of human intervention for the substantiality of the review; (ii) the conditioning of the review to a systemic regime of responsibility and accountability with the establishment of parameters; and (iii) the association of the review to a comprehensive regime of the physiology of legal situations, as well as to a collective paradigm of protection beyond the individual perspective. |
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Schreiber, Andersonhttp://lattes.cnpq.br/7308120828952768Negri, Sergio Marcos Carvalho de Ávilahttp://lattes.cnpq.br/3282764176353256Tepedino, Gustavo José Mendeshttp://lattes.cnpq.br/8832153442752468Souza, Carlos Affonso Pereira dehttp://lattes.cnpq.br/1819360839405757Mulholland, Caitlin Sampaiohttp://lattes.cnpq.br/5010668019661821Branco Júnior, Sérgio Vieirahttp://lattes.cnpq.br/1052318679517461http://lattes.cnpq.br/2016572586662958Korkmaz, Maria Regina Detoni Cavalcanti Rigolonmariareginadcr@gmail.com2022-08-25T14:16:47Z2024-07-292022-07-26KORKMAZ, Maria Regina Detoni Cavalcanti Rigolon. Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais. 2022. 329 f. Tese (Doutorado em Direito) - Faculdade de Direito, Universidade do Estado do Rio de Janeiro, Rio de Janeiro, 2022.http://www.bdtd.uerj.br/handle/1/18276This Ph.D. dissertation aims to analyze, in a functional perspective, the legal regime of the review of automated decision-making, provided by the Brazilian General Data Protection Law (Law n. 13,709 of 2018, acronym “LGPD”). A deductive method of qualitative matter was adopted based on Stefano Rodotà, notably on the diagnosis of the "dictatorship of algorithms", with the need to develop prerogatives for the protection of the person. This was done in attention to the premises of civil-constitutional law to investigate whether the review of automated decision-making, as conceived in the LGPD, holds normative bases of a substantial protection mechanism. The evolution of privacy up to the conception of personal data protection as an autonomous fundamental right was addressed. In addition, the need to apprehend the phenomenon from a collective perspective was presented from the collective dimension of privacy and the protection of personal data. This perspective considered the scenario of opacity and asymmetry of information and power between data subjects and processing agents. The protection of the individual, in the field of automated decision-making, demands progressive scrutiny not only of the data input, but, above all, of its processing and output, which must go beyond the categories historically associated with discrimination. To demonstrate that, the insufficiency of the category of sensitive data was presented. Certain topics in the field of artificial intelligence, its applications, and the conception of algorithms were outlined to identify their interface with the regulatory perspective. To summarize the problems posed by the automation of decisions, we used, as an investigative guideline, a map of ethical problems structured based on the following challenges: inconclusive evidence; inscrutable evidence; misguided evidence; discriminatory results; transformative effects; and traceability. Additionally, contributions from the philosophy of language were presented, especially to identify the underlying limits of an automated decision process. The legal regime of automated decision-making in the LGPD was analyzed. The objectives and fundamentals of the law were presented, and its principiology was analyzed in interface with the field of automated decision-making. Aspects of other rights of data subjects were presented, especially those with direct repercussions on the automated decision-making regime. The assumptions for the qualification of a decision as totally automated were examined in comparison with the European model on the theme, as well as the right to explanation, as an assumption for the exercise of the review and for the protection of fundamental rights. The review of an automated decision was analyzed, in light of constitutional legality, concluding with the presentation of three proposals to extract the substantial exercise of the LGPD review: (i) the importance of human intervention for the substantiality of the review; (ii) the conditioning of the review to a systemic regime of responsibility and accountability with the establishment of parameters; and (iii) the association of the review to a comprehensive regime of the physiology of legal situations, as well as to a collective paradigm of protection beyond the individual perspective.A tese tem por fim analisar, em uma perspectiva funcional, o regime jurídico da revisão de decisões automatizadas, previsto pela Lei Geral de Proteção de Dados Pessoais (Lei n. 13.709 de 2018, acrônimo “LGPD”). A partir de Stefano Rodotà, notadamente sobre o diagnóstico da “ditadura dos algoritmos”, com a necessidade de desenvolver prerrogativas para a proteção da pessoa, adotou-se o método dedutivo, de caráter qualitativo e em atenção às premissas do direito civil-constitucional para investigar se a revisão de decisões automatizadas, tal como concebida na LGPD, detém bases normativas de um mecanismo de tutela substancial. A evolução que se desenhou da privacidade até a concepção de proteção de dados pessoais como direito fundamental autônomo foi abordada. Ainda, a necessidade de apreensão do fenômeno a partir de uma perspectiva coletiva, considerando o cenário de opacidade e de assimetria informacional e de poder entre titulares de dados e agentes de tratamento, foi apresentada a partir da dimensão coletiva da privacidade e da proteção de dados pessoais. A insuficiência da categoria de dados sensíveis foi apresentada com o propósito de demonstrar que a proteção da pessoa, no campo das decisões automatizadas, demanda progressivo escrutínio não apenas do input de dados, mas, sobretudo, de seu processamento e do output, o que deverá se dar para além das categorias, historicamente, associadas à discriminação. Conceitos do campo da inteligência artificial, de suas aplicações e da concepção de algoritmo foram delimitados neste trabalho a fim de identificar sua interface com a perspectiva regulatória. Com o intuito de sumarizar os problemas postos pela automatização de decisões, utilizou-se, como diretriz investigativa, mapa de problemas éticos estruturado com base nos seguintes desafios: evidências inconclusivas; evidências inescrutáveis; evidências mal orientadas; resultados discriminatórios; efeitos transformativos; e rastreabilidade. Adicionalmente, foram apresentadas contribuições da filosofia da linguagem, especialmente para identificar os limites subjacentes a um processo de decisão automatizado. Ademais, o regime jurídico das decisões automatizadas na LGPD foi analisado. Foram apresentados os objetivos e os fundamentos da norma, bem como analisada a sua principiologia em interface com o campo das decisões automatizadas. Aspectos de outros direitos dos titulares foram apresentados, especialmente aqueles com repercussões diretas no regime das decisões automatizadas. Os pressupostos para a qualificação de uma decisão como totalmente automatizada foram examinados, em cotejo com o modelo europeu sobre o tema, bem como o direito à explicação, enquanto pressuposto para o exercício da revisão e para a proteção de direitos fundamentais. A revisão de decisão automatizada foi analisada, à luz da legalidade constitucional, concluindo-se com a apresentação de três propostas para extrair o exercício substancial da revisão da LGPD: (i) importância da intervenção humana para a substancialidade da revisão; (ii) condicionamento da revisão a um regime sistêmico de responsabilidade e de prestação de contas, com o estabelecimento de parâmetros; e (iii) associação da revisão a um regime abrangente da fisiologia das situações jurídicas, bem como a um paradigma coletivo de proteção, para além da perspectiva individual.Submitted by Marcela CCS/C (bdtdccsc@gmail.com) on 2022-08-25T14:16:47Z No. of bitstreams: 2 Tese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Parcial.pdf: 631721 bytes, checksum: fbc85fc449830a7eba7ee1ad6ac9dd7b (MD5) Tese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Completa.pdf: 2616600 bytes, checksum: f0a623c5643bb2c1a6f92a97bb925566 (MD5)Made available in DSpace on 2022-08-25T14:16:47Z (GMT). No. of bitstreams: 2 Tese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Parcial.pdf: 631721 bytes, checksum: fbc85fc449830a7eba7ee1ad6ac9dd7b (MD5) Tese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Completa.pdf: 2616600 bytes, checksum: f0a623c5643bb2c1a6f92a97bb925566 (MD5) Previous issue date: 2022-07-26application/pdfporUniversidade do Estado do Rio de JaneiroPrograma de Pós-Graduação em DireitoUERJBrasilCentro de Ciências Sociais::Faculdade de DireitoAutomated decision-makingRight to reviewRight to explanationHuman interventionCollective dimension of privacy and personal data protectionFundamental right to the protection of personal dataDecisões automatizadasDireito à revisãoDireito à explicaçãoIntervenção humanaDimensão coletiva da privacidade e da proteção de dados pessoaisDireito fundamental à proteção de dados pessoaisCIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVILRevisão de decisões automatizadas na Lei Geral de Proteção de Dados PessoaisRight to review of automated decision-making in the Brazilian General Data Protection Lawinfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisinfo:eu-repo/semantics/embargoedAccessreponame:Biblioteca Digital de Teses