A força normativa da boa-fé objetiva

Detalhes bibliográficos
Autor(a) principal: Hora Neto, João
Data de Publicação: 2021
Tipo de documento: Tese
Idioma: por
Título da fonte: Repositório Institucional da UFS
Texto Completo: http://ri.ufs.br/jspui/handle/riufs/17471
Resumo: Despite gestating in Roman contractualism (bona fides), this thesis asks whether objective good faith has an expansionist vocation/normative force capable of reaching other branches of private law and, also, public law, as well as whether it has a nature principle, properly applied in the light of constitutional civil legality. The general objective is to investigate whether there is an expansionist vocation, as well as whether objective good faith is a norm-rule or a principlenorm and whether its practical application is in accordance with the premises of constitutional civil law. The methodology used was documentary/bibliographic research, national and foreign, with data collection through bibliographic material, through doctrinal, jurisprudential and legal texts investigation, in addition to a dogmatic approach, by logical, grammatical and systematic interpretation, in accordance with the deductive, inductive and dialectical reasoning. According to the eight chapters exposed, it became evident that the constitutionalization of civil law requires a re-reading in the light of its strict premises, given the imprecise application of several general clauses and, among them, objective good faith. The express acceptance of objective good faith in the Civil Code was noted, visible for its triple function, as well as its connection with the contract since Roman law, and, in modernity, its close connection with its modern conception, was noted, with a constitutionalized profile, through civil, business and consumer contracts. It was observed that objective good faith is a rule of public order (loyalty/conduct/honesty) that imposes 'duties of consideration/conduct' arising from the modern conception of obligation (dynamic, cooperative, solidary) and that are independent the will of the contracting parties and are not bound by a particular type of contract. Its incidence was also observed in any contractual phase (pre, during and post), including in other branches of private law. In view of the overcoming of the summa divisio and considering that the Brazilian legal system adopts an open normative model, permeated by general clauses, the incidence of objective good faith was also demonstrated in terms of public law, as it is an ethical-legal principle and a transdisciplinary legal category, whose aim is to achieve the maximum realization of a constitutional value. The transformation of civil liability in postmodern society ('risk society') was examined in view of the mitigation of its classic assumptions (guilt, nexus and damage) and a fourth evolutionary phase of state civil liability was pointed out, that is, the State as guarantor of fundamental rights, which is why the specific state omission must be recognized in the light of new principles, and, among which, objective good faith. It was attested that such specific omission constitutes an infringement of the duty of diligence of the Constitutional State, thus violating the 'duties of consideration' relating to objective good faith, which is also rooted in constitutional principle (morality, efficiency, security, legality etc.). It was argued that objective good faith is a principle-norm (optimization command) and not a norm-rule, being subject to restriction, through the proportionality test, the result of which generates its essential content, thus present in the private law and public law. It was noted that the Brazilian legal system does not follow the Free Law School, which rejects the culture of judicial decisionism in force. Finally, it was concluded that objective good faith, regardless of Roman contractual law, has a normative force to reach the other branches of law (private and public), being a principle-norm that generates an essential content and that, in view of of its imprecise practical application, it must be operationalized in the light of constitutional civil legality, regarding legal certainty, based on the authority of the argument and not on the argument of authority (arbitrary, sentimental and ideological).
