Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory

Detalhes bibliográficos
Autor(a) principal: Siqueira, Dirceu Pereira
Data de Publicação: 2022
Outros Autores: Morais, Fausto Santos de, Santos, Marcel Ferreira dos
Tipo de documento: Artigo
Idioma: por
Título da fonte: Sequência (Florianópolis. Online)
Texto Completo: https://periodicos.ufsc.br/index.php/sequencia/article/view/90662
Resumo: This article aims, in general, to identify the limits to the use of Artificial Intelligence (AI) in judicial decision making, having as specific objectives: (i) to describe the context of the use of AI from the due legal process; (ii) identify the analytical basis hypotheses provided for in the ordinary legislation and their conformation from the use of AI instruments, with a focus on explainability. The operationalization of jurisdiction, in the current context of a justice system permeated by AI instruments, must find limits in the Constitution of the Republic, in the theory of judicial decision and in specific rules of legal hermeneutics. Such limits, however, were not created with an eye towards AI, which is why there remains the need to identify beacons for the ethical use of technological tools in the Judiciary. As a research problem, we intend to discuss what are the limits to the use of AI in decision making, whether in the civil or criminal fields, based on the so-called analytical reasoning, provided for in articles 489, §1, CPC, and 315, §2, CPP. The procedure method used is the hypothetical-deductive method. The research technique is bibliographic. It is suggested, as a hypothesis, the Judiciary, as an instrument for the protection of fundamental and personality rights, when exercising decision-making based on AI instruments, is limited, in principle, to repetitive decisions devoid of complexity, the which even meet the duty of reasoning when working on the concept of explicability, under penalty of violating due process of law.
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spelling Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theoryInteligência artificial e jurisdição: dever analítico de fundamentação e os limites da substituição dos humanos por algoritmos no campo da tomada de decisão judicialArtificial IntelligenceDecision MakingAnalytical FoundationExplainabilityInteligência ArtificialTomada de DecisãoFundamentação AnalíticaExplicabilidadeThis article aims, in general, to identify the limits to the use of Artificial Intelligence (AI) in judicial decision making, having as specific objectives: (i) to describe the context of the use of AI from the due legal process; (ii) identify the analytical basis hypotheses provided for in the ordinary legislation and their conformation from the use of AI instruments, with a focus on explainability. The operationalization of jurisdiction, in the current context of a justice system permeated by AI instruments, must find limits in the Constitution of the Republic, in the theory of judicial decision and in specific rules of legal hermeneutics. Such limits, however, were not created with an eye towards AI, which is why there remains the need to identify beacons for the ethical use of technological tools in the Judiciary. As a research problem, we intend to discuss what are the limits to the use of AI in decision making, whether in the civil or criminal fields, based on the so-called analytical reasoning, provided for in articles 489, §1, CPC, and 315, §2, CPP. The procedure method used is the hypothetical-deductive method. The research technique is bibliographic. It is suggested, as a hypothesis, the Judiciary, as an instrument for the protection of fundamental and personality rights, when exercising decision-making based on AI instruments, is limited, in principle, to repetitive decisions devoid of complexity, the which even meet the duty of reasoning when working on the concept of explicability, under penalty of violating due process of law.Este artigo objetiva, de modo geral, identificar os limites à utilização da Inteligência Artificial (IA) na tomada de decisão judicial, tendo como objetivos específicos: (i) descrever o contexto da utilização da IA a partir do devido processo legal; (ii) identificar as hipóteses de fundamentação analítica prevista na legislação ordinária e a sua conformação a partir da utilização de instrumentos de IA, com foco na explicabilidade. A operacionalização da jurisdição, no contexto de atual de um sistema de justiça permeado por instrumentos de IA, deve encontrar limites na Constituição da República, na teoria da decisão judicial e em regras específicas de hermenêutica jurídica. Tais limites, todavia, não foram criados com olhos voltados à IA, razão pela qual remanesce a necessidade de se identificar balizas para utilização ética de ferramentas tecnológicas no Poder Judiciário. Como problema de pesquisa, pretende-se discutir quais são os limites à utilização da IA na tomada de decisão, seja no campo cível, seja no campo criminal, a partir da chamada fundamentação analítica, prevista nos artigos 489, §1º, CPC, e 315, §2º, CPP. O método de procedimento utilizado é o hipotético-dedutivo. A técnica de pesquisa é a bibliográfica. Aventa-se, como hipótese, que o Poder Judiciário, enquanto instrumento de tutela de direitos fundamentais e da personalidade, ao exercitar a tomada de decisão com base em instrumentos de IA, está limitado, a princípio, a decisões repetitivas destituídas de complexidade, as quais, inclusive, atendem ao dever de fundamentação quando trabalhado o conceito da explicabilidade, sob pena de violação ao devido processo legal.Universidade Federal de Santa Catarina2022-11-09info:eu-repo/semantics/articleinfo:eu-repo/semantics/publishedVersionapplication/pdfhttps://periodicos.ufsc.br/index.php/sequencia/article/view/9066210.5007/2177-7055.2022.e90662Seqüência - Legal and Political Studies; Vol. 43 No. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34Revista Seqüência: Estudos Jurídicos e Políticos; Vol. 43 Núm. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34Seqüência Estudos Jurídicos e Políticos; v. 43 n. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-342177-70550101-9562reponame:Sequência (Florianópolis. Online)instname:Universidade Federal de Santa Catarina (UFSC)instacron:UFSCporhttps://periodicos.ufsc.br/index.php/sequencia/article/view/90662/51938Copyright (c) 2022 Seqüência Estudos Jurídicos e Políticosinfo:eu-repo/semantics/openAccessSiqueira, Dirceu PereiraMorais, Fausto Santos deSantos, Marcel Ferreira dos2023-04-01T20:04:55Zoai:periodicos.ufsc.br:article/90662Revistahttps://periodicos.ufsc.br/index.php/sequenciaPUBhttps://periodicos.ufsc.br/index.php/sequencia/oai||sequencia@funjab.ufsc.br2177-70550101-9562opendoar:2023-04-01T20:04:55Sequência (Florianópolis. Online) - Universidade Federal de Santa Catarina (UFSC)false
dc.title.none.fl_str_mv Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
Inteligência artificial e jurisdição: dever analítico de fundamentação e os limites da substituição dos humanos por algoritmos no campo da tomada de decisão judicial
title Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
spellingShingle Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
Siqueira, Dirceu Pereira
Artificial Intelligence
Decision Making
Analytical Foundation
Explainability
Inteligência Artificial
Tomada de Decisão
Fundamentação Analítica
Explicabilidade
title_short Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
title_full Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
title_fullStr Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
title_full_unstemmed Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
title_sort Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
author Siqueira, Dirceu Pereira
author_facet Siqueira, Dirceu Pereira
Morais, Fausto Santos de
Santos, Marcel Ferreira dos
author_role author
author2 Morais, Fausto Santos de
Santos, Marcel Ferreira dos
author2_role author
author
dc.contributor.author.fl_str_mv Siqueira, Dirceu Pereira
Morais, Fausto Santos de
Santos, Marcel Ferreira dos
dc.subject.por.fl_str_mv Artificial Intelligence
Decision Making
Analytical Foundation
Explainability
Inteligência Artificial
Tomada de Decisão
Fundamentação Analítica
Explicabilidade
topic Artificial Intelligence
Decision Making
Analytical Foundation
Explainability
Inteligência Artificial
Tomada de Decisão
Fundamentação Analítica
Explicabilidade
description This article aims, in general, to identify the limits to the use of Artificial Intelligence (AI) in judicial decision making, having as specific objectives: (i) to describe the context of the use of AI from the due legal process; (ii) identify the analytical basis hypotheses provided for in the ordinary legislation and their conformation from the use of AI instruments, with a focus on explainability. The operationalization of jurisdiction, in the current context of a justice system permeated by AI instruments, must find limits in the Constitution of the Republic, in the theory of judicial decision and in specific rules of legal hermeneutics. Such limits, however, were not created with an eye towards AI, which is why there remains the need to identify beacons for the ethical use of technological tools in the Judiciary. As a research problem, we intend to discuss what are the limits to the use of AI in decision making, whether in the civil or criminal fields, based on the so-called analytical reasoning, provided for in articles 489, §1, CPC, and 315, §2, CPP. The procedure method used is the hypothetical-deductive method. The research technique is bibliographic. It is suggested, as a hypothesis, the Judiciary, as an instrument for the protection of fundamental and personality rights, when exercising decision-making based on AI instruments, is limited, in principle, to repetitive decisions devoid of complexity, the which even meet the duty of reasoning when working on the concept of explicability, under penalty of violating due process of law.
publishDate 2022
dc.date.none.fl_str_mv 2022-11-09
dc.type.driver.fl_str_mv info:eu-repo/semantics/article
info:eu-repo/semantics/publishedVersion
format article
status_str publishedVersion
dc.identifier.uri.fl_str_mv https://periodicos.ufsc.br/index.php/sequencia/article/view/90662
10.5007/2177-7055.2022.e90662
url https://periodicos.ufsc.br/index.php/sequencia/article/view/90662
identifier_str_mv 10.5007/2177-7055.2022.e90662
dc.language.iso.fl_str_mv por
language por
dc.relation.none.fl_str_mv https://periodicos.ufsc.br/index.php/sequencia/article/view/90662/51938
dc.rights.driver.fl_str_mv Copyright (c) 2022 Seqüência Estudos Jurídicos e Políticos
info:eu-repo/semantics/openAccess
rights_invalid_str_mv Copyright (c) 2022 Seqüência Estudos Jurídicos e Políticos
eu_rights_str_mv openAccess
dc.format.none.fl_str_mv application/pdf
dc.publisher.none.fl_str_mv Universidade Federal de Santa Catarina
publisher.none.fl_str_mv Universidade Federal de Santa Catarina
dc.source.none.fl_str_mv Seqüência - Legal and Political Studies; Vol. 43 No. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34
Revista Seqüência: Estudos Jurídicos e Políticos; Vol. 43 Núm. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34
Seqüência Estudos Jurídicos e Políticos; v. 43 n. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34
2177-7055
0101-9562
reponame:Sequência (Florianópolis. Online)
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instname_str Universidade Federal de Santa Catarina (UFSC)
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