Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory
Autor(a) principal: | |
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Data de Publicação: | 2022 |
Outros Autores: | , |
Tipo de documento: | Artigo |
Idioma: | por |
Título da fonte: | Sequência (Florianópolis. Online) |
Texto Completo: | https://periodicos.ufsc.br/index.php/sequencia/article/view/90662 |
Resumo: | This article aims, in general, to identify the limits to the use of Artificial Intelligence (AI) in judicial decision making, having as specific objectives: (i) to describe the context of the use of AI from the due legal process; (ii) identify the analytical basis hypotheses provided for in the ordinary legislation and their conformation from the use of AI instruments, with a focus on explainability. The operationalization of jurisdiction, in the current context of a justice system permeated by AI instruments, must find limits in the Constitution of the Republic, in the theory of judicial decision and in specific rules of legal hermeneutics. Such limits, however, were not created with an eye towards AI, which is why there remains the need to identify beacons for the ethical use of technological tools in the Judiciary. As a research problem, we intend to discuss what are the limits to the use of AI in decision making, whether in the civil or criminal fields, based on the so-called analytical reasoning, provided for in articles 489, §1, CPC, and 315, §2, CPP. The procedure method used is the hypothetical-deductive method. The research technique is bibliographic. It is suggested, as a hypothesis, the Judiciary, as an instrument for the protection of fundamental and personality rights, when exercising decision-making based on AI instruments, is limited, in principle, to repetitive decisions devoid of complexity, the which even meet the duty of reasoning when working on the concept of explicability, under penalty of violating due process of law. |
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Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theoryInteligência artificial e jurisdição: dever analítico de fundamentação e os limites da substituição dos humanos por algoritmos no campo da tomada de decisão judicialArtificial IntelligenceDecision MakingAnalytical FoundationExplainabilityInteligência ArtificialTomada de DecisãoFundamentação AnalíticaExplicabilidadeThis article aims, in general, to identify the limits to the use of Artificial Intelligence (AI) in judicial decision making, having as specific objectives: (i) to describe the context of the use of AI from the due legal process; (ii) identify the analytical basis hypotheses provided for in the ordinary legislation and their conformation from the use of AI instruments, with a focus on explainability. The operationalization of jurisdiction, in the current context of a justice system permeated by AI instruments, must find limits in the Constitution of the Republic, in the theory of judicial decision and in specific rules of legal hermeneutics. Such limits, however, were not created with an eye towards AI, which is why there remains the need to identify beacons for the ethical use of technological tools in the Judiciary. As a research problem, we intend to discuss what are the limits to the use of AI in decision making, whether in the civil or criminal fields, based on the so-called analytical reasoning, provided for in articles 489, §1, CPC, and 315, §2, CPP. The procedure method used is the hypothetical-deductive method. The research technique is bibliographic. It is suggested, as a hypothesis, the Judiciary, as an instrument for the protection of fundamental and personality rights, when exercising decision-making based on AI instruments, is limited, in principle, to repetitive decisions devoid of complexity, the which even meet the duty of reasoning when working on the concept of explicability, under penalty of violating due process of law.Este artigo objetiva, de modo geral, identificar os limites à utilização da Inteligência Artificial (IA) na tomada de decisão judicial, tendo como objetivos específicos: (i) descrever o contexto da utilização da IA a partir do devido processo legal; (ii) identificar as hipóteses de fundamentação analítica prevista na legislação ordinária e a sua conformação a partir da utilização de instrumentos de IA, com foco na explicabilidade. A operacionalização da jurisdição, no contexto de atual de um sistema de justiça permeado por instrumentos de IA, deve encontrar limites na Constituição da República, na teoria da decisão judicial e em regras específicas de hermenêutica jurídica. Tais limites, todavia, não foram criados com olhos voltados à IA, razão pela qual remanesce a necessidade de se identificar balizas para utilização ética de ferramentas tecnológicas no Poder Judiciário. Como problema de pesquisa, pretende-se discutir quais são os limites à utilização da IA na tomada de decisão, seja no campo cível, seja no campo criminal, a partir da chamada fundamentação analítica, prevista nos artigos 489, §1º, CPC, e 315, §2º, CPP. O método de procedimento utilizado é o hipotético-dedutivo. A técnica de pesquisa é a bibliográfica. Aventa-se, como hipótese, que o Poder Judiciário, enquanto instrumento de tutela de direitos fundamentais e da personalidade, ao exercitar a tomada de decisão com base em instrumentos de IA, está limitado, a princípio, a decisões repetitivas destituídas de complexidade, as quais, inclusive, atendem ao dever de fundamentação quando trabalhado o conceito da explicabilidade, sob pena de violação ao devido processo legal.Universidade Federal de Santa Catarina2022-11-09info:eu-repo/semantics/articleinfo:eu-repo/semantics/publishedVersionapplication/pdfhttps://periodicos.ufsc.br/index.php/sequencia/article/view/9066210.5007/2177-7055.2022.e90662Seqüência - Legal and Political Studies; Vol. 43 No. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34Revista Seqüência: Estudos Jurídicos e Políticos; Vol. 43 Núm. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34Seqüência Estudos Jurídicos e Políticos; v. 43 n. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-342177-70550101-9562reponame:Sequência (Florianópolis. Online)instname:Universidade Federal de Santa Catarina (UFSC)instacron:UFSCporhttps://periodicos.ufsc.br/index.php/sequencia/article/view/90662/51938Copyright (c) 2022 Seqüência Estudos Jurídicos e Políticosinfo:eu-repo/semantics/openAccessSiqueira, Dirceu PereiraMorais, Fausto Santos deSantos, Marcel Ferreira dos2023-04-01T20:04:55Zoai:periodicos.ufsc.br:article/90662Revistahttps://periodicos.ufsc.br/index.php/sequenciaPUBhttps://periodicos.ufsc.br/index.php/sequencia/oai||sequencia@funjab.ufsc.br2177-70550101-9562opendoar:2023-04-01T20:04:55Sequência (Florianópolis. Online) - Universidade Federal de Santa Catarina (UFSC)false |