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spelling Hora Neto, JoãoPamplona Filho, Rodolfo Mário Veiga2023-04-25T21:52:17Z2023-04-25T21:52:17Z2021HORA NETO, João. A força normativa da boa-fé objetiva. 2021. 273 f. Tese (Doutorado em Direito) - Universidade Federal da Bahia, Salvador, 2021.http://ri.ufs.br/jspui/handle/riufs/17471Despite gestating in Roman contractualism (bona fides), this thesis asks whether objective good faith has an expansionist vocation/normative force capable of reaching other branches of private law and, also, public law, as well as whether it has a nature principle, properly applied in the light of constitutional civil legality. The general objective is to investigate whether there is an expansionist vocation, as well as whether objective good faith is a norm-rule or a principlenorm and whether its practical application is in accordance with the premises of constitutional civil law. The methodology used was documentary/bibliographic research, national and foreign, with data collection through bibliographic material, through doctrinal, jurisprudential and legal texts investigation, in addition to a dogmatic approach, by logical, grammatical and systematic interpretation, in accordance with the deductive, inductive and dialectical reasoning. According to the eight chapters exposed, it became evident that the constitutionalization of civil law requires a re-reading in the light of its strict premises, given the imprecise application of several general clauses and, among them, objective good faith. The express acceptance of objective good faith in the Civil Code was noted, visible for its triple function, as well as its connection with the contract since Roman law, and, in modernity, its close connection with its modern conception, was noted, with a constitutionalized profile, through civil, business and consumer contracts. It was observed that objective good faith is a rule of public order (loyalty/conduct/honesty) that imposes 'duties of consideration/conduct' arising from the modern conception of obligation (dynamic, cooperative, solidary) and that are independent the will of the contracting parties and are not bound by a particular type of contract. Its incidence was also observed in any contractual phase (pre, during and post), including in other branches of private law. In view of the overcoming of the summa divisio and considering that the Brazilian legal system adopts an open normative model, permeated by general clauses, the incidence of objective good faith was also demonstrated in terms of public law, as it is an ethical-legal principle and a transdisciplinary legal category, whose aim is to achieve the maximum realization of a constitutional value. The transformation of civil liability in postmodern society ('risk society') was examined in view of the mitigation of its classic assumptions (guilt, nexus and damage) and a fourth evolutionary phase of state civil liability was pointed out, that is, the State as guarantor of fundamental rights, which is why the specific state omission must be recognized in the light of new principles, and, among which, objective good faith. It was attested that such specific omission constitutes an infringement of the duty of diligence of the Constitutional State, thus violating the 'duties of consideration' relating to objective good faith, which is also rooted in constitutional principle (morality, efficiency, security, legality etc.). It was argued that objective good faith is a principle-norm (optimization command) and not a norm-rule, being subject to restriction, through the proportionality test, the result of which generates its essential content, thus present in the private law and public law. It was noted that the Brazilian legal system does not follow the Free Law School, which rejects the culture of judicial decisionism in force. Finally, it was concluded that objective good faith, regardless of Roman contractual law, has a normative force to reach the other branches of law (private and public), being a principle-norm that generates an essential content and that, in view of of its imprecise practical application, it must be operationalized in the light of constitutional civil legality, regarding legal certainty, based on the authority of the argument and not on the argument of authority (arbitrary, sentimental and ideological).Não obstante gestada na contratualística romana (bona fides), a presente tese indaga se a boafé objetiva tem uma vocação expansionista/força normativa capaz de alcançar outros ramos do direito privado e, também, do direito público, bem como se tem uma natureza jurídica de princípio, adequadamente aplicado à luz da legalidade civil constitucional. O objetivo geral é investigar se há uma vocação expansionista, bem como se a boa-fé objetiva é uma norma-regra ou uma norma-princípio e se sua aplicação prática se acha conforme as premissas do direito civil constitucional. A metodologia empregada foi a pesquisa documental/bibliográfica, nacional e estrangeira, com coleta de dados através de material bibliográfico, mediante investigação doutrinária, jurisprudencial e textos legais, além de uma abordagem dogmática, via interpretação lógica, gramatical