e Dissertações da UERJinstname:Universidade do Estado do Rio de Janeiro (UERJ)instacron:UERJORIGINALTese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Parcial.pdfTese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Parcial.pdfapplication/pdf631721http://www.bdtd.uerj.br/bitstream/1/18276/2/Tese+-+Maria+Regina+Detoni+Cavalcanti+Rigolon+Korkmaz+-+2022+-+Parcial.pdffbc85fc449830a7eba7ee1ad6ac9dd7bMD52Tese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Completa.pdfTese - Maria Regina Detoni Cavalcanti Rigolon Korkmaz - 2022 - Completa.pdfapplication/pdf2616600http://www.bdtd.uerj.br/bitstream/1/18276/3/Tese+-+Maria+Regina+Detoni+Cavalcanti+Rigolon+Korkmaz+-+2022+-+Completa.pdff0a623c5643bb2c1a6f92a97bb925566MD53LICENSElicense.txtlicense.txttext/plain; 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dc.title.por.fl_str_mv |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais |
dc.title.alternative.eng.fl_str_mv |
Right to review of automated decision-making in the Brazilian General Data Protection Law |
title |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais |
spellingShingle |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais Korkmaz, Maria Regina Detoni Cavalcanti Rigolon Automated decision-making Right to review Right to explanation Human intervention Collective dimension of privacy and personal data protection Fundamental right to the protection of personal data Decisões automatizadas Direito à revisão Direito à explicação Intervenção humana Dimensão coletiva da privacidade e da proteção de dados pessoais Direito fundamental à proteção de dados pessoais CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVIL |
title_short |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais |
title_full |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais |
title_fullStr |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais |
title_full_unstemmed |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais |
title_sort |
Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais |
author |
Korkmaz, Maria Regina Detoni Cavalcanti Rigolon |
author_facet |
Korkmaz, Maria Regina Detoni Cavalcanti Rigolon mariareginadcr@gmail.com |
author_role |
author |
author2 |
mariareginadcr@gmail.com |
author2_role |
author |
dc.contributor.advisor1.fl_str_mv |
Schreiber, Anderson |
dc.contributor.advisor1Lattes.fl_str_mv |
http://lattes.cnpq.br/7308120828952768 |
dc.contributor.advisor-co1.fl_str_mv |
Negri, Sergio Marcos Carvalho de Ávila |
dc.contributor.advisor-co1Lattes.fl_str_mv |
http://lattes.cnpq.br/3282764176353256 |
dc.contributor.referee1.fl_str_mv |
Tepedino, Gustavo José Mendes |
dc.contributor.referee1Lattes.fl_str_mv |
http://lattes.cnpq.br/8832153442752468 |
dc.contributor.referee2.fl_str_mv |
Souza, Carlos Affonso Pereira de |
dc.contributor.referee2Lattes.fl_str_mv |
http://lattes.cnpq.br/1819360839405757 |
dc.contributor.referee3.fl_str_mv |
Mulholland, Caitlin Sampaio |
dc.contributor.referee3Lattes.fl_str_mv |
http://lattes.cnpq.br/5010668019661821 |
dc.contributor.referee4.fl_str_mv |
Branco Júnior, Sérgio Vieira |
dc.contributor.referee4Lattes.fl_str_mv |
http://lattes.cnpq.br/1052318679517461 |
dc.contributor.authorLattes.fl_str_mv |
http://lattes.cnpq.br/2016572586662958 |
dc.contributor.author.fl_str_mv |
Korkmaz, Maria Regina Detoni Cavalcanti Rigolon mariareginadcr@gmail.com |
contributor_str_mv |
Schreiber, Anderson Negri, Sergio Marcos Carvalho de Ávila Tepedino, Gustavo José Mendes Souza, Carlos Affonso Pereira de Mulholland, Caitlin Sampaio Branco Júnior, Sérgio Vieira |
dc.subject.eng.fl_str_mv |
Automated decision-making Right to review Right to explanation Human intervention Collective dimension of privacy and personal data protection Fundamental right to the protection of personal data |
topic |
Automated decision-making Right to review Right to explanation Human intervention Collective dimension of privacy and personal data protection Fundamental right to the protection of personal data Decisões automatizadas Direito à revisão Direito à explicação Intervenção humana Dimensão coletiva da privacidade e da proteção de dados pessoais Direito fundamental à proteção de dados pessoais CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVIL |
dc.subject.por.fl_str_mv |
Decisões automatizadas Direito à revisão Direito à explicação Intervenção humana Dimensão coletiva da privacidade e da proteção de dados pessoais Direito fundamental à proteção de dados pessoais |
dc.subject.cnpq.fl_str_mv |
CIENCIAS SOCIAIS APLICADAS::DIREITO::DIREITO PRIVADO::DIREITO CIVIL |
description |