dc.title.none.fl_str_mv |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory Inteligência artificial e jurisdição: dever analítico de fundamentação e os limites da substituição dos humanos por algoritmos no campo da tomada de decisão judicial |
title |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory |
spellingShingle |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory Siqueira, Dirceu Pereira Artificial Intelligence Decision Making Analytical Foundation Explainability Inteligência Artificial Tomada de Decisão Fundamentação Analítica Explicabilidade |
title_short |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory |
title_full |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory |
title_fullStr |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory |
title_full_unstemmed |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory |
title_sort |
Artificial intelligence and jurisdiction: analytical duty of grounds and the limits to the substitution of humans by algoritics in the field of judicial decision theory |
author |
Siqueira, Dirceu Pereira |
author_facet |
Siqueira, Dirceu Pereira Morais, Fausto Santos de Santos, Marcel Ferreira dos |
author_role |
author |
author2 |
Morais, Fausto Santos de Santos, Marcel Ferreira dos |
author2_role |
author author |
dc.contributor.author.fl_str_mv |
Siqueira, Dirceu Pereira Morais, Fausto Santos de Santos, Marcel Ferreira dos |
dc.subject.por.fl_str_mv |
Artificial Intelligence Decision Making Analytical Foundation Explainability Inteligência Artificial Tomada de Decisão Fundamentação Analítica Explicabilidade |
topic |
Artificial Intelligence Decision Making Analytical Foundation Explainability Inteligência Artificial Tomada de Decisão Fundamentação Analítica Explicabilidade |
description |
This article aims, in general, to identify the limits to the use of Artificial Intelligence (AI) in judicial decision making, having as specific objectives: (i) to describe the context of the use of AI from the due legal process; (ii) identify the analytical basis hypotheses provided for in the ordinary legislation and their conformation from the use of AI instruments, with a focus on explainability. The operationalization of jurisdiction, in the current context of a justice system permeated by AI instruments, must find limits in the Constitution of the Republic, in the theory of judicial decision and in specific rules of legal hermeneutics. Such limits, however, were not created with an eye towards AI, which is why there remains the need to identify beacons for the ethical use of technological tools in the Judiciary. As a research problem, we intend to discuss what are the limits to the use of AI in decision making, whether in the civil or criminal fields, based on the so-called analytical reasoning, provided for in articles 489, §1, CPC, and 315, §2, CPP. The procedure method used is the hypothetical-deductive method. The research technique is bibliographic. It is suggested, as a hypothesis, the Judiciary, as an instrument for the protection of fundamental and personality rights, when exercising decision-making based on AI instruments, is limited, in principle, to repetitive decisions devoid of complexity, the which even meet the duty of reasoning when working on the concept of explicability, under penalty of violating due process of law. |
publishDate |
2022 |
dc.date.none.fl_str_mv |
2022-11-09 |
dc.type.driver.fl_str_mv |
info:eu-repo/semantics/article info:eu-repo/semantics/publishedVersion |
format |
article |
status_str |
publishedVersion |
dc.identifier.uri.fl_str_mv |
https://periodicos.ufsc.br/index.php/sequencia/article/view/90662 10.5007/2177-7055.2022.e90662 |
url |
https://periodicos.ufsc.br/index.php/sequencia/article/view/90662 |
identifier_str_mv |
10.5007/2177-7055.2022.e90662 |
dc.language.iso.fl_str_mv |
por |
language |
por |
dc.relation.none.fl_str_mv |
https://periodicos.ufsc.br/index.php/sequencia/article/view/90662/51938 |
dc.rights.driver.fl_str_mv |
Copyright (c) 2022 Seqüência Estudos Jurídicos e Políticos info:eu-repo/semantics/openAccess |
rights_invalid_str_mv |
Copyright (c) 2022 Seqüência Estudos Jurídicos e Políticos |
eu_rights_str_mv |
openAccess |
dc.format.none.fl_str_mv |
application/pdf |
dc.publisher.none.fl_str_mv |
Universidade Federal de Santa Catarina |
publisher.none.fl_str_mv |
Universidade Federal de Santa Catarina |
dc.source.none.fl_str_mv |
Seqüência - Legal and Political Studies; Vol. 43 No. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34 Revista Seqüência: Estudos Jurídicos e Políticos; Vol. 43 Núm. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34 Seqüência Estudos Jurídicos e Políticos; v. 43 n. 91 (2022): Seqüência - Estudos Jurídicos e Políticos ; 1-34 2177-7055 0101-9562 reponame:Sequência (Florianópolis. Online) instname:Universidade Federal de Santa Catarina (UFSC) instacron:UFSC |
instname_str |
Universidade Federal de Santa Catarina (UFSC) |
instacron_str |
UFSC |
institution |
UFSC |
reponame_str |
Sequência (Florianópolis. Online) |
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Sequência (Florianópolis. Online) |
repository.name.fl_str_mv |
Sequência (Florianópolis. Online) - Universidade Federal de Santa Catarina (UFSC) |
repository.mail.fl_str_mv |
||sequencia@funjab.ufsc.br |
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