e sistemática, de acordo com os raciocínios dedutivo, indutivo e dialético. Conforme os oito capítulos expostos, evidenciou-se que a constitucionalização do direito civil exige uma releitura à luz das suas estritas premissas, diante da aplicação imprecisa de diversas cláusulas gerais e, dentre elas, a boa-fé objetiva. Anotou-se o expresso acolhimento da boa-fé objetiva no Código Civil, avistável por sua tríplice função, bem como demonstrou-se sua ligação com o contrato desde o direito romano, e, na modernidade, sua estreita ligação com a sua concepção moderna, de perfil constitucionalizado, através dos contratos civilístico, empresarial e de consumo. Observou-se que a boa-fé objetiva é uma norma de ordem pública (mandamento de lealdade/conduta/honestidade) que impõe ‘deveres de consideração/de conduta’ decorrentes da concepção moderna de obrigação (dinâmica, cooperada, solidária) e que independem da vontade dos contratantes e não se vinculam a determinado tipo contratual. Também se observou sua incidência em qualquer fase contratual (pré, durante e pós), inclusive em outros ramos do direito privado. À vista da superação da summa divisio e considerando que o sistema jurídico pátrio adota um modelo normativo aberto, permeado de cláusulas gerais, demonstrou-se a incidência da boa-fé objetiva também em sede de direito público, por ser um princípio ético-jurídico e uma categoria jurídica transdisciplinar, cujo desiderato é alcançar a máxima realização de um valor constitucional. Examinou-se a transformação da responsabilidade civil na sociedade pós-moderna (‘sociedade de risco’), à vista da mitigação dos seus pressupostos clássicos (culpa, nexo e dano) e apontouse uma quarta fase evolutiva da responsabilidade civil estatal, ou seja, o Estado como garantidor dos direitos fundamentais, razão por que a omissão específica estatal deve ser reconhecida à luz de novéis princípios, e, dentre os quais, a boa-fé objetiva. Atestou-se que dita omissão específica se constitui em uma infração ao dever de diligência do Estado Constitucional, violando, assim, os ‘deveres de consideração’ atinentes à boa-fé objetiva, que também têm raiz na principiologia constitucional (moralidade, eficiência, segurança, legalidade etc.). Argumentou-se que a boa-fé objetiva é uma norma-princípio (mandamento de otimização) e não uma norma-regra, sendo passível de restrição, mediante o teste da proporcionalidade, cujo resultado gera o seu conteúdo essencial, assim presente em sede de direito privado e de direito público. Anotou-se que o sistema jurídico pátrio não segue a Escola do Direito Livre, o que faz rechaçar a cultura do decisionismo judicial vigente. Ao cabo, concluiu-se que a boa-fé objetiva, inobstante originária do direito contratual romano, detém uma força normativa a atingir os demais ramos do direito (privado e público), sendo uma norma-princípio que gera um conteúdo essencial e que, diante da sua imprecisa aplicação prática, deve ser operacionalizada à luz da legalidade civil constitucional, atinente à segurança jurídica, com base na autoridade do argumento e não no argumento de autoridade (arbitrário, sentimental e ideológico).SalvadorporBoa-fé (Direito)Princípios gerais do direitoDireito CivilContratosBoa-fé objetivaVocação expansionista/força normativaNorma-princípioAplicação inadequadaLegalidade civil constitucionalObjective good faithExpansionist vocationNormative forcePrinciple-normInadequate applicationConstitutional civil legalityA força normativa da boa-fé objetivainfo:eu-repo/semantics/publishedVersioninfo:eu-repo/semantics/doctoralThesisUFBAreponame:Repositório Institucional da UFSinstname:Universidade Federal de Sergipe (UFS)instacron:UFSinfo:eu-repo/semantics/openAccessLICENSElicense.txtlicense.txttext/plain; charset=utf-81475https://ri.ufs.br/jspui/bitstream/riufs/17471/1/license.txt098cbbf65c2c15e1fb2e49c5d306a44cMD51ORIGINALJOAO_HORA_NETO.pdfJOAO_HORA_NETO.pdfapplication/pdf2102183https://ri.ufs.br/jspui/bitstream/riufs/17471/2/JOAO_HORA_NETO.pdffd09789b6a77e6969cd3898bf7dddad8MD52TEXTJOAO_HORA_NETO.pdf.txtJOAO_HORA_NETO.pdf.txtExtracted texttext/plain755186https://ri.ufs.br/jspui/bitstream/riufs/17471/3/JOAO_HORA_NETO.pdf.txtaec8f739d30eeeab225614cf98422d4bMD53THUMBNAILJOAO_HORA_NETO.pdf.jpgJOAO_HORA_NETO.pdf.jpgGenerated Thumbnailimage/jpeg1141https://ri.ufs.br/jspui/bitstream/riufs/17471/4/JOAO_HORA_NETO.pdf.jpg78c38901943a8892710e2890165ea672MD54riufs/174712023-04-25 18:52:17.318oai:ufs.br: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Repositório InstitucionalPUBhttps://ri.ufs.br/oai/requestrepositorio@academico.ufs.bropendoar:2023-04-25T21:52:17Repositório Institucional da UFS - Universidade Federal de Sergipe (UFS)false
dc.title.pt_BR.fl_str_mv A força normativa da boa-fé objetiva
title A força normativa da boa-fé objetiva
spellingShingle A força normativa da boa-fé objetiva
Hora Neto, João
Boa-fé (Direito)
Princípios gerais do direito
Direito Civil
Contratos
Boa-fé objetiva
Vocação expansionista/força normativa
Norma-princípio
Aplicação inadequada
Legalidade civil constitucional
Objective good faith
Expansionist vocation
Normative force
Principle-norm
Inadequate application
Constitutional civil legality
title_short A força normativa da boa-fé objetiva