This Ph.D. dissertation aims to analyze, in a functional perspective, the legal regime of the review of automated decision-making, provided by the Brazilian General Data Protection Law (Law n. 13,709 of 2018, acronym “LGPD”). A deductive method of qualitative matter was adopted based on Stefano Rodotà, notably on the diagnosis of the "dictatorship of algorithms", with the need to develop prerogatives for the protection of the person. This was done in attention to the premises of civil-constitutional law to investigate whether the review of automated decision-making, as conceived in the LGPD, holds normative bases of a substantial protection mechanism. The evolution of privacy up to the conception of personal data protection as an autonomous fundamental right was addressed. In addition, the need to apprehend the phenomenon from a collective perspective was presented from the collective dimension of privacy and the protection of personal data. This perspective considered the scenario of opacity and asymmetry of information and power between data subjects and processing agents. The protection of the individual, in the field of automated decision-making, demands progressive scrutiny not only of the data input, but, above all, of its processing and output, which must go beyond the categories historically associated with discrimination. To demonstrate that, the insufficiency of the category of sensitive data was presented. Certain topics in the field of artificial intelligence, its applications, and the conception of algorithms were outlined to identify their interface with the regulatory perspective. To summarize the problems posed by the automation of decisions, we used, as an investigative guideline, a map of ethical problems structured based on the following challenges: inconclusive evidence; inscrutable evidence; misguided evidence; discriminatory results; transformative effects; and traceability. Additionally, contributions from the philosophy of language were presented, especially to identify the underlying limits of an automated decision process. The legal regime of automated decision-making in the LGPD was analyzed. The objectives and fundamentals of the law were presented, and its principiology was analyzed in interface with the field of automated decision-making. Aspects of other rights of data subjects were presented, especially those with direct repercussions on the automated decision-making regime. The assumptions for the qualification of a decision as totally automated were examined in comparison with the European model on the theme, as well as the right to explanation, as an assumption for the exercise of the review and for the protection of fundamental rights. The review of an automated decision was analyzed, in light of constitutional legality, concluding with the presentation of three proposals to extract the substantial exercise of the LGPD review: (i) the importance of human intervention for the substantiality of the review; (ii) the conditioning of the review to a systemic regime of responsibility and accountability with the establishment of parameters; and (iii) the association of the review to a comprehensive regime of the physiology of legal situations, as well as to a collective paradigm of protection beyond the individual perspective. |
publishDate |
2022 |
dc.date.accessioned.fl_str_mv |
2022-08-25T14:16:47Z |
dc.date.issued.fl_str_mv |
2022-07-26 |
dc.date.available.fl_str_mv |
2024-07-29 |
dc.type.status.fl_str_mv |
info:eu-repo/semantics/publishedVersion |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/doctoralThesis |
format |
doctoralThesis |
status_str |
publishedVersion |
dc.identifier.citation.fl_str_mv |
KORKMAZ, Maria Regina Detoni Cavalcanti Rigolon. Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais. 2022. 329 f. Tese (Doutorado em Direito) - Faculdade de Direito, Universidade do Estado do Rio de Janeiro, Rio de Janeiro, 2022. |
dc.identifier.uri.fl_str_mv |
http://www.bdtd.uerj.br/handle/1/18276 |
identifier_str_mv |
KORKMAZ, Maria Regina Detoni Cavalcanti Rigolon. Revisão de decisões automatizadas na Lei Geral de Proteção de Dados Pessoais. 2022. 329 f. Tese (Doutorado em Direito) - Faculdade de Direito, Universidade do Estado do Rio de Janeiro, Rio de Janeiro, 2022. |
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http://www.bdtd.uerj.br/handle/1/18276 |
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Universidade do Estado do Rio de Janeiro |
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Programa de Pós-Graduação em Direito |
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UERJ |
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Brasil |
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Centro de Ciências Sociais::Faculdade de Direito |
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Universidade do Estado do Rio de Janeiro |
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