title_full A força normativa da boa-fé objetiva
title_fullStr A força normativa da boa-fé objetiva
title_full_unstemmed A força normativa da boa-fé objetiva
title_sort A força normativa da boa-fé objetiva
author Hora Neto, João
author_facet Hora Neto, João
author_role author
dc.contributor.author.fl_str_mv Hora Neto, João
dc.contributor.advisor1.fl_str_mv Pamplona Filho, Rodolfo Mário Veiga
contributor_str_mv Pamplona Filho, Rodolfo Mário Veiga
dc.subject.por.fl_str_mv Boa-fé (Direito)
Princípios gerais do direito
Direito Civil
Contratos
Boa-fé objetiva
Vocação expansionista/força normativa
Norma-princípio
Aplicação inadequada
Legalidade civil constitucional
Objective good faith
Expansionist vocation
Normative force
Principle-norm
Inadequate application
Constitutional civil legality
topic Boa-fé (Direito)
Princípios gerais do direito
Direito Civil
Contratos
Boa-fé objetiva
Vocação expansionista/força normativa
Norma-princípio
Aplicação inadequada
Legalidade civil constitucional
Objective good faith
Expansionist vocation
Normative force
Principle-norm
Inadequate application
Constitutional civil legality
description Despite gestating in Roman contractualism (bona fides), this thesis asks whether objective good faith has an expansionist vocation/normative force capable of reaching other branches of private law and, also, public law, as well as whether it has a nature principle, properly applied in the light of constitutional civil legality. The general objective is to investigate whether there is an expansionist vocation, as well as whether objective good faith is a norm-rule or a principlenorm and whether its practical application is in accordance with the premises of constitutional civil law. The methodology used was documentary/bibliographic research, national and foreign, with data collection through bibliographic material, through doctrinal, jurisprudential and legal texts investigation, in addition to a dogmatic approach, by logical, grammatical and systematic interpretation, in accordance with the deductive, inductive and dialectical reasoning. According to the eight chapters exposed, it became evident that the constitutionalization of civil law requires a re-reading in the light of its strict premises, given the imprecise application of several general clauses and, among them, objective good faith. The express acceptance of objective good faith in the Civil Code was noted, visible for its triple function, as well as its connection with the contract since Roman law, and, in modernity, its close connection with its modern conception, was noted, with a constitutionalized profile, through civil, business and consumer contracts. It was observed that objective good faith is a rule of public order (loyalty/conduct/honesty) that imposes 'duties of consideration/conduct' arising from the modern conception of obligation (dynamic, cooperative, solidary) and that are independent the will of the contracting parties and are not bound by a particular type of contract. Its incidence was also observed in any contractual phase (pre, during and post), including in other branches of private law. In view of the overcoming of the summa divisio and considering that the Brazilian legal system adopts an open normative model, permeated by general clauses, the incidence of objective good faith was also demonstrated in terms of public law, as it is an ethical-legal principle and a transdisciplinary legal category, whose aim is to achieve the maximum realization of a constitutional value. The transformation of civil liability in postmodern society ('risk society') was examined in view of the mitigation of its classic assumptions (guilt, nexus and damage) and a fourth evolutionary phase of state civil liability was pointed out, that is, the State as guarantor of fundamental rights, which is why the specific state omission must be recognized in the light of new principles, and, among which, objective good faith. It was attested that such specific omission constitutes an infringement of the duty of diligence of the Constitutional State, thus violating the 'duties of consideration' relating to objective good faith, which is also rooted in constitutional principle (morality, efficiency, security, legality etc.). It was argued that objective good faith is a principle-norm (optimization command) and not a norm-rule, being subject to restriction, through the proportionality test, the result of which generates its essential content, thus present in the private law and public law. It was noted that the Brazilian legal system does not follow the Free Law School, which rejects the culture of judicial decisionism in force. Finally, it was concluded that objective good faith, regardless of Roman contractual law, has a normative force to reach the other branches of law (private and public), being a principle-norm that generates an essential content and that, in view of of its imprecise practical application, it must be operationalized in the light of constitutional civil legality, regarding legal certainty, based on the authority of the argument and not on the argument of authority (arbitrary, sentimental and ideological